Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 18,584,242
- Share change
- +13,289
- Total reported value
- $315,920,403
- Price per share
- $17.00
- Number of holders
- 61
- Value change
- +$66,388
- Number of buys
- 23
- Number of sells
- 29
Report period
Q4 2018
Institutions
61
Top holders
10
TDF full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Ownership snapshot
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13D/G signal
—
Evidence rows
50
Latest as of
30 Sep 2018
13F
Lead comparable stake: 36%
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
36%
|
$180,056,000
9,036,674 shares
|
— | 30 Sep 2018 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
12%
|
$60,143,000
3,017,739 shares
|
— | 30 Sep 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
11%
|
$55,120,000
2,766,173 shares
|
— | 30 Sep 2018 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.7%
|
$13,718,000
688,428 shares
|
— | 30 Sep 2018 |
| Arlington Financial Advisors, LLC |
13F
Company
|
2.3%
|
$10,224,000
588,287 shares
|
— | 30 Sep 2018 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
1.7%
|
$8,724,000
437,745 shares
|
— | 30 Sep 2018 |
| MORGAN STANLEY |
13F
Company
|
1.4%
|
$6,962,000
349,435 shares
|
— | 30 Sep 2018 |
| Uncommon Cents Investing LLC |
13F
Company
|
1.3%
|
$6,408,000
321,594 shares
|
— | 30 Sep 2018 |
| UBS Group AG |
13F
Company
|
0.77%
|
$3,863,000
193,854 shares
|
— | 30 Sep 2018 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.54%
|
$2,727,000
136,852 shares
|
— | 30 Sep 2018 |
| Advisory Alpha, LLC |
13F
Company
|
0.42%
|
$1,798,000
104,807 shares
|
— | 30 Sep 2018 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
0.41%
|
$2,040,000
102,357 shares
|
— | 30 Sep 2018 |
| NORTH STAR ASSET MANAGEMENT INC |
13F
Company
|
0.39%
|
$1,961,000
98,407 shares
|
— | 30 Sep 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.34%
|
$1,722,000
86,394 shares
|
— | 30 Sep 2018 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
Company
|
0.24%
|
$1,179,000
59,190 shares
|
— | 30 Sep 2018 |
| STIFEL FINANCIAL CORP |
13F
Company
|
0.22%
|
$1,089,000
54,423 shares
|
— | 30 Sep 2018 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.16%
|
$820,000
41,132 shares
|
— | 30 Sep 2018 |
| CSS LLC/IL |
13F
Company
|
0.14%
|
$718,000
36,008 shares
|
— | 30 Sep 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.14%
|
$707,000
35,487 shares
|
— | 30 Sep 2018 |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
Company
|
0.13%
|
$672,000
33,700 shares
|
— | 30 Sep 2018 |
| Janney Montgomery Scott LLC |
13F
Company
|
0.13%
|
$653,000
32,787 shares
|
— | 30 Sep 2018 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
0.13%
|
$649,000
32,576 shares
|
— | 30 Sep 2018 |
| Shaker Financial Services, LLC |
13F
Company
|
0.12%
|
$595,000
29,854 shares
|
— | 30 Sep 2018 |
| Matisse Capital |
13F
Company
|
0.11%
|
$542,000
27,220 shares
|
— | 30 Sep 2018 |
| STEPHENS INC /AR/ |
13F
Company
|
0.09%
|
$433,000
21,738 shares
|
— | 30 Sep 2018 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
0.08%
|
$421,000
21,135 shares
|
— | 30 Sep 2018 |
| DEUTSCHE BANK AG\ |
13F
Company
|
0.07%
|
$338,000
17,000 shares
|
— | 30 Sep 2018 |
| CIBC WORLD MARKET INC. |
13F
Company
|
0.06%
|
$295,000
14,829 shares
|
— | 30 Sep 2018 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
0.06%
|
$284,000
14,268 shares
|
— | 30 Sep 2018 |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
Company
|
0.05%
|
$264,000
13,246 shares
|
— | 30 Sep 2018 |
| Regent Investment Management LLC |
13F
Company
|
0.05%
|
$249,000
12,500 shares
|
— | 30 Sep 2018 |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
Company
|
0.05%
|
$242,000
12,150 shares
|
— | 30 Sep 2018 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
Company
|
0.05%
|
$238,000
11,930 shares
|
— | 30 Sep 2018 |
| Kelman-Lazarov, Inc. |
13F
Company
|
0.04%
|
$223,000
11,200 shares
|
— | 30 Sep 2018 |
| WESCAP Management Group, Inc. |
13F
Company
|
0.04%
|
$215,000
10,827 shares
|
— | 30 Sep 2018 |
| MML INVESTORS SERVICES, LLC |
13F
Company
|
0.04%
|
$212,000
10,634 shares
|
— | 30 Sep 2018 |
| FINANCIAL COUNSELORS INC |
13F
Company
|
0.04%
|
$206,000
10,314 shares
|
— | 30 Sep 2018 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.04%
|
$186,000
9,331 shares
|
— | 30 Sep 2018 |
| Advisor Group, Inc. |
13F
Company
|
0.03%
|
$139,000
7,000 shares
|
— | 30 Sep 2018 |
| Bartlett & Co. LLC |
13F
Company
|
0.03%
|
$131,000
6,550 shares
|
— | 30 Sep 2018 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
Company
|
0.03%
|
$130,518
6,550 shares
|
— | 30 Sep 2018 |
| Quad-Cities Investment Group, LLC |
13F
Company
|
0.02%
|
$96,000
4,686 shares
|
— | 30 Sep 2018 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
0.02%
|
$89,000
4,450 shares
|
— | 30 Sep 2018 |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
Company
|
0.02%
|
$79,000
3,930 shares
|
— | 30 Sep 2018 |
| Westside Investment Management, Inc. |
13F
Company
|
0.01%
|
$11,838
2,650 shares
|
— | 30 Sep 2018 |
| Geneos Wealth Management Inc. |
13F
Company
|
0.01%
|
$51,000
2,601 shares
|
— | 30 Sep 2018 |
| Barrett Asset Management, LLC |
13F
Company
|
0.01%
|
$40,000
2,000 shares
|
— | 30 Sep 2018 |
| ArchPoint Investors |
13F
Company
|
0.01%
|
$34,000
1,700 shares
|
— | 30 Sep 2018 |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
Company
|
0.01%
|
$33,000
1,647 shares
|
— | 30 Sep 2018 |
| IFP Advisors, Inc |
13F
Company
|
0.01%
|
$31,000
1,535 shares
|
— | 30 Sep 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
61
Shares
18,584,242
Rows loaded
61
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
63
Q4 2018 holders
61
Holder diff
-2
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.