Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 19,234,095
- Share change
- -254,073
- Total reported value
- $453,948,474
- Price per share
- $23.55
- Number of holders
- 62
- Value change
- -$5,998,630
- Number of buys
- 23
- Number of sells
- 21
Report period
Q1 2021
Institutions
62
Top holders
10
TDF full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
40%
|
9,957,543
|
$232,658,000 | — | 31 Dec 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
17%
|
4,252,904
|
$99,347,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
13%
|
3,203,160
|
$74,826,000 | — | 31 Dec 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.8%
|
443,937
|
$10,370,000 | — | 31 Dec 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.6%
|
404,574
|
$9,451,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
279,227
|
$6,523,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.95%
|
238,670
|
$5,576,000 | — | 31 Dec 2020 | |
| WEBSTERROGERS FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.53%
|
134,300
|
$3,301,000 | — | 31 Dec 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
66,836
|
$1,561,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
64,407
|
$1,505,000 | — | 31 Dec 2020 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.17%
|
41,592
|
$972,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
31,524
|
$737,000 | — | 31 Dec 2020 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.12%
|
30,350
|
$709,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
22,255
|
$520,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
21,248
|
$496,000 | — | 31 Dec 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
20,928
|
$489,000 | — | 31 Dec 2020 | |
| Stolper Co |
13F
|
Company |
0.08%
|
20,071
|
$469,000 | — | 31 Dec 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.07%
|
18,789
|
$439,000 | — | 31 Dec 2020 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
18,667
|
$436,000 | — | 31 Dec 2020 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.07%
|
18,211
|
$425,000 | — | 31 Dec 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,000
|
$398,000 | — | 31 Dec 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.07%
|
16,373
|
$382,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
15,795
|
$369,000 | — | 31 Dec 2020 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.06%
|
14,362
|
$335,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
13,487
|
$315,000 | — | 31 Dec 2020 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.05%
|
12,624
|
$295,000 | — | 31 Dec 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.05%
|
12,190
|
$285,000 | — | 31 Dec 2020 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.04%
|
10,952
|
$256,000 | — | 31 Dec 2020 | |
| FLPUTNAM INVESTMENT MANAGEMENT CO |
13F
|
Company |
0.04%
|
10,776
|
$252,000 | — | 31 Dec 2020 | |
| Triton Wealth Management, PLLC |
13F
|
Company |
0.04%
|
9,592
|
$227,000 | — | 31 Dec 2020 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.04%
|
9,525
|
$223,000 | — | 31 Dec 2020 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.04%
|
9,250
|
$216,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
7,576
|
$176,000 | — | 31 Dec 2020 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,550
|
$106,288 | — | 31 Dec 2020 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.02%
|
4,550
|
$106,000 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
3,950
|
$94,000 | — | 31 Dec 2020 | |
| Westside Investment Management, Inc. |
13F
|
Company |
0.01%
|
2,650
|
$61,000 | — | 31 Dec 2020 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0.01%
|
2,345
|
$55,000 | — | 31 Dec 2020 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.01%
|
2,000
|
$47,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,500
|
$35,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,400
|
$33,000 | — | 31 Dec 2020 | |
| FourThought Financial, LLC |
13F
|
Company |
0.01%
|
1,302
|
$30,000 | — | 31 Dec 2020 | |
| Key FInancial Inc |
13F
|
Company |
0%
|
1,000
|
$23,000 | — | 31 Dec 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
987
|
$23,000 | — | 31 Dec 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
844
|
$20,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
708
|
$16,000 | — | 31 Dec 2020 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0%
|
668
|
$16,000 | — | 31 Dec 2020 | |
| QUADRANT CAPITAL GROUP LLC |
13F
|
Company |
0%
|
550
|
$13,000 | — | 31 Dec 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
250
|
$6,000 | — | 31 Dec 2020 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
154
|
$4,000 | — | 31 Dec 2020 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q1 2021
As of 31 Mar 2021,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,234,095 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Uncommon Cents Investing LLC, MORGAN STANLEY, 1607 Capital Partners, LLC, BANK OF AMERICA CORP /DE/, WEBSTERROGERS FINANCIAL ADVISORS, LLC, Shaker Financial Services, LLC, and STIFEL FINANCIAL CORP.
This page lists
62
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
52
Q1 2021 holders
62
Holder diff
10
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.