TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI)
CUSIP: 872340104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common stock, $0.01 par value
- Shares outstanding
- 47,784,762
- Total 13F shares
- 12,472,725
- Share change
- +530,964
- Total reported value
- $66,475,000
- Price per share
- $5.33
- Number of holders
- 70
- Value change
- +$2,838,610
- Number of buys
- 25
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 872340104?
CUSIP 872340104 identifies TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 872340104:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
12%
|
5,560,293
|
$29,470,000 | — | 30 Sep 2016 | |
| Northside Capital Management, LLC |
13F
|
Company |
2.9%
|
1,401,364
|
$7,427,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
716,422
|
$3,798,000 | — | 30 Sep 2016 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
1.1%
|
530,077
|
$2,809,000 | — | 30 Sep 2016 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
1%
|
494,430
|
$2,620,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
417,982
|
$2,215,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.62%
|
298,002
|
$1,579,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.52%
|
246,797
|
$1,307,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.5%
|
240,967
|
$1,277,000 | — | 30 Sep 2016 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.42%
|
202,927
|
$1,076,000 | — | 30 Sep 2016 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.35%
|
164,900
|
$874,000 | — | 30 Sep 2016 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.3%
|
143,068
|
$758,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
116,450
|
$617,000 | — | 30 Sep 2016 | |
| Lourd Capital, LLC |
13F
|
Company |
0.24%
|
113,500
|
$602,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.18%
|
84,864
|
$450,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.16%
|
74,931
|
$401,000 | — | 30 Sep 2016 | |
| Pinnacle Advisory Group, Inc. |
13F
|
Company |
0.13%
|
60,795
|
$323,000 | — | 30 Sep 2016 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.12%
|
58,918
|
$312,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
54,070
|
$287,000 | — | 30 Sep 2016 | |
| NWAM LLC |
13F
|
Company |
0.11%
|
51,150
|
$271,000 | — | 30 Sep 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.11%
|
50,638
|
$268,000 | — | 30 Sep 2016 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.1%
|
48,200
|
$255,000 | — | 30 Sep 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.09%
|
42,600
|
$226,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
36,954
|
$196,000 | — | 30 Sep 2016 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.08%
|
36,403
|
$193,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
31,905
|
$170,000 | — | 30 Sep 2016 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.06%
|
30,353
|
$161,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.06%
|
29,312
|
$155,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
28,169
|
$150,000 | — | 30 Sep 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.05%
|
26,080
|
$138,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.05%
|
26,049
|
$138,000 | — | 30 Sep 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
25,744
|
$136,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.05%
|
24,688
|
$131,000 | — | 30 Sep 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.05%
|
23,848
|
$126,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
23,799
|
$126,000 | — | 30 Sep 2016 | |
| McQueen, Ball & Associates Inc. |
13F
|
Company |
0.05%
|
22,380
|
$119,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
22,000
|
$117,000 | — | 30 Sep 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.04%
|
21,429
|
$114,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
21,389
|
$113,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.04%
|
20,659
|
$109,000 | — | 30 Sep 2016 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.04%
|
20,350
|
$108,000 | — | 30 Sep 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.04%
|
18,934
|
$100,000 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.04%
|
17,785
|
$94,000 | — | 30 Sep 2016 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.04%
|
17,714
|
$94,000 | — | 30 Sep 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
14,692
|
$78,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
13,847
|
$73,000 | — | 30 Sep 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
11,896
|
$64,000 | — | 30 Sep 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.02%
|
11,250
|
$60,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.02%
|
10,323
|
$55,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
9,419
|
$50,000 | — | 30 Sep 2016 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common stock, $0.01 par value (TSI) as of Q4 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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