Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 44,061,808
- Share change
- +309,011
- Total reported value
- $466,486,455
- Price per share
- $10.59
- Number of holders
- 168
- Value change
- +$3,313,101
- Number of buys
- 45
- Number of sells
- 67
Quarterly Holders Quick Answers
What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85207H104:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
11,508,132
|
$120,145,000 | — | 30 Sep 2017 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
4,724,374
|
$49,322,000 | — | 30 Sep 2017 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
4,509,416
|
$47,079,000 | — | 30 Sep 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
—
class O/S missing
|
2,239,704
|
$23,404,907 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,550,494
|
$16,187,000 | — | 30 Sep 2017 | |
| Forest Hill Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,460,025
|
$15,239,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,248,163
|
$13,030,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
1,082,244
|
$11,299,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
916,350
|
$9,566,000 | — | 30 Sep 2017 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
658,909
|
$6,885,000 | — | 30 Sep 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
—
class O/S missing
|
582,928
|
$6,086,000 | — | 30 Sep 2017 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
558,635
|
$5,833,000 | — | 30 Sep 2017 | |
| Bluefin Trading, LLC |
13F
|
Company |
—
class O/S missing
|
538,733
|
$5,624,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
485,971
|
$5,074,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
475,723
|
$4,967,000 | — | 30 Sep 2017 | |
| Knowledge Leaders Capital, LLC |
13F
|
Company |
—
class O/S missing
|
444,357
|
$4,639,000 | — | 30 Sep 2017 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
429,510
|
$4,484,000 | — | 30 Sep 2017 | |
| Legacy Capital Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
363,337
|
$3,793,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
359,341
|
$3,751,000 | — | 30 Sep 2017 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
294,621
|
$3,076,000 | — | 30 Sep 2017 | |
| CHASE INVESTMENT COUNSEL CORP |
13F
|
Company |
—
class O/S missing
|
289,699
|
$3,024,000 | — | 30 Sep 2017 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
284,671
|
$2,972,000 | — | 30 Sep 2017 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
281,656
|
$2,940,000 | — | 30 Sep 2017 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
242,048
|
$2,527,000 | — | 30 Sep 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
223,002
|
$2,328,000 | — | 30 Sep 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
222,149
|
$2,319,000 | — | 30 Sep 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
205,767
|
$2,148,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
192,474
|
$2,009,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
187,384
|
$1,949,000 | — | 30 Sep 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
163,037
|
$1,702,000 | — | 30 Sep 2017 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
—
class O/S missing
|
158,054
|
$1,650,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
149,158
|
$1,557,000 | — | 30 Sep 2017 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
146,998
|
$1,534,000 | — | 30 Sep 2017 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
126,094
|
$1,316,000 | — | 30 Sep 2017 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
117,000
|
$1,221,000 | — | 30 Sep 2017 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
116,475
|
$1,216,000 | — | 30 Sep 2017 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
115,594
|
$1,207,000 | — | 30 Sep 2017 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
114,644
|
$1,197,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
112,264
|
$1,172,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
109,881
|
$1,147,000 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
107,595
|
$1,126,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
99,206
|
$1,036,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
97,326
|
$1,016,000 | — | 30 Sep 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
94,090
|
$982,000 | — | 30 Sep 2017 | |
| Csenge Advisory Group |
13F
|
Company |
—
class O/S missing
|
93,845
|
$979,742 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
93,321
|
$974,000 | — | 30 Sep 2017 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
90,277
|
$942,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
90,344
|
$941,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
89,003
|
$929,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
87,077
|
$909,000 | — | 30 Sep 2017 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q4 2017
As of 31 Dec 2017,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
168 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
44,061,808 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, Evanson Asset Management, LLC, Bluefin Trading, LLC, Federation des caisses Desjardins du Quebec, MORGAN STANLEY, Forest Hill Capital, LLC, WELLS FARGO & COMPANY/MN, COMMONWEALTH EQUITY SERVICES, LLC., and ROYAL BANK OF CANADA.
This page lists
168
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
170
Q4 2017 holders
168
Holder diff
-2
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.