TCW STRATEGIC INCOME FUND INC - Common Stock (TSI)

CUSIP: 872340104

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / Common Stock
Shares outstanding
47,828,545
Total 13F shares
11,806,771
Share change
+553,484
Total reported value
$62,577,000
Price per share
$5.30
Number of holders
64
Value change
+$2,929,999
Number of buys
20
Number of sells
19

Quarterly Holders Quick Answers

What is CUSIP 872340104?
CUSIP 872340104 identifies TSI - TCW STRATEGIC INCOME FUND INC - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of TSI - TCW STRATEGIC INCOME FUND INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Relative Value Partners Group, LLC
13F
Company
11%
5,203,924
$28,309,000 30 Jun 2016
13F
Northside Capital Management, LLC
13F
Company
2.6%
1,251,975
$6,811,000 30 Jun 2016
13F
Invesco Ltd.
13F
Company
1.4%
673,257
$3,663,000 30 Jun 2016
13F
WESCAP Management Group, Inc.
13F
Company
1.1%
545,859
$2,969,000 30 Jun 2016
13F
Kovitz Investment Group Partners, LLC
13F
Company
1%
498,890
$2,714,000 30 Jun 2016
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.82%
390,552
$2,125,000 30 Jun 2016
13F
MORGAN STANLEY
13F
Company
0.68%
324,787
$1,767,000 30 Jun 2016
13F
Concert Wealth Management Inc.
13F
Company
0.52%
246,797
$1,341,000 30 Jun 2016
13F
Merriman Wealth Management, LLC
13F
Company
0.44%
210,290
$1,144,000 30 Jun 2016
13F
DIXON HUBARD FEINOUR & BROWN INC/VA
13F
Company
0.34%
164,900
$897,000 30 Jun 2016
13F
MSI Financial Services Inc
13F
Company
0.34%
160,388
$873,000 30 Jun 2016
13F
FIDUCIARY TRUST CO
13F
Company
0.3%
143,068
$778,000 30 Jun 2016
13F
UBS Group AG
13F
Company
0.24%
113,731
$619,000 30 Jun 2016
13F
Lourd Capital, LLC
13F
Company
0.24%
113,500
$617,000 30 Jun 2016
13F
Commonwealth Equity Services, Inc
13F
Company
0.19%
89,696
$488,000 30 Jun 2016
13F
LPL Financial LLC
13F
Company
0.17%
81,126
$442,000 30 Jun 2016
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0.14%
66,048
$359,000 30 Jun 2016
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
0.14%
67,110
$336,000 30 Jun 2016
13F
Pinnacle Advisory Group, Inc.
13F
Company
0.13%
60,795
$330,000 30 Jun 2016
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.12%
58,918
$321,000 30 Jun 2016
13F
NWAM LLC
13F
Company
0.11%
51,150
$278,000 30 Jun 2016
13F
FIRST MANHATTAN CO. LLC.
13F
Company
0.11%
50,638
$275,000 30 Jun 2016
13F
IFP Advisors, Inc
13F
Company
0.1%
49,315
$268,000 30 Jun 2016
13F
ProVise Management Group, LLC
13F
Company
0.1%
47,700
$259,000 30 Jun 2016
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.09%
43,594
$237,000 30 Jun 2016
13F
STIFEL FINANCIAL CORP
13F
Company
0.08%
39,908
$217,000 30 Jun 2016
13F
Dorsey & Whitney Trust CO LLC
13F
Company
0.08%
36,978
$201,000 30 Jun 2016
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.06%
30,530
$166,000 30 Jun 2016
13F
North Star Investment Management Corp.
13F
Company
0.06%
29,312
$159,000 30 Jun 2016
13F
WEDBUSH SECURITIES INC
13F
Company
0.06%
27,687
$151,000 30 Jun 2016
13F
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
0.05%
26,080
$142,000 30 Jun 2016
13F
WHITTIER TRUST CO
13F
Company
0.05%
23,848
$130,000 30 Jun 2016
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
0.05%
23,669
$129,000 30 Jun 2016
13F
Focused Wealth Management, Inc
13F
Company
0.05%
22,388
$122,000 30 Jun 2016
13F
McQueen, Ball & Associates Inc.
13F
Company
0.05%
22,380
$122,000 30 Jun 2016
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.05%
22,357
$122,000 30 Jun 2016
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.05%
22,000
$120,000 30 Jun 2016
13F
SeaBridge Investment Advisors LLC
13F
Company
0.04%
20,350
$111,000 30 Jun 2016
13F
Allegis Investment Advisors, LLC
13F
Company
0.04%
19,180
$104,000 30 Jun 2016
13F
US BANCORP \DE\
13F
Company
0.04%
17,785
$97,000 30 Jun 2016
13F
WHITTIER TRUST CO OF NEVADA INC
13F
Company
0.04%
17,714
$96,000 30 Jun 2016
13F
Ironsides Asset Advisors, LLC
13F
Company
0.03%
16,596
$90,000 30 Jun 2016
13F
NATIONAL PLANNING CORP
13F
Company
0.03%
14,692
$79,000 30 Jun 2016
13F
Wills Financial Group, Inc.
13F
Company
0.03%
12,397
$67,000 30 Jun 2016
13F
Virtu KCG Holdings LLC
13F
Company
0.02%
11,529
$63,000 30 Jun 2016
13F
Cetera Advisors LLC
13F
Company
0.02%
11,250
$62,000 30 Jun 2016
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.02%
10,800
$58,000 30 Jun 2016
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.02%
10,323
$56,000 30 Jun 2016
13F
CITIGROUP INC
13F
Company
0.01%
6,000
$33,000 30 Jun 2016
13F
NEXT Financial Group, Inc
13F
Company
0.01%
5,700
$31,000 30 Jun 2016
13F

Institutional Holders of TCW STRATEGIC INCOME FUND INC - Common Stock (TSI) as of Q3 2016

As of 30 Sep 2016, TCW STRATEGIC INCOME FUND INC - Common Stock (TSI) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,806,771 shares. The largest 10 holders included Relative Value Partners Group, LLC, Northside Capital Management, LLC, Invesco Ltd., WESCAP Management Group, Inc., Kovitz Investment Group Partners, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Concert Wealth Management Inc., MSI Financial Services Inc, and Merriman Wealth Management, LLC. This page lists 64 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
61
Q3 2016 holders
64
Holder diff
3
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 Value $ Q3 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .