Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 19,341,770
- Share change
- +96,836
- Total reported value
- $458,814,972
- Price per share
- $23.73
- Number of holders
- 61
- Value change
- +$2,298,390
- Number of buys
- 20
- Number of sells
- 26
Report period
Q2 2021
Institutions
61
Top holders
10
TDF full security history
Newer quarter: Q3 2021
Previous quarter: Q1 2021
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
39%
|
9,814,727
|
$232,118,000 | — | 31 Mar 2021 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
17%
|
4,331,273
|
$102,001,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
3,135,782
|
$73,848,000 | — | 31 Mar 2021 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.6%
|
405,999
|
$9,561,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
326,509
|
$7,690,000 | — | 31 Mar 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
285,353
|
$6,720,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.76%
|
190,940
|
$4,497,000 | — | 31 Mar 2021 | |
| WEBSTERROGERS FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.56%
|
140,000
|
$3,297,000 | — | 31 Mar 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
67,682
|
$1,594,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
66,394
|
$1,563,000 | — | 31 Mar 2021 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.16%
|
41,292
|
$972,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
37,552
|
$885,000 | — | 31 Mar 2021 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.12%
|
30,350
|
$715,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
27,145
|
$639,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
21,962
|
$517,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
20,756
|
$489,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.08%
|
20,178
|
$475,000 | — | 31 Mar 2021 | |
| Stolper Co |
13F
|
Company |
0.08%
|
19,370
|
$456,000 | — | 31 Mar 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.07%
|
18,664
|
$440,000 | — | 31 Mar 2021 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
17,792
|
$419,000 | — | 31 Mar 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,000
|
$401,000 | — | 31 Mar 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
15,698
|
$370,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
15,482
|
$365,000 | — | 31 Mar 2021 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.06%
|
14,362
|
$338,000 | — | 31 Mar 2021 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.06%
|
13,966
|
$329,000 | — | 31 Mar 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.05%
|
13,740
|
$324,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
13,290
|
$313,000 | — | 31 Mar 2021 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.05%
|
11,500
|
$271,000 | — | 31 Mar 2021 | |
| FLPUTNAM INVESTMENT MANAGEMENT CO |
13F
|
Company |
0.04%
|
10,776
|
$254,000 | — | 31 Mar 2021 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.04%
|
10,469
|
$247,000 | — | 31 Mar 2021 | |
| Triton Wealth Management, PLLC |
13F
|
Company |
0.04%
|
9,592
|
$229,000 | — | 31 Mar 2021 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.04%
|
9,525
|
$224,000 | — | 31 Mar 2021 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.04%
|
9,250
|
$218,000 | — | 31 Mar 2021 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.04%
|
9,065
|
$213,000 | — | 31 Mar 2021 | |
| Regent Investment Management LLC |
13F
|
Company |
0.03%
|
8,500
|
$200,000 | — | 31 Mar 2021 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,550
|
$107,153 | — | 31 Mar 2021 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
4,550
|
$107,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
4,036
|
$96,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
3,000
|
$70,000 | — | 31 Mar 2021 | |
| Westside Investment Management, Inc. |
13F
|
Company |
0.01%
|
2,650
|
$62,000 | — | 31 Mar 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
2,000
|
$47,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,317
|
$31,000 | — | 31 Mar 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
0.01%
|
1,302
|
$30,000 | — | 31 Mar 2021 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0%
|
1,046
|
$25,000 | — | 31 Mar 2021 | |
| Key FInancial Inc |
13F
|
Company |
0%
|
1,000
|
$24,000 | — | 31 Mar 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
987
|
$23,000 | — | 31 Mar 2021 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
844
|
$20,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
708
|
$16,000 | — | 31 Mar 2021 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0%
|
668
|
$16,000 | — | 31 Mar 2021 | |
| QUADRANT CAPITAL GROUP LLC |
13F
|
Company |
0%
|
550
|
$13,000 | — | 31 Mar 2021 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q2 2021
As of 30 Jun 2021,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
61 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,341,770 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Uncommon Cents Investing LLC, MORGAN STANLEY, 1607 Capital Partners, LLC, BANK OF AMERICA CORP /DE/, WEBSTERROGERS FINANCIAL ADVISORS, LLC, Shaker Financial Services, LLC, and STIFEL FINANCIAL CORP.
This page lists
61
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
62
Q2 2021 holders
61
Holder diff
-1
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.