Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 18,388,376
- Share change
- +226,507
- Total reported value
- $475,299,650
- Price per share
- $25.85
- Number of holders
- 66
- Value change
- +$5,950,363
- Number of buys
- 24
- Number of sells
- 28
Report period
Q2 2014
Institutions
66
Top holders
10
TDF full security history
Newer quarter: Q3 2014
Previous quarter: Q1 2014
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
35%
|
8,712,816
|
$214,205,000 | — | 31 Mar 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
17%
|
4,282,075
|
$104,953,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.7%
|
1,183,339
|
$28,980,000 | — | 31 Mar 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.5%
|
641,696
|
$15,715,000 | — | 31 Mar 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
2.1%
|
524,267
|
$12,839,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
439,900
|
$10,773,000 | — | 31 Mar 2014 | |
| ZWEIG ADVISERS LLC |
13F
|
Company |
1.6%
|
393,000
|
$9,632,000 | — | 31 Mar 2014 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
1%
|
260,971
|
$6,391,000 | — | 31 Mar 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
0.85%
|
212,956
|
$5,215,000 | — | 31 Mar 2014 | |
| Cornerstone Capital, Inc. |
13F
|
Company |
0.69%
|
172,490
|
$4,224,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.55%
|
137,873
|
$3,376,000 | — | 31 Mar 2014 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
0.38%
|
94,530
|
$2,315,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.37%
|
92,686
|
$2,270,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.36%
|
91,354
|
$2,237,000 | — | 31 Mar 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.3%
|
74,543
|
$1,723,000 | — | 31 Mar 2014 | |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
|
Company |
0.26%
|
65,876
|
$1,613,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
54,051
|
$1,324,000 | — | 31 Mar 2014 | |
| Regent Investment Management LLC |
13F
|
Company |
0.19%
|
48,799
|
$1,195,000 | — | 31 Mar 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.17%
|
42,579
|
$1,042,000 | — | 31 Mar 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.14%
|
36,497
|
$894,000 | — | 31 Mar 2014 | |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
|
Company |
0.13%
|
31,599
|
$774,000 | — | 31 Mar 2014 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.11%
|
27,180
|
$666,000 | — | 31 Mar 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.1%
|
24,473
|
$599,000 | — | 31 Mar 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.09%
|
21,741
|
$532,437 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
21,440
|
$525,000 | — | 31 Mar 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.08%
|
19,089
|
$468,000 | — | 31 Mar 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.07%
|
18,818
|
$461,000 | — | 31 Mar 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.07%
|
18,747
|
$459,000 | — | 31 Mar 2014 | |
| Ashmore Group plc |
13F
|
Company |
0.07%
|
18,465
|
$452,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,000
|
$415,000 | — | 31 Mar 2014 | |
| Chevy Chase Trust Holdings, LLC |
13F
|
Company |
0.06%
|
13,985
|
$342,000 | — | 31 Mar 2014 | |
| McAdams Wright Ragen, Inc. |
13F
|
Company |
0.05%
|
13,527
|
$331,000 | — | 31 Mar 2014 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.05%
|
13,507
|
$331,000 | — | 31 Mar 2014 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.05%
|
13,500
|
$331,000 | — | 31 Mar 2014 | |
| Verition Fund Management LLC |
13F
|
Company |
0.05%
|
13,390
|
$328,000 | — | 31 Mar 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
13,270
|
$325,000 | — | 31 Mar 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
13,114
|
$321,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
12,947
|
$313,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
11,663
|
$286,000 | — | 31 Mar 2014 | |
| PALLADIUM PARTNERS LLC |
13F
|
Company |
0.04%
|
10,925
|
$268,000 | — | 31 Mar 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.04%
|
10,700
|
$262,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.04%
|
10,683
|
$262,000 | — | 31 Mar 2014 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.04%
|
10,600
|
$259,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.04%
|
10,402
|
$255,000 | — | 31 Mar 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.04%
|
9,106
|
$223,000 | — | 31 Mar 2014 | |
| STUYVESANT CAPITAL MANAGEMENT |
13F
|
Company |
0.03%
|
8,750
|
$214,000 | — | 31 Mar 2014 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.03%
|
8,433
|
$207,000 | — | 31 Mar 2014 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.02%
|
5,462
|
$134,000 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
5,445
|
$133,000 | — | 31 Mar 2014 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
5,252
|
$129,000 | — | 31 Mar 2014 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q2 2014
As of 30 Jun 2014,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
66 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,388,376 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, HOLLENCREST SECURITIES LLC, MORGAN STANLEY, ZWEIG ADVISERS LLC, NORTH STAR ASSET MANAGEMENT INC, Karpus Management, Inc., and PETERSEN FLYNN & DINSMORE INC.
This page lists
66
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
68
Q2 2014 holders
66
Holder diff
-2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.