TRI-CONTINENTAL Corp - COM (TY)

CUSIP: 895436103

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class
Equity / COM
Total 13F shares
6,575,241
Share change
+75,760
Total reported value
$174,842,745
Price per share
$26.59
Number of holders
120
Value change
+$1,967,369
Number of buys
41
Number of sells
49

Quarterly Holders Quick Answers

What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
class O/S missing
648,903
$17,792,949 30 Jun 2023
13F
Bard Financial Services, Inc.
13F
Company
class O/S missing
606,405
$16,627,647 30 Jun 2023
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
class O/S missing
452,487
$12,407,000 30 Jun 2023
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
422,438
$11,583,258 30 Jun 2023
13F
Allspring Global Investments Holdings, LLC
13F
Company
class O/S missing
406,930
$11,158,020 30 Jun 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
319,948
$8,772,965 30 Jun 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
268,843
$7,371,670 30 Jun 2023
13F
DUBUQUE BANK & TRUST CO
13F
Company
class O/S missing
258,766
$7,095,364 30 Jun 2023
13F
UBS Group AG
13F
Company
class O/S missing
253,268
$6,944,609 30 Jun 2023
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
249,746
$6,848,042 30 Jun 2023
13F
Relative Value Partners Group, LLC
13F
Company
class O/S missing
249,245
$6,834,295 30 Jun 2023
13F
Uncommon Cents Investing LLC
13F
Company
class O/S missing
171,153
$4,693,003 30 Jun 2023
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
135,872
$3,725,614 30 Jun 2023
13F
Hennion & Walsh Asset Management, Inc.
13F
Company
class O/S missing
115,276
$3,161,000 30 Jun 2023
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
109,128
$2,992,000 30 Jun 2023
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
92,767
$2,544,000 30 Jun 2023
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
87,024
$2,386,200 30 Jun 2023
13F
1620 INVESTMENT ADVISORS, INC.
13F
Company
class O/S missing
86,402
$2,369,136 30 Jun 2023
13F
Cornerstone Advisors, LLC
13F
Company
class O/S missing
80,955
$2,219,786 30 Jun 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
77,726
$2,131,265 30 Jun 2023
13F
Integrated Wealth Concepts LLC
13F
Company
class O/S missing
77,033
$2,112,252 30 Jun 2023
13F
Capstone Financial Advisors, Inc.
13F
Company
class O/S missing
75,513
$2,070,567 30 Jun 2023
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
70,746
$1,939,856 30 Jun 2023
13F
RB Capital Management, LLC
13F
Company
class O/S missing
61,758
$1,693,398 30 Jun 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
60,254
$1,652,157 30 Jun 2023
13F
FIRST TRUST ADVISORS LP
13F
Company
class O/S missing
55,539
$1,522,879 30 Jun 2023
13F
Stolper Co
13F
Company
class O/S missing
52,926
$1,451,000 30 Jun 2023
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
52,826
$1,448,000 30 Jun 2023
13F
Transform Wealth, LLC
13F
Company
class O/S missing
46,492
$1,274,810 30 Jun 2023
13F
ALBION FINANCIAL GROUP /UT
13F
Company
class O/S missing
41,797
$1,146,074 30 Jun 2023
13F
WHITENER CAPITAL MANAGEMENT, INC.
13F
Company
class O/S missing
35,576
$975,495 30 Jun 2023
13F
LPL Financial LLC
13F
Company
class O/S missing
29,802
$817,165 30 Jun 2023
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
class O/S missing
28,596
$784,000 30 Jun 2023
13F
Atlas Wealth LLC
13F
Company
class O/S missing
27,018
$759,206 30 Jun 2023
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
25,801
$707,000 30 Jun 2023
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
25,755
$706,202 30 Jun 2023
13F
Altus Wealth Group LLC
13F
Company
class O/S missing
25,575
$701,272 30 Jun 2023
13F
AQR Arbitrage LLC
13F
Company
class O/S missing
25,540
$700,307 30 Jun 2023
13F
TIAA, FSB
13F
Company
class O/S missing
22,767
$624,271 30 Jun 2023
13F
Heritage Wealth Advisors
13F
Company
class O/S missing
21,183
$580,838 30 Jun 2023
13F
Walleye Capital LLC
13F
Company
class O/S missing
18,049
$494,904 30 Jun 2023
13F
RETIREMENT INCOME SOLUTIONS, INC
13F
Company
class O/S missing
17,328
$475,134 30 Jun 2023
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
17,068
$468,000 30 Jun 2023
13F
Successful Portfolios LLC
13F
Company
class O/S missing
17,042
$467,294 30 Jun 2023
13F
Savant Capital, LLC
13F
Company
class O/S missing
16,920
$463,942 30 Jun 2023
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
class O/S missing
16,698
$457,859 30 Jun 2023
13F
First PREMIER Bank
13F
Company
class O/S missing
16,574
$454,000 30 Jun 2023
13F
JOHNSON INVESTMENT COUNSEL INC
13F
Company
class O/S missing
16,214
$444,601 30 Jun 2023
13F
AMG National Trust Bank
13F
Company
class O/S missing
15,791
$432,989 30 Jun 2023
13F
Creative Planning
13F
Company
class O/S missing
14,780
$405,256 30 Jun 2023
13F

Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2023

As of 30 Sep 2023, TRI-CONTINENTAL Corp - COM (TY) was held by 120 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,575,241 shares. The largest 10 holders included MORGAN STANLEY, Bard Financial Services, Inc., LAZARD ASSET MANAGEMENT LLC, Allspring Global Investments Holdings, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, UBS Group AG, Dubuque Bank & Trust Co, and Relative Value Partners Group, LLC. This page lists 120 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
122
Q3 2023 holders
120
Holder diff
-2
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 Value $ Q3 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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