Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 19,782,172
- Share change
- +434,160
- Total reported value
- $421,494,997
- Price per share
- $21.31
- Number of holders
- 75
- Value change
- +$9,152,671
- Number of buys
- 28
- Number of sells
- 23
Report period
Q2 2018
Institutions
75
Top holders
10
TDF full security history
Newer quarter: Q3 2018
Previous quarter: Q1 2018
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
38%
|
9,449,170
|
$210,244,000 | — | 31 Mar 2018 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
13%
|
3,232,331
|
$71,887,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
2,749,196
|
$61,143,000 | — | 31 Mar 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
655,479
|
$14,578,000 | — | 31 Mar 2018 | |
| Arlington Financial Advisors, LLC |
13F
|
Company |
2.1%
|
523,445
|
$11,725,000 | — | 31 Mar 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.9%
|
486,335
|
$10,816,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
405,858
|
$9,027,000 | — | 31 Mar 2018 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.2%
|
306,989
|
$6,827,000 | — | 31 Mar 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.8%
|
201,315
|
$4,477,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.77%
|
194,827
|
$4,333,000 | — | 31 Mar 2018 | |
| Matisse Capital |
13F
|
Company |
0.56%
|
140,030
|
$3,114,000 | — | 31 Mar 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.43%
|
107,274
|
$2,386,000 | — | 31 Mar 2018 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.41%
|
103,577
|
$2,304,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.28%
|
69,439
|
$1,544,000 | — | 31 Mar 2018 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.24%
|
59,940
|
$1,333,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.22%
|
55,159
|
$1,222,000 | — | 31 Mar 2018 | |
| 6 Meridian |
13F
|
Company |
0.19%
|
47,852
|
$1,064,000 | — | 31 Mar 2018 | |
| CSS LLC/IL |
13F
|
Company |
0.15%
|
37,908
|
$843,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
37,078
|
$824,000 | — | 31 Mar 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.13%
|
32,205
|
$716,000 | — | 31 Mar 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.12%
|
30,709
|
$683,000 | — | 31 Mar 2018 | |
| Karpus Management, Inc. |
13F
|
Company |
0.12%
|
30,481
|
$678,000 | — | 31 Mar 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.12%
|
29,854
|
$664,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.11%
|
27,470
|
$611,000 | — | 31 Mar 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.08%
|
21,135
|
$470,000 | — | 31 Mar 2018 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.07%
|
17,650
|
$393,000 | — | 31 Mar 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,000
|
$377,000 | — | 31 Mar 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
16,684
|
$371,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
16,045
|
$357,000 | — | 31 Mar 2018 | |
| Weiss Asset Management LP |
13F
|
Company |
0.06%
|
15,972
|
$355,000 | — | 31 Mar 2018 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
0.06%
|
15,300
|
$340,000 | — | 31 Mar 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.05%
|
13,450
|
$299,000 | — | 31 Mar 2018 | |
| Regent Investment Management LLC |
13F
|
Company |
0.05%
|
13,400
|
$298,000 | — | 31 Mar 2018 | |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
|
Company |
0.05%
|
13,246
|
$295,000 | — | 31 Mar 2018 | |
| Cornerstone Capital, Inc. |
13F
|
Company |
0.05%
|
13,208
|
$294,000 | — | 31 Mar 2018 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.05%
|
12,906
|
$287,000 | — | 31 Mar 2018 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.05%
|
12,150
|
$270,000 | — | 31 Mar 2018 | |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
|
Company |
0.05%
|
11,930
|
$265,000 | — | 31 Mar 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.05%
|
11,621
|
$258,000 | — | 31 Mar 2018 | |
| Walleye Trading LLC |
13F
|
Company |
0.05%
|
11,500
|
$256,000 | — | 31 Mar 2018 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.04%
|
11,115
|
$247,000 | — | 31 Mar 2018 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.04%
|
10,441
|
$232,000 | — | 31 Mar 2018 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.04%
|
10,235
|
$228,000 | — | 31 Mar 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
9,431
|
$209,000 | — | 31 Mar 2018 | |
| Creative Planning |
13F
|
Company |
0.04%
|
9,279
|
$206,000 | — | 31 Mar 2018 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0.03%
|
6,700
|
$149,008 | — | 31 Mar 2018 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.03%
|
6,700
|
$149,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
4,450
|
$99,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,353
|
$97,000 | — | 31 Mar 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
4,100
|
$92,000 | — | 31 Mar 2018 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q2 2018
As of 30 Jun 2018,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
75 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,782,172 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, Arlington Financial Advisors, LLC, MORGAN STANLEY, Uncommon Cents Investing LLC, BANK OF AMERICA CORP /DE/, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
75
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
75
Q2 2018 holders
75
Holder diff
0
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.