Security key
895436103
- Security type / class
- Equity / COM
- Total 13F shares
- 5,987,983
- Total 13F value
- $176,489,795
- Share change
- -54,247
- SEC-reported price per share
- $29.47
- Number of holders
- 101
- Value change
- -$1,127,619
- Number of buys
- 39
- Number of sells
- 39
Report period
Q4 2020
Institutions
101
Top holders
10
TY full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
TRI-CONTINENTAL Corp SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 895436103
Recent filing periods:
Ownership snapshot
Top reported holders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BLUE BELL PRIVATE WEALTH ...
Disclosed value leader
BLUE BELL PRIVATE WEALTH ...
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $12,697,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC has the largest disclosed position value at $12.7M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC's linked filing trail.
Disclosed position value
Top 5
BLUE BELL PRIVATE WEALTH MANAGEME...
$12.7M
Relative Value Partners Group, LLC
$12.07M
LAZARD ASSET MANAGEMENT LLC
$11.23M
Raymond James Financial Services ...
$10.49M
DUBUQUE BANK & TRUST CO
$8.44M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$12,697,000
489,674 shares
|
— | 30 Sep 2020 |
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$12,066,000
465,321 shares
|
— | 30 Sep 2020 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$11,229,000
433,075 shares
|
— | 30 Sep 2020 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$10,490,000
404,566 shares
|
— | 30 Sep 2020 |
| DUBUQUE BANK & TRUST CO |
13F
Company
|
—
class O/S missing
|
$8,437,000
325,391 shares
|
— | 30 Sep 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$8,075,000
311,430 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
101
Shares
5,987,983
Rows available
101
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
93
Q4 2020 holders
101
Holder diff
8
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend