- Type / Class
- Equity / COM
- Total 13F shares
- 6,575,241
- Share change
- +75,760
- Total reported value
- $174,842,745
- Price per share
- $26.59
- Number of holders
- 120
- Value change
- +$1,967,369
- Number of buys
- 41
- Number of sells
- 49
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
648,903
|
$17,792,949 | — | 30 Jun 2023 | |
| Bard Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
606,405
|
$16,627,647 | — | 30 Jun 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
452,487
|
$12,407,000 | — | 30 Jun 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
422,438
|
$11,583,258 | — | 30 Jun 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
406,930
|
$11,158,020 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
319,948
|
$8,772,965 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
268,843
|
$7,371,670 | — | 30 Jun 2023 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
258,766
|
$7,095,364 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
253,268
|
$6,944,609 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
249,746
|
$6,848,042 | — | 30 Jun 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
249,245
|
$6,834,295 | — | 30 Jun 2023 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
171,153
|
$4,693,003 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
135,872
|
$3,725,614 | — | 30 Jun 2023 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
115,276
|
$3,161,000 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
109,128
|
$2,992,000 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
92,767
|
$2,544,000 | — | 30 Jun 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
87,024
|
$2,386,200 | — | 30 Jun 2023 | |
| 1620 INVESTMENT ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
86,402
|
$2,369,136 | — | 30 Jun 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
80,955
|
$2,219,786 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
77,726
|
$2,131,265 | — | 30 Jun 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
77,033
|
$2,112,252 | — | 30 Jun 2023 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
75,513
|
$2,070,567 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
70,746
|
$1,939,856 | — | 30 Jun 2023 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
61,758
|
$1,693,398 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
60,254
|
$1,652,157 | — | 30 Jun 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
55,539
|
$1,522,879 | — | 30 Jun 2023 | |
| Stolper Co |
13F
|
Company |
—
class O/S missing
|
52,926
|
$1,451,000 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
52,826
|
$1,448,000 | — | 30 Jun 2023 | |
| Transform Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
46,492
|
$1,274,810 | — | 30 Jun 2023 | |
| ALBION FINANCIAL GROUP /UT |
13F
|
Company |
—
class O/S missing
|
41,797
|
$1,146,074 | — | 30 Jun 2023 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
35,576
|
$975,495 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
29,802
|
$817,165 | — | 30 Jun 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
28,596
|
$784,000 | — | 30 Jun 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
—
class O/S missing
|
27,018
|
$759,206 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
25,801
|
$707,000 | — | 30 Jun 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
25,755
|
$706,202 | — | 30 Jun 2023 | |
| Altus Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
25,575
|
$701,272 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
25,540
|
$700,307 | — | 30 Jun 2023 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
22,767
|
$624,271 | — | 30 Jun 2023 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
21,183
|
$580,838 | — | 30 Jun 2023 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
18,049
|
$494,904 | — | 30 Jun 2023 | |
| RETIREMENT INCOME SOLUTIONS, INC |
13F
|
Company |
—
class O/S missing
|
17,328
|
$475,134 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
17,068
|
$468,000 | — | 30 Jun 2023 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
17,042
|
$467,294 | — | 30 Jun 2023 | |
| Savant Capital, LLC |
13F
|
Company |
—
class O/S missing
|
16,920
|
$463,942 | — | 30 Jun 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
16,698
|
$457,859 | — | 30 Jun 2023 | |
| First PREMIER Bank |
13F
|
Company |
—
class O/S missing
|
16,574
|
$454,000 | — | 30 Jun 2023 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
16,214
|
$444,601 | — | 30 Jun 2023 | |
| AMG National Trust Bank |
13F
|
Company |
—
class O/S missing
|
15,791
|
$432,989 | — | 30 Jun 2023 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
14,780
|
$405,256 | — | 30 Jun 2023 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2023
As of 30 Sep 2023,
TRI-CONTINENTAL Corp - COM (TY) was held by
120 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,575,241 shares.
The largest 10 holders included
MORGAN STANLEY, Bard Financial Services, Inc., LAZARD ASSET MANAGEMENT LLC, Allspring Global Investments Holdings, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, UBS Group AG, Dubuque Bank & Trust Co, and Relative Value Partners Group, LLC.
This page lists
120
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
122
Q3 2023 holders
120
Holder diff
-2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.