- Type / Class
- Equity / COM
- Total 13F shares
- 10,605,790
- Share change
- -924,815
- Total reported value
- $217,849,074
- Price per share
- $20.54
- Number of holders
- 74
- Value change
- -$18,898,777
- Number of buys
- 28
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,991,969
|
$39,760,000 | — | 31 Mar 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,782,268
|
$35,681,000 | — | 31 Mar 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,247,728
|
$24,905,000 | — | 31 Mar 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,120,431
|
$22,363,000 | — | 31 Mar 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,077,514
|
$21,507,000 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
522,673
|
$10,433,000 | — | 31 Mar 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
486,998
|
$9,720,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
455,698
|
$9,096,000 | — | 31 Mar 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
313,691
|
$6,271,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
245,932
|
$4,909,000 | — | 31 Mar 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$4,045,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
198,015
|
$3,952,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
168,050
|
$3,354,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
157,964
|
$3,153,000 | — | 31 Mar 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
96,756
|
$1,931,000 | — | 31 Mar 2016 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$1,719,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
77,995
|
$1,557,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
72,952
|
$1,439,000 | — | 31 Mar 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
70,239
|
$1,402,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
69,966
|
$1,397,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
69,837
|
$1,393,000 | — | 31 Mar 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
62,000
|
$1,238,000 | — | 31 Mar 2016 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
60,300
|
$1,205,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
56,618
|
$1,130,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
56,330
|
$1,125,000 | — | 31 Mar 2016 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
53,100
|
$1,060,000 | — | 31 Mar 2016 | |
| Premier Fund Managers Ltd |
13F
|
Company |
—
class O/S missing
|
50,000
|
$1,001,000 | — | 31 Mar 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
49,274
|
$984,000 | — | 31 Mar 2016 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
47,385
|
$945,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
47,007
|
$938,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
43,074
|
$859,000 | — | 31 Mar 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
39,219
|
$783,000 | — | 31 Mar 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,837
|
$695,000 | — | 31 Mar 2016 | |
| COMMERCE BANK |
13F
|
Company |
—
class O/S missing
|
34,821
|
$695,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,196
|
$544,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
26,108
|
$521,000 | — | 31 Mar 2016 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$454,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
20,084
|
$401,000 | — | 31 Mar 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
18,159
|
$362,000 | — | 31 Mar 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
17,605
|
$352,000 | — | 31 Mar 2016 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$310,000 | — | 31 Mar 2016 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$309,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
15,105
|
$301,000 | — | 31 Mar 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
14,335
|
$286,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
14,121
|
$282,000 | — | 31 Mar 2016 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
13,661
|
$273,000 | — | 31 Mar 2016 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$269,000 | — | 31 Mar 2016 | |
| Community Bank, N.A. |
13F
|
Company |
—
class O/S missing
|
6,800
|
$136,000 | — | 31 Mar 2016 | |
| Barrett Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,746
|
$115,000 | — | 31 Mar 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
3,675
|
$97,000 | — | 31 Mar 2016 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q2 2016
As of 30 Jun 2016,
TRI-CONTINENTAL Corp - COM (TY) was held by
74 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,605,790 shares.
The largest 10 holders included
Karpus Management, Inc., Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Gramercy Funds Management LLC, LAZARD ASSET MANAGEMENT LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, and LANDSCAPE CAPITAL MANAGEMENT, L.L.C..
This page lists
74
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
69
Q2 2016 holders
74
Holder diff
5
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.