TCW STRATEGIC INCOME FUND INC - Common Stock (TSI)
CUSIP: 872340104
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 47,828,545
- Total 13F shares
- 11,806,771
- Share change
- +553,484
- Total reported value
- $62,577,000
- Price per share
- $5.30
- Number of holders
- 64
- Value change
- +$2,929,999
- Number of buys
- 20
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 872340104?
CUSIP 872340104 identifies TSI - TCW STRATEGIC INCOME FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 872340104:
Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
11%
|
5,203,924
|
$28,309,000 | — | 30 Jun 2016 | |
| Northside Capital Management, LLC |
13F
|
Company |
2.6%
|
1,251,975
|
$6,811,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
673,257
|
$3,663,000 | — | 30 Jun 2016 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
1.1%
|
545,859
|
$2,969,000 | — | 30 Jun 2016 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
1%
|
498,890
|
$2,714,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.82%
|
390,552
|
$2,125,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.68%
|
324,787
|
$1,767,000 | — | 30 Jun 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.52%
|
246,797
|
$1,341,000 | — | 30 Jun 2016 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.44%
|
210,290
|
$1,144,000 | — | 30 Jun 2016 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.34%
|
164,900
|
$897,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.34%
|
160,388
|
$873,000 | — | 30 Jun 2016 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.3%
|
143,068
|
$778,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
113,731
|
$619,000 | — | 30 Jun 2016 | |
| Lourd Capital, LLC |
13F
|
Company |
0.24%
|
113,500
|
$617,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.19%
|
89,696
|
$488,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
81,126
|
$442,000 | — | 30 Jun 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.14%
|
66,048
|
$359,000 | — | 30 Jun 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.14%
|
67,110
|
$336,000 | — | 30 Jun 2016 | |
| Pinnacle Advisory Group, Inc. |
13F
|
Company |
0.13%
|
60,795
|
$330,000 | — | 30 Jun 2016 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.12%
|
58,918
|
$321,000 | — | 30 Jun 2016 | |
| NWAM LLC |
13F
|
Company |
0.11%
|
51,150
|
$278,000 | — | 30 Jun 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.11%
|
50,638
|
$275,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.1%
|
49,315
|
$268,000 | — | 30 Jun 2016 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.1%
|
47,700
|
$259,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.09%
|
43,594
|
$237,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
39,908
|
$217,000 | — | 30 Jun 2016 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.08%
|
36,978
|
$201,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
30,530
|
$166,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.06%
|
29,312
|
$159,000 | — | 30 Jun 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
27,687
|
$151,000 | — | 30 Jun 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.05%
|
26,080
|
$142,000 | — | 30 Jun 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.05%
|
23,848
|
$130,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
23,669
|
$129,000 | — | 30 Jun 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.05%
|
22,388
|
$122,000 | — | 30 Jun 2016 | |
| McQueen, Ball & Associates Inc. |
13F
|
Company |
0.05%
|
22,380
|
$122,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
22,357
|
$122,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
22,000
|
$120,000 | — | 30 Jun 2016 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.04%
|
20,350
|
$111,000 | — | 30 Jun 2016 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.04%
|
19,180
|
$104,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.04%
|
17,785
|
$97,000 | — | 30 Jun 2016 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.04%
|
17,714
|
$96,000 | — | 30 Jun 2016 | |
| Ironsides Asset Advisors, LLC |
13F
|
Company |
0.03%
|
16,596
|
$90,000 | — | 30 Jun 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
14,692
|
$79,000 | — | 30 Jun 2016 | |
| Wills Financial Group, Inc. |
13F
|
Company |
0.03%
|
12,397
|
$67,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.02%
|
11,529
|
$63,000 | — | 30 Jun 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.02%
|
11,250
|
$62,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
10,800
|
$58,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.02%
|
10,323
|
$56,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
6,000
|
$33,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
5,700
|
$31,000 | — | 30 Jun 2016 |
Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common Stock (TSI) as of Q3 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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