TPG SPECIALTY LENDING INC - NOTE 4.500% 8/0

Q3 2021 13F Holders as of 9/30/2021

Type / Class: Debt / NOTE 4.500% 8/0
Number of holders: 19
Total Principal: 138M
Shares change: +333K
Total reported value, excl. options: $161M
Value change: +$383K
Put/Call ratio: 0
Number of buys: 1
Number of sells: -4
Price: $1.16

Investor	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
VICTORY CAPITAL MANAGEMENT INC	0.04%	+0%	$38.5M	1.15	33.4M	+503K	+1.53%	9/30/2021
STEELHEAD PARTNERS LLC	1.79%		$23.9M	1.16	20.6M			9/30/2021
INCOME RESEARCH & MANAGEMENT	9.86%		$23.7M	1.15	20.6M			9/30/2021
CITADEL ADVISORS LLC	0.02%		$19.4M	1.19	16.3M			9/30/2021
BARINGS LLC	0.42%		$18.3M	1.22	15M			9/30/2021
ZAZOVE ASSOCIATES LLC	1%		$11.4M	1.19	9.6M			9/30/2021
WELLS FARGO & COMPANY/MN	0%	0%	$6.27M	1.15	5.45M	-53K	-0.96%	9/30/2021
AMERICAN FINANCIAL GROUP INC	1.59%		$6M	1.20	5M			9/30/2021
CNH PARTNERS LLC	0.16%		$5.49M	1.16	4.75M			9/30/2021
PIER 88 INVESTMENT PARTNERS LLC	0.93%	-0.03%	$3.11M	1.15	2.7M	-80K	-2.88%	9/30/2021
Aequim Alternative Investments LP	0.09%		$2.43M	1.16	2.1M			9/30/2021
Ameritas Investment Partners, Inc.	0.03%		$909K	1.15	790K			9/30/2021
CALAMOS ADVISORS LLC	0%		$780K	1.16	675K			9/30/2021
Bank of New York Mellon Corp	0%		$610K	1.22	500K			9/30/2021
AEGON USA Investment Management, LLC	0.13%		$423K	1.16	366K			9/30/2021
ADVISOR GROUP HOLDINGS, INC.	0%		$38K	1.15	33K			9/30/2021
REGIONS FINANCIAL CORP	0%		$28K	1.17	24K			9/30/2021
Capstone Triton Financial Group, LLC	0.02%		$26K	1.30	20K			9/30/2021
Laffer Tengler Investments	0%	0%	$3.18K	1.18	2.69K	-97	-3.48%	9/30/2021
TRUIST FINANCIAL CORP		0%	$0		0	-37K	-100%	9/30/2021

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.