SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)

CUSIP: 86562M209

Q3 2021 13F Holders as of 30 Sep 2021

Security type / class
Equity / SPONSORED ADR
Total 13F shares
124,440,847
Total 13F value
$872,366,858
Share change
-1,122,053
Put/Call ratio
10143%
SEC-reported price per share
$7.01
Number of holders
227
Value change
-$7,629,221
Number of buys
136
Open additional details 1 more signal available
Number of sells
73

Security key

86562M209

Report period

Q3 2021

Institutions

227

Top holders

10

SMFG full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2021 Previous quarter: Q2 2021 SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F Highest disclosed value: $89,385,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

LAZARD ASSET MANAGEMENT LLC has the largest disclosed position value at $89.38M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Disclosed position value Top 5
LAZARD ASSET MANAGEMENT LLC $89.38M
PARAMETRIC PORTFOLIO ASSOCIATES LLC $74.66M
Cowen Investment Management LLC $71.38M
MORGAN STANLEY $58.78M
BlackRock Finance, Inc. $54.8M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
LAZARD ASSET MANAGEMENT LLC
13F
Company
13F
—
class O/S missing
$89,385,000
12,973,231 shares
 — 30 Jun 2021
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
—
class O/S missing
$74,663,000
10,836,426 shares
 — 30 Jun 2021
Cowen Investment Management LLC
13F
Company
13F
—
class O/S missing
$71,385,000
10,360,600 shares
 — 30 Jun 2021
MORGAN STANLEY
13F
Company
13F
—
class O/S missing
$58,780,000
8,531,266 shares
 — 30 Jun 2021
BlackRock Finance, Inc.
13F
Company
13F
—
class O/S missing
$54,798,000
7,953,177 shares
 — 30 Jun 2021
GOLDMAN SACHS GROUP INC
13F
Company
13F
—
class O/S missing
$41,942,000
6,087,332 shares
 — 30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
227
Shares
124,440,847
Rows available
227
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
218
Q3 2021 holders
227
Holder diff
9
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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