Security key
895436103
- Type / Class
- Equity / COM
- Total 13F shares
- 6,401,918
- Share change
- -126,741
- Total reported value
- $169,970,861
- Price per share
- $26.55
- Number of holders
- 116
- Value change
- -$3,164,295
- Number of buys
- 45
- Number of sells
- 52
Report period
Q1 2023
Institutions
116
Top holders
10
TY full security history
Newer quarter: Q2 2023
Previous quarter: Q4 2022
TRI-CONTINENTAL Corp SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 895436103
Recent filing periods:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
697,482
|
$17,876,501 | — | 31 Dec 2022 | |
| Bard Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
618,948
|
$15,864,000 | — | 31 Dec 2022 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
451,748
|
$11,578,000 | — | 31 Dec 2022 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
430,357
|
$11,030,043 | — | 31 Dec 2022 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
371,446
|
$9,520,160 | — | 31 Dec 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
338,232
|
$8,668,881 | — | 31 Dec 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
326,201
|
$8,360,474 | — | 31 Dec 2022 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
282,830
|
$7,249,000 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
260,668
|
$6,680,920 | — | 31 Dec 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
249,162
|
$6,386,108 | — | 31 Dec 2022 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
172,824
|
$4,429,468 | — | 31 Dec 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
164,821
|
$4,224,362 | — | 31 Dec 2022 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
118,469
|
$3,036,360 | — | 31 Dec 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
116,907
|
$2,996,366 | — | 31 Dec 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
111,371
|
$2,854,000 | — | 31 Dec 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
95,627
|
$2,450,000 | — | 31 Dec 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
86,063
|
$2,205,810 | — | 31 Dec 2022 | |
| 1620 INVESTMENT ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
84,389
|
$2,162,883 | — | 31 Dec 2022 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
79,354
|
$2,034,000 | — | 31 Dec 2022 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
75,513
|
$1,935,398 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
75,403
|
$1,933,582 | — | 31 Dec 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
71,847
|
$1,841,438 | — | 31 Dec 2022 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
71,151
|
$1,824,000 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
63,416
|
$1,625,353 | — | 31 Dec 2022 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
60,635
|
$1,554,067 | — | 31 Dec 2022 | |
| Stolper Co |
13F
|
Company |
—
class O/S missing
|
57,382
|
$1,471,000 | — | 31 Dec 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
54,043
|
$1,385,000 | — | 31 Dec 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
53,962
|
$1,383,046 | — | 31 Dec 2022 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
42,358
|
$1,086,000 | — | 31 Dec 2022 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
32,511
|
$833,000 | — | 31 Dec 2022 | |
| Atlas Wealth LLC |
13F
|
Company |
—
class O/S missing
|
30,802
|
$789,455 | — | 31 Dec 2022 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
30,619
|
$784,765 | — | 31 Dec 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
29,765
|
$764,000 | — | 31 Dec 2022 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
26,411
|
$676,914 | — | 31 Dec 2022 | |
| ALBION FINANCIAL GROUP /UT |
13F
|
Company |
—
class O/S missing
|
25,497
|
$653,488 | — | 31 Dec 2022 | |
| Altus Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
24,596
|
$630,407 | — | 31 Dec 2022 | |
| Transform Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
22,773
|
$583,682 | — | 31 Dec 2022 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
22,669
|
$581,006 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
22,418
|
$574,573 | — | 31 Dec 2022 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
22,289
|
$571,276 | — | 31 Dec 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
21,700
|
$556,171 | — | 31 Dec 2022 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
21,681
|
$555,684 | — | 31 Dec 2022 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
17,668
|
$452,831 | — | 31 Dec 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
17,650
|
$452,370 | — | 31 Dec 2022 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
17,414
|
$446,319 | — | 31 Dec 2022 | |
| RETIREMENT INCOME SOLUTIONS, INC |
13F
|
Company |
—
class O/S missing
|
17,301
|
$443,425 | — | 31 Dec 2022 | |
| First PREMIER Bank |
13F
|
Company |
—
class O/S missing
|
16,574
|
$425,000 | — | 31 Dec 2022 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
16,579
|
$424,910 | — | 31 Dec 2022 | |
| AMG National Trust Bank |
13F
|
Company |
—
class O/S missing
|
15,791
|
$404,723 | — | 31 Dec 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$384,000 | — | 31 Dec 2022 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2023
As of 31 Mar 2023,
TRI-CONTINENTAL Corp - COM (TY) was held by
116 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,401,918 shares.
The largest 10 holders included
MORGAN STANLEY, Bard Financial Services, Inc., LAZARD ASSET MANAGEMENT LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Allspring Global Investments Holdings, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, DUBUQUE BANK & TRUST CO, Relative Value Partners Group, LLC, and Raymond James Financial Services Advisors, Inc..
This page lists
116
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
123
Q1 2023 holders
116
Holder diff
-7
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.