- Type / Class
- Equity / COM
- Total 13F shares
- 5,434,621
- Share change
- -165,087
- Total reported value
- $140,974,051
- Price per share
- $25.93
- Number of holders
- 93
- Value change
- -$4,146,661
- Number of buys
- 38
- Number of sells
- 38
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
488,303
|
$12,070,000 | — | 30 Jun 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
466,172
|
$11,520,000 | — | 30 Jun 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
433,075
|
$10,701,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
426,307
|
$10,534,000 | — | 30 Jun 2020 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
339,702
|
$8,394,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
295,558
|
$7,303,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
283,171
|
$6,997,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
232,658
|
$5,749,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
220,353
|
$5,445,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
218,835
|
$5,407,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
212,616
|
$5,254,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
203,969
|
$5,040,000 | — | 30 Jun 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
125,538
|
$3,102,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
118,344
|
$2,924,000 | — | 30 Jun 2020 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
118,469
|
$2,919,000 | — | 30 Jun 2020 | |
| BROWN ADVISORY INC |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,128,000 | — | 30 Jun 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
81,699
|
$2,019,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
71,320
|
$1,762,000 | — | 30 Jun 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
64,127
|
$1,584,000 | — | 30 Jun 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
55,817
|
$1,379,000 | — | 30 Jun 2020 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
53,899
|
$1,332,000 | — | 30 Jun 2020 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
50,072
|
$1,237,000 | — | 30 Jun 2020 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
43,831
|
$1,083,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
40,888
|
$1,010,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
40,018
|
$989,000 | — | 30 Jun 2020 | |
| Stolper Co |
13F
|
Company |
—
class O/S missing
|
36,996
|
$914,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
36,204
|
$895,000 | — | 30 Jun 2020 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
36,134
|
$893,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
33,982
|
$840,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
33,600
|
$830,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
33,134
|
$818,000 | — | 30 Jun 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
32,928
|
$814,000 | — | 30 Jun 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
32,418
|
$801,000 | — | 30 Jun 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,602
|
$680,000 | — | 30 Jun 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
24,669
|
$610,000 | — | 30 Jun 2020 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
22,767
|
$563,000 | — | 30 Jun 2020 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$561,782 | — | 30 Jun 2020 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
21,947
|
$542,000 | — | 30 Jun 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,490
|
$531,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
19,351
|
$478,000 | — | 30 Jun 2020 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
19,200
|
$474,000 | — | 30 Jun 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,665
|
$461,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
18,179
|
$449,000 | — | 30 Jun 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,248
|
$426,000 | — | 30 Jun 2020 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$384,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
15,011
|
$371,000 | — | 30 Jun 2020 | |
| Magnus Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
14,300
|
$353,000 | — | 30 Jun 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
14,221
|
$351,000 | — | 30 Jun 2020 | |
| GUYASUTA INVESTMENT ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
13,056
|
$323,000 | — | 30 Jun 2020 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
12,395
|
$306,000 | — | 30 Jun 2020 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2020
As of 30 Sep 2020,
TRI-CONTINENTAL Corp - COM (TY) was held by
93 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,434,621 shares.
The largest 10 holders included
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Relative Value Partners Group, LLC, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., DUBUQUE BANK & TRUST, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, and Parametric Portfolio Associates LLC.
This page lists
93
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
98
Q3 2020 holders
93
Holder diff
-5
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.