Security key
880198106
Saba Capital Income & Opportunities Fund II - Common Stock (SABA)
CUSIP: 880198106
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 27,221,228
- Total 13F shares
- 20,314,704
- Share change
- +610,736
- Total reported value
- $163,315,084
- Price per share
- $8.04
- Number of holders
- 119
- Value change
- +$5,149,343
- Number of buys
- 50
- Number of sells
- 48
Report period
Q1 2014
Institutions
119
Top holders
10
SABA full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
Saba Capital Income & Opportunities Fund II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 880198106
Recent filing periods:
Top shareholders of SABA - Saba Capital Income & Opportunities Fund II - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
mixed-class rows
|
1,941,445
mixed-class rows
|
$23,381,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
9.3%
|
2,520,336
|
$20,037,000 | — | 31 Dec 2013 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
7.4%
|
2,011,104
|
$15,988,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5%
|
1,352,976
|
$10,756,000 | — | 31 Dec 2013 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
4.6%
|
1,255,269
|
$9,979,000 | — | 31 Dec 2013 | |
| Evanson Asset Management, LLC |
13F
|
Company |
4.6%
|
1,250,361
|
$9,940,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.6%
|
1,238,945
|
$9,850,000 | — | 31 Dec 2013 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
774,002
|
$9,482,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.2%
|
1,147,883
|
$9,126,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
4%
|
1,075,432
|
$8,550,000 | — | 31 Dec 2013 | |
| Windsor Capital Management, LLC |
13F
|
Company |
3.8%
|
1,031,467
|
$8,200,000 | — | 31 Dec 2013 | |
| 1492 Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
482,114
|
$5,906,000 | — | 31 Dec 2013 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
—
class O/S missing
|
450,241
|
$5,515,000 | — | 31 Dec 2013 | |
| Phocas Financial Corp. |
13F
|
Company |
—
class O/S missing
|
362,183
|
$4,437,000 | — | 31 Dec 2013 | |
| New Harbor Financial Group, LLC |
13F
|
Company |
1.4%
|
393,633
|
$3,129,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
392,627
|
$3,121,000 | — | 31 Dec 2013 | |
| Brouwer & Janachowski, LLC |
13F
|
Company |
1.4%
|
372,415
|
$2,961,000 | — | 31 Dec 2013 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
196,490
|
$2,407,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
291,382
|
$2,316,000 | — | 31 Dec 2013 | |
| EMERSON INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
289,760
|
$2,304,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
1%
|
284,515
|
$2,262,000 | — | 31 Dec 2013 | |
| Telos Capital Management, Inc. |
13F
|
Company |
0.92%
|
250,491
|
$1,991,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.9%
|
244,985
|
$1,948,000 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.82%
|
222,452
|
$1,768,000 | — | 31 Dec 2013 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
0.75%
|
202,966
|
$1,614,000 | — | 31 Dec 2013 | |
| INTEGRATED WEALTH COUNSEL, LLC |
13F
|
Company |
0.74%
|
200,382
|
$1,593,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.71%
|
193,398
|
$1,538,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.7%
|
191,424
|
$1,522,000 | — | 31 Dec 2013 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.63%
|
172,000
|
$1,367,000 | — | 31 Dec 2013 | |
| Rock Point Advisors, LLC |
13F
|
Company |
0.62%
|
169,361
|
$1,346,000 | — | 31 Dec 2013 | |
| BCWM, LLC |
13F
|
Company |
0.57%
|
153,852
|
$1,223,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
0.61%
|
166,430
|
$1,165,000 | — | 31 Dec 2013 | |
| Potomac Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
79,175
|
$970,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.41%
|
112,645
|
$896,000 | — | 31 Dec 2013 | |
| GREATMARK INVESTMENT PARTNERS, INC. |
13F
|
Company |
0.37%
|
101,925
|
$810,000 | — | 31 Dec 2013 | |
| KMS FINANCIAL SERVICES, INC |
13F
|
Company |
0.34%
|
92,811
|
$738,000 | — | 31 Dec 2013 | |
| PARADIGM CAPITAL MANAGEMENT INC/NY |
13F
|
Company |
—
class O/S missing
|
60,000
|
$735,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.34%
|
91,719
|
$729,000 | — | 31 Dec 2013 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
59,500
|
$729,000 | — | 31 Dec 2013 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.34%
|
91,300
|
$726,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.3%
|
82,951
|
$661,000 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.3%
|
82,886
|
$659,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.26%
|
69,526
|
$553,000 | — | 31 Dec 2013 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.25%
|
68,500
|
$544,000 | — | 31 Dec 2013 | |
| Sandy Spring Bank |
13F
|
Company |
0.22%
|
61,149
|
$486,000 | — | 31 Dec 2013 | |
| Private Harbour Investment Management & Counsel, LLC |
13F
|
Company |
0.22%
|
60,272
|
$479,000 | — | 31 Dec 2013 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
58,220
|
$463,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.21%
|
58,133
|
$462,000 | — | 31 Dec 2013 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.2%
|
53,533
|
$426,000 | — | 31 Dec 2013 | |
| McAdams Wright Ragen, Inc. |
13F
|
Company |
0.19%
|
51,104
|
$406,000 | — | 31 Dec 2013 |
Institutional Holders of Saba Capital Income & Opportunities Fund II - Common Stock (SABA) as of Q1 2014
As of 31 Mar 2014,
Saba Capital Income & Opportunities Fund II - Common Stock (SABA) was held by
119 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
20,314,704 shares.
The largest 10 holders included
MORGAN STANLEY, EVERETT HARRIS & CO /CA/, RIVERNORTH CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Windsor Capital Management, LLC, Invesco Ltd., BAIRD ROBERT W & CO INC /WI/, Evanson Asset Management, LLC, and BANK OF AMERICA CORP /DE/.
This page lists
119
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
119
Q1 2014 holders
119
Holder diff
0
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.