Saba Capital Income & Opportunities Fund II - Common Stock (SABA)
CUSIP: 880198106
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 27,221,228
- Total 13F shares
- 21,455,104
- Share change
- +1,140,400
- Total reported value
- $177,202,229
- Price per share
- $8.26
- Number of holders
- 125
- Value change
- +$9,614,339
- Number of buys
- 57
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 880198106?
CUSIP 880198106 identifies SABA - Saba Capital Income & Opportunities Fund II - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 880198106:
Top shareholders of SABA - Saba Capital Income & Opportunities Fund II - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
mixed-class rows
|
2,030,080
mixed-class rows
|
$24,239,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
8.2%
|
2,231,986
|
$17,945,000 | — | 31 Mar 2014 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
5.8%
|
1,586,018
|
$12,752,000 | — | 31 Mar 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.8%
|
1,573,373
|
$12,650,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.9%
|
1,341,117
|
$10,782,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.9%
|
1,339,814
|
$10,772,000 | — | 31 Mar 2014 | |
| Windsor Capital Management, LLC |
13F
|
Company |
4.6%
|
1,264,029
|
$10,163,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
4.6%
|
1,247,552
|
$10,031,000 | — | 31 Mar 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
4.5%
|
1,236,511
|
$9,942,000 | — | 31 Mar 2014 | |
| Evanson Asset Management, LLC |
13F
|
Company |
4.5%
|
1,224,651
|
$9,846,000 | — | 31 Mar 2014 | |
| 1492 Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
508,327
|
$6,176,000 | — | 31 Mar 2014 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
340,801
|
$4,141,000 | — | 31 Mar 2014 | |
| Phocas Financial Corp. |
13F
|
Company |
—
class O/S missing
|
336,251
|
$4,085,000 | — | 31 Mar 2014 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
—
class O/S missing
|
298,661
|
$3,629,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
415,812
|
$3,344,000 | — | 31 Mar 2014 | |
| GREAT LAKES ADVISORS, LLC |
13F
|
Company |
1.5%
|
414,227
|
$3,330,000 | — | 31 Mar 2014 | |
| New Harbor Financial Group, LLC |
13F
|
Company |
1.5%
|
399,598
|
$3,213,000 | — | 31 Mar 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.2%
|
338,791
|
$2,724,000 | — | 31 Mar 2014 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
—
class O/S missing
|
200,000
|
$2,430,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
293,921
|
$2,363,000 | — | 31 Mar 2014 | |
| EMERSON INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
289,969
|
$2,331,000 | — | 31 Mar 2014 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
190,823
|
$2,318,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
1%
|
277,134
|
$2,228,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.99%
|
270,405
|
$2,175,000 | — | 31 Mar 2014 | |
| Brouwer & Janachowski, LLC |
13F
|
Company |
0.85%
|
232,653
|
$1,871,000 | — | 31 Mar 2014 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
0.8%
|
217,421
|
$1,748,000 | — | 31 Mar 2014 | |
| Aris Wealth Services, Inc. |
13F
|
Company |
0.79%
|
214,052
|
$1,721,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.78%
|
212,077
|
$1,705,000 | — | 31 Mar 2014 | |
| INTEGRATED WEALTH COUNSEL, LLC |
13F
|
Company |
0.68%
|
183,995
|
$1,479,000 | — | 31 Mar 2014 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.65%
|
178,000
|
$1,431,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.64%
|
172,986
|
$1,389,000 | — | 31 Mar 2014 | |
| Rock Point Advisors, LLC |
13F
|
Company |
0.61%
|
167,367
|
$1,346,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.6%
|
164,209
|
$1,320,000 | — | 31 Mar 2014 | |
| BCWM, LLC |
13F
|
Company |
0.57%
|
154,594
|
$1,243,000 | — | 31 Mar 2014 | |
| GREATMARK INVESTMENT PARTNERS, INC. |
13F
|
Company |
0.55%
|
150,575
|
$1,211,000 | — | 31 Mar 2014 | |
| Potomac Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
79,175
|
$962,000 | — | 31 Mar 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.35%
|
95,705
|
$769,000 | — | 31 Mar 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.35%
|
95,487
|
$768,000 | — | 31 Mar 2014 | |
| KMS FINANCIAL SERVICES, INC |
13F
|
Company |
0.35%
|
94,315
|
$758,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.34%
|
91,719
|
$738,000 | — | 31 Mar 2014 | |
| PARADIGM CAPITAL MANAGEMENT INC/NY |
13F
|
Company |
—
class O/S missing
|
60,000
|
$729,000 | — | 31 Mar 2014 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
59,483
|
$722,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.32%
|
87,145
|
$701,000 | — | 31 Mar 2014 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.29%
|
79,900
|
$642,000 | — | 31 Mar 2014 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
51,900
|
$631,000 | — | 31 Mar 2014 | |
| Private Harbour Investment Management & Counsel, LLC |
13F
|
Company |
0.25%
|
69,172
|
$556,000 | — | 31 Mar 2014 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.25%
|
68,500
|
$550,000 | — | 31 Mar 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
57,819
|
$465,000 | — | 31 Mar 2014 | |
| McAdams Wright Ragen, Inc. |
13F
|
Company |
0.21%
|
57,618
|
$463,000 | — | 31 Mar 2014 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.21%
|
57,500
|
$462,000 | — | 31 Mar 2014 |
Institutional Holders of Saba Capital Income & Opportunities Fund II - Common Stock (SABA) as of Q2 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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