Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / SPONSORED ADR
- Total 13F shares
- 122,370,219
- Total 13F value
- $831,312,798
- Share change
- -2,455,924
- SEC-reported price per share
- $6.79
- Number of holders
- 232
- Value change
- -$16,765,986
- Number of buys
- 111
- Number of sells
- 121
Report period
Q4 2021
Institutions
232
Top holders
10
SMFG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Ownership snapshot
Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Sep 2021
13F
Highest disclosed value: $89,563,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC has the largest disclosed position value at $89.56M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
LAZARD ASSET MANAGEMENT LLC
$89.56M
PARAMETRIC PORTFOLIO ASSOCIATES LLC
$77.85M
Cowen Investment Management LLC
$72.63M
MORGAN STANLEY
$60.28M
GOLDMAN SACHS GROUP INC
$55.05M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$89,563,000
12,776,562 shares
|
— | 30 Sep 2021 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
Company
|
—
class O/S missing
|
$77,854,000
11,106,183 shares
|
— | 30 Sep 2021 |
| Cowen Investment Management LLC |
13F
Company
|
—
class O/S missing
|
$72,628,000
10,360,600 shares
|
— | 30 Sep 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$60,280,000
8,599,207 shares
|
— | 30 Sep 2021 |
| GOLDMAN SACHS GROUP INC |
13F
Company
|
—
class O/S missing
|
$55,050,000
7,853,118 shares
|
— | 30 Sep 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$54,121,000
7,720,487 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
232
Shares
122,370,219
Rows available
232
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
227
Q4 2021 holders
232
Holder diff
5
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend