- Type / Class
- Equity / COM
- Total 13F shares
- 5,987,983
- Share change
- -54,247
- Total reported value
- $176,489,795
- Price per share
- $29.47
- Number of holders
- 101
- Value change
- -$1,127,619
- Number of buys
- 39
- Number of sells
- 39
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
489,674
|
$12,697,000 | — | 30 Sep 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
465,321
|
$12,066,000 | — | 30 Sep 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
433,075
|
$11,229,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
404,566
|
$10,490,000 | — | 30 Sep 2020 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
325,391
|
$8,437,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
311,430
|
$8,075,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
262,173
|
$6,798,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
241,922
|
$6,273,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
202,803
|
$5,259,000 | — | 30 Sep 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
190,677
|
$4,944,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
174,342
|
$4,521,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
169,258
|
$4,389,000 | — | 30 Sep 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
146,046
|
$3,787,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
125,906
|
$3,265,000 | — | 30 Sep 2020 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
118,469
|
$3,081,000 | — | 30 Sep 2020 | |
| BROWN ADVISORY INC |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,233,000 | — | 30 Sep 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
77,913
|
$2,020,000 | — | 30 Sep 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
72,432
|
$1,878,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
71,843
|
$1,863,000 | — | 30 Sep 2020 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
53,595
|
$1,420,000 | — | 30 Sep 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
50,107
|
$1,299,000 | — | 30 Sep 2020 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
50,072
|
$1,298,000 | — | 30 Sep 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
45,940
|
$1,191,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
42,956
|
$1,113,000 | — | 30 Sep 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
42,085
|
$1,091,000 | — | 30 Sep 2020 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
41,619
|
$1,079,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
39,915
|
$1,036,000 | — | 30 Sep 2020 | |
| Stolper Co |
13F
|
Company |
—
class O/S missing
|
38,359
|
$995,000 | — | 30 Sep 2020 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
35,714
|
$926,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,011
|
$882,000 | — | 30 Sep 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
32,928
|
$854,000 | — | 30 Sep 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,917
|
$724,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
26,898
|
$697,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
26,790
|
$695,000 | — | 30 Sep 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
23,666
|
$614,000 | — | 30 Sep 2020 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
22,767
|
$590,000 | — | 30 Sep 2020 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$589,519 | — | 30 Sep 2020 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
22,666
|
$588,000 | — | 30 Sep 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
20,895
|
$573,000 | — | 30 Sep 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
20,566
|
$533,000 | — | 30 Sep 2020 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
20,200
|
$524,000 | — | 30 Sep 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
18,267
|
$474,000 | — | 30 Sep 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,384
|
$451,000 | — | 30 Sep 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
17,376
|
$451,000 | — | 30 Sep 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
16,966
|
$440,000 | — | 30 Sep 2020 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$403,000 | — | 30 Sep 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
13,272
|
$344,000 | — | 30 Sep 2020 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
12,399
|
$321,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
12,373
|
$320,000 | — | 30 Sep 2020 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
11,184
|
$290,000 | — | 30 Sep 2020 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2020
As of 31 Dec 2020,
TRI-CONTINENTAL Corp - COM (TY) was held by
101 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,987,983 shares.
The largest 10 holders included
Bard Financial Services, Inc., BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Relative Value Partners Group, LLC, WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., Dubuque Bank & Trust, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, and BANK OF AMERICA CORP /DE/.
This page lists
101
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
93
Q4 2020 holders
101
Holder diff
8
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.