TRI-CONTINENTAL Corp - COM (TY)

CUSIP: 895436103

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class
Equity / COM
Total 13F shares
6,526,547
Share change
-88,125
Total reported value
$167,279,282
Price per share
$25.63
Number of holders
123
Value change
-$2,273,174
Number of buys
53
Number of sells
42

Quarterly Holders Quick Answers

What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
class O/S missing
665,804
$17,017,000 30 Sep 2022
13F
Bard Financial Services, Inc.
13F
Company
class O/S missing
643,811
$16,456,000 30 Sep 2022
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
class O/S missing
451,748
$11,546,000 30 Sep 2022
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
437,409
$11,180,000 30 Sep 2022
13F
Allspring Global Investments Holdings, LLC
13F
Company
class O/S missing
429,572
$10,979,000 30 Sep 2022
13F
Relative Value Partners Group, LLC
13F
Company
class O/S missing
358,593
$9,166,000 30 Sep 2022
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
293,374
$7,499,000 30 Sep 2022
13F
DUBUQUE BANK & TRUST CO
13F
Company
class O/S missing
289,522
$7,400,000 30 Sep 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
282,831
$7,230,000 30 Sep 2022
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
276,867
$7,077,000 30 Sep 2022
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
173,091
$4,425,000 30 Sep 2022
13F
Uncommon Cents Investing LLC
13F
Company
class O/S missing
172,069
$4,398,000 30 Sep 2022
13F
UBS Group AG
13F
Company
class O/S missing
151,643
$3,876,000 30 Sep 2022
13F
1832 Asset Management L.P.
13F
Company
class O/S missing
118,469
$3,028,000 30 Sep 2022
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
116,246
$2,971,000 30 Sep 2022
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
113,927
$2,911,000 30 Sep 2022
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
94,105
$2,405,000 30 Sep 2022
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
84,051
$2,148,000 30 Sep 2022
13F
Integrated Wealth Concepts LLC
13F
Company
class O/S missing
83,144
$2,125,000 30 Sep 2022
13F
1620 INVESTMENT ADVISORS, INC.
13F
Company
class O/S missing
81,891
$2,093,000 30 Sep 2022
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
75,590
$1,932,000 30 Sep 2022
13F
Capstone Financial Advisors, Inc.
13F
Company
class O/S missing
75,513
$1,930,000 30 Sep 2022
13F
FIRST TRUST ADVISORS LP
13F
Company
class O/S missing
72,229
$1,846,000 30 Sep 2022
13F
RB Capital Management, LLC
13F
Company
class O/S missing
59,429
$1,519,000 30 Sep 2022
13F
Stolper Co
13F
Company
class O/S missing
58,208
$1,488,000 30 Sep 2022
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
52,186
$1,334,000 30 Sep 2022
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
class O/S missing
42,037
$1,075,000 30 Sep 2022
13F
Hennion & Walsh Asset Management, Inc.
13F
Company
class O/S missing
40,006
$1,023,000 30 Sep 2022
13F
Successful Portfolios LLC
13F
Company
class O/S missing
33,246
$850,000 30 Sep 2022
13F
Altus Wealth Group LLC
13F
Company
class O/S missing
24,251
$809,000 30 Sep 2022
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
29,249
$747,000 30 Sep 2022
13F
LPL Financial LLC
13F
Company
class O/S missing
27,523
$703,000 30 Sep 2022
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
27,248
$696,000 30 Sep 2022
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
26,865
$687,000 30 Sep 2022
13F
ALBION FINANCIAL GROUP /UT
13F
Company
class O/S missing
25,497
$652,000 30 Sep 2022
13F
WHITENER CAPITAL MANAGEMENT, INC.
13F
Company
class O/S missing
24,857
$635,000 30 Sep 2022
13F
TANDEM CAPITAL MANAGEMENT CORP /ADV
13F
Company
class O/S missing
22,700
$598,000 30 Sep 2022
13F
TIAA, FSB
13F
Company
class O/S missing
22,767
$582,000 30 Sep 2022
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
22,618
$578,000 30 Sep 2022
13F
Heritage Wealth Advisors
13F
Company
class O/S missing
21,681
$554,166 30 Sep 2022
13F
JOHNSON INVESTMENT COUNSEL INC
13F
Company
class O/S missing
18,353
$469,000 30 Sep 2022
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
17,414
$445,000 30 Sep 2022
13F
First PREMIER Bank
13F
Company
class O/S missing
16,574
$424,000 30 Sep 2022
13F
Cetera Advisors LLC
13F
Company
class O/S missing
16,202
$414,000 30 Sep 2022
13F
AMG National Trust Bank
13F
Company
class O/S missing
15,791
$404,000 30 Sep 2022
13F
TWIN FOCUS CAPITAL PARTNERS, LLC
13F
Company
class O/S missing
15,400
$394,000 30 Sep 2022
13F
KIRR MARBACH & CO LLC /IN/
13F
Company
class O/S missing
13,932
$356,000 30 Sep 2022
13F
Creative Planning
13F
Company
class O/S missing
13,781
$352,000 30 Sep 2022
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
12,919
$330,000 30 Sep 2022
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
12,669
$324,000 30 Sep 2022
13F

Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2022

As of 31 Dec 2022, TRI-CONTINENTAL Corp - COM (TY) was held by 123 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,526,547 shares. The largest 10 holders included MORGAN STANLEY, Bard Financial Services, Inc., LAZARD ASSET MANAGEMENT LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Allspring Global Investments Holdings, LLC, Relative Value Partners Group, LLC, RAYMOND JAMES & ASSOCIATES, DUBUQUE BANK & TRUST CO, WELLS FARGO & COMPANY/MN, and Raymond James Financial Services Advisors, Inc.. This page lists 123 institutional shareholders reporting positions in this security for the Q4 2022 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
112
Q4 2022 holders
123
Holder diff
11
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 Value $ Q4 2022 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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