Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / SPONSORED ADR
- Total 13F shares
- 134,133,862
- Total 13F value
- $749,410,596
- Share change
- -2,513,501
- SEC-reported price per share
- $5.59
- Number of holders
- 191
- Value change
- -$14,092,160
- Number of buys
- 97
- Number of sells
- 101
Report period
Q3 2020
Institutions
191
Top holders
10
SMFG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Ownership snapshot
Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $76,636,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC has the largest disclosed position value at $76.64M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
LAZARD ASSET MANAGEMENT LLC
$76.64M
Cowen Investment Management LLC
$61.82M
PARAMETRIC PORTFOLIO ASSOCIATES LLC
$51.14M
RENAISSANCE TECHNOLOGIES LLC
$50.27M
MORGAN STANLEY
$44.76M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$76,636,000
13,636,383 shares
|
— | 30 Jun 2020 |
| Cowen Investment Management LLC |
13F
Company
|
—
class O/S missing
|
$61,820,000
11,000,000 shares
|
— | 30 Jun 2020 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
Company
|
—
class O/S missing
|
$51,145,000
9,100,494 shares
|
— | 30 Jun 2020 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
—
class O/S missing
|
$50,271,000
8,945,070 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$44,763,000
7,964,955 shares
|
— | 30 Jun 2020 |
| Aperio Group, LLC |
13F
Company
|
—
class O/S missing
|
$41,072,000
7,308,120 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
191
Shares
134,133,862
Rows available
191
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
210
Q3 2020 holders
191
Holder diff
-19
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend