Tiziana Life Sciences Ltd - Common (TLSA)

CUSIP: 88875G101

Q3 2021 13F Holders as of 30 Sep 2021

Holder snapshot 6 signals
Share change
-4,177,172
SEC-reported price per share
$1.46
Number of holders
17
Value change
-$9,797,631
Number of buys
9
Number of sells
10
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
119,934,648

Security key

88875G101

Report period

Q3 2021

Institutions

17

Top holders

10

Ownership snapshot

Top reported holders of TLSA - Tiziana Life Sciences Ltd - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
HighTower Advisors, LLC
Disclosed value leader
HighTower Advisors, LLC
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F Lead comparable stake: 3.4% Showing 1-6 of 15 holder rows.

Quick read

HighTower Advisors, LLC leads the comparable SEC ownership view at 3.4%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens HighTower Advisors, LLC's linked filing trail.
Comparable ownership Top 5
HighTower Advisors, LLC 3.4%
BlackRock Finance, Inc. 0.47%
MORGAN STANLEY 0.23%
STATE STREET CORP 0.18%
MARSHALL WACE, LLP 0.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
HighTower Advisors, LLC
13F
Company
13F
3.4%
$9,480,000
4,042,984 shares
30 Jun 2021
BlackRock Finance, Inc.
13F
Company
13F
0.47%
$1,314,000
560,460 shares
30 Jun 2021
MORGAN STANLEY
13F
Company
13F
0.23%
$660,000
281,617 shares
30 Jun 2021
STATE STREET CORP
13F
Company
13F
0.18%
$496,000
211,438 shares
30 Jun 2021
MARSHALL WACE, LLP
13F
Company
13F
0.1%
$268,000
114,388 shares
30 Jun 2021
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.07%
$198,000
84,581 shares
30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
17
Shares
1,396,352
Rows available
17
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
20
Q3 2021 holders
17
Holder diff
-3
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %
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