Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 137,285,880
- Share change
- +1,278,297
- Total reported value
- $771,700,828
- Price per share
- $5.62
- Number of holders
- 210
- Value change
- +$7,499,457
- Number of buys
- 102
- Number of sells
- 112
Report period
Q2 2020
Institutions
210
Top holders
10
SMFG full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,164,926
|
$67,849,000 | — | 31 Mar 2020 | |
| Cowen Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
11,000,000
|
$52,690,000 | — | 31 Mar 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
9,122,770
|
$43,698,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
8,887,952
|
$42,573,000 | — | 31 Mar 2020 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
7,990,062
|
$40,754,000 | — | 31 Mar 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
8,402,094
|
$40,246,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
7,896,891
|
$37,826,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
7,441,672
|
$35,646,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
7,175,084
|
$34,369,000 | — | 31 Mar 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
7,094,808
|
$33,984,000 | — | 31 Mar 2020 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
6,401,605
|
$30,664,000 | — | 31 Mar 2020 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
5,091,859
|
$24,390,000 | — | 31 Mar 2020 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,543,153
|
$12,182,000 | — | 31 Mar 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
2,282,013
|
$10,931,000 | — | 31 Mar 2020 | |
| Fisher Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,739,278
|
$8,331,000 | — | 31 Mar 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,520,076
|
$7,281,000 | — | 31 Mar 2020 | |
| TODD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,454,629
|
$6,967,000 | — | 31 Mar 2020 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
1,417,938
|
$6,792,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,390,701
|
$6,661,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,282,351
|
$6,143,000 | — | 31 Mar 2020 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,115,084
|
$5,341,000 | — | 31 Mar 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
1,076,005
|
$5,153,000 | — | 31 Mar 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
930,034
|
$4,455,000 | — | 31 Mar 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
909,415
|
$4,356,000 | — | 31 Mar 2020 | |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC |
13F
|
Company |
—
class O/S missing
|
906,128
|
$4,340,000 | — | 31 Mar 2020 | |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY |
13F
|
Company |
—
class O/S missing
|
903,300
|
$4,327,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
875,130
|
$4,192,000 | — | 31 Mar 2020 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
866,125
|
$4,148,000 | — | 31 Mar 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
585,965
|
$2,808,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
566,909
|
$2,711,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
500,222
|
$2,396,000 | — | 31 Mar 2020 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
478,124
|
$2,290,000 | — | 31 Mar 2020 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
451,445
|
$2,276,000 | — | 31 Mar 2020 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
471,793
|
$2,260,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
433,268
|
$2,075,000 | — | 31 Mar 2020 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
417,585
|
$2,000,000 | — | 31 Mar 2020 | |
| ETRADE Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
390,901
|
$1,873,000 | — | 31 Mar 2020 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
385,654
|
$1,847,000 | — | 31 Mar 2020 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
360,135
|
$1,823,000 | — | 31 Mar 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
354,300
|
$1,697,000 | — | 31 Mar 2020 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
343,099
|
$1,643,000 | — | 31 Mar 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
335,037
|
$1,605,000 | — | 31 Mar 2020 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
315,833
|
$1,513,000 | — | 31 Mar 2020 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
302,235
|
$1,448,000 | — | 31 Mar 2020 | |
| Avalon Investment & Advisory |
13F
|
Company |
—
class O/S missing
|
283,745
|
$1,359,000 | — | 31 Mar 2020 | |
| ACCIDENT COMPENSATION CORP |
13F
|
Company |
—
class O/S missing
|
281,210
|
$1,347,000 | — | 31 Mar 2020 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
239,942
|
$1,149,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
215,120
|
$1,030,000 | — | 31 Mar 2020 | |
| Vanguard Personalized Indexing Management, LLC |
13F
|
Company |
—
class O/S missing
|
205,835
|
$986,000 | — | 31 Mar 2020 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
198,325
|
$950,000 | — | 31 Mar 2020 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q2 2020
As of 30 Jun 2020,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
210 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
137,285,880 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, Cowen Investment Management LLC, Parametric Portfolio Associates LLC, RENAISSANCE TECHNOLOGIES LLC, MORGAN STANLEY, Aperio Group, LLC, NORTHERN TRUST CORP, WELLS FARGO & COMPANY/MN, GOLDMAN SACHS GROUP INC, and LMR Partners LLP.
This page lists
210
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
213
Q2 2020 holders
210
Holder diff
-3
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.