Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 122,370,219
- Share change
- -2,455,924
- Total reported value
- $831,312,798
- Price per share
- $6.79
- Number of holders
- 232
- Value change
- -$16,765,986
- Number of buys
- 111
- Number of sells
- 121
Report period
Q4 2021
Institutions
232
Top holders
10
SMFG full security history
Newer quarter: Q1 2022
Previous quarter: Q3 2021
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
12,776,562
|
$89,563,000 | — | 30 Sep 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
11,106,183
|
$77,854,000 | — | 30 Sep 2021 | |
| Cowen Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
10,360,600
|
$72,628,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
8,599,207
|
$60,280,000 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
7,853,118
|
$55,050,000 | — | 30 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
7,720,487
|
$54,121,000 | — | 30 Sep 2021 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
5,976,605
|
$41,896,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
5,693,782
|
$39,914,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
5,028,837
|
$35,252,000 | — | 30 Sep 2021 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
4,403,222
|
$30,866,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
4,402,725
|
$30,862,000 | — | 30 Sep 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
4,300,470
|
$30,146,000 | — | 30 Sep 2021 | |
| WESTWOOD HOLDINGS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,429,934
|
$17,034,000 | — | 30 Sep 2021 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,288,665
|
$16,044,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,943,060
|
$13,622,000 | — | 30 Sep 2021 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
1,857,715
|
$13,023,000 | — | 30 Sep 2021 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,458,022
|
$10,221,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,303,626
|
$9,138,000 | — | 30 Sep 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,161,256
|
$8,140,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,153,808
|
$8,087,000 | — | 30 Sep 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,137,502
|
$7,974,000 | — | 30 Sep 2021 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
1,047,828
|
$7,345,000 | — | 30 Sep 2021 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
—
class O/S missing
|
998,909
|
$7,002,000 | — | 30 Sep 2021 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
935,888
|
$6,561,000 | — | 30 Sep 2021 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
918,885
|
$6,441,000 | — | 30 Sep 2021 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
847,357
|
$5,940,000 | — | 30 Sep 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
842,792
|
$5,908,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
636,252
|
$4,460,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
611,901
|
$4,289,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
578,322
|
$4,055,000 | — | 30 Sep 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
494,022
|
$3,621,000 | — | 30 Sep 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
508,729
|
$3,566,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
504,483
|
$3,536,000 | — | 30 Sep 2021 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
499,463
|
$3,438,000 | — | 30 Sep 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
436,489
|
$3,060,000 | — | 30 Sep 2021 | |
| ANDERSON HOAGLAND & CO |
13F
|
Company |
—
class O/S missing
|
434,552
|
$3,046,000 | — | 30 Sep 2021 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
421,703
|
$2,975,000 | — | 30 Sep 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
395,455
|
$2,771,000 | — | 30 Sep 2021 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
389,359
|
$2,683,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
380,402
|
$2,666,000 | — | 30 Sep 2021 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
365,576
|
$2,563,000 | — | 30 Sep 2021 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
360,923
|
$2,530,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
355,123
|
$2,490,000 | — | 30 Sep 2021 | |
| Te Ahumairangi Investment Management Ltd |
13F
|
Company |
—
class O/S missing
|
345,990
|
$2,425,000 | — | 30 Sep 2021 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
331,431
|
$2,323,000 | — | 30 Sep 2021 | |
| GREENLEAF TRUST |
13F
|
Company |
—
class O/S missing
|
330,789
|
$2,319,000 | — | 30 Sep 2021 | |
| SVB WEALTH LLC |
13F
|
Company |
—
class O/S missing
|
303,917
|
$2,130,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
296,592
|
$2,080,000 | — | 30 Sep 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
253,586
|
$1,778,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
237,077
|
$1,662,000 | — | 30 Sep 2021 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q4 2021
As of 31 Dec 2021,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
232 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
122,370,219 shares.
The largest 10 holders included
Parametric Portfolio Associates LLC, Cowen Investment Management LLC, GOLDMAN SACHS GROUP INC, LAZARD ASSET MANAGEMENT LLC, MORGAN STANLEY, BlackRock Inc., COWEN AND COMPANY, LLC, FMR LLC, WELLS FARGO & COMPANY/MN, and NORTHERN TRUST CORP.
This page lists
232
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
227
Q4 2021 holders
232
Holder diff
5
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.