Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 41,976,878
- Share change
- +521,494
- Total reported value
- $438,234,245
- Price per share
- $10.44
- Number of holders
- 170
- Value change
- +$5,530,146
- Number of buys
- 43
- Number of sells
- 68
Quarterly Holders Quick Answers
What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 85207H104:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
11,466,043
|
$116,151,000 | — | 30 Jun 2017 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
4,905,675
|
$49,694,000 | — | 30 Jun 2017 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
4,406,185
|
$44,634,000 | — | 30 Jun 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
—
class O/S missing
|
2,261,681
|
$22,888,212 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,593,287
|
$16,140,000 | — | 30 Jun 2017 | |
| Forest Hill Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,448,500
|
$14,673,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,313,970
|
$13,311,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
1,067,063
|
$10,809,000 | — | 30 Jun 2017 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
1,032,907
|
$10,453,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
870,513
|
$8,819,000 | — | 30 Jun 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
—
class O/S missing
|
587,048
|
$6,058,000 | — | 30 Jun 2017 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
558,635
|
$5,659,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
488,574
|
$4,949,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
466,434
|
$4,725,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
374,559
|
$3,793,000 | — | 30 Jun 2017 | |
| Legacy Capital Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
360,160
|
$3,648,000 | — | 30 Jun 2017 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
327,504
|
$3,318,000 | — | 30 Jun 2017 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
300,627
|
$3,045,000 | — | 30 Jun 2017 | |
| CHASE INVESTMENT COUNSEL CORP |
13F
|
Company |
—
class O/S missing
|
289,699
|
$2,934,000 | — | 30 Jun 2017 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
264,371
|
$2,678,000 | — | 30 Jun 2017 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
224,002
|
$2,269,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
192,168
|
$1,947,000 | — | 30 Jun 2017 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
180,259
|
$1,826,000 | — | 30 Jun 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
159,037
|
$1,611,000 | — | 30 Jun 2017 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
—
class O/S missing
|
158,054
|
$1,601,000 | — | 30 Jun 2017 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
153,832
|
$1,558,000 | — | 30 Jun 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
149,734
|
$1,517,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
147,658
|
$1,495,000 | — | 30 Jun 2017 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
144,998
|
$1,468,000 | — | 30 Jun 2017 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
136,810
|
$1,386,000 | — | 30 Jun 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
131,500
|
$1,332,000 | — | 30 Jun 2017 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
129,644
|
$1,313,000 | — | 30 Jun 2017 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
128,315
|
$1,311,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
125,239
|
$1,269,000 | — | 30 Jun 2017 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
120,223
|
$1,218,000 | — | 30 Jun 2017 | |
| FRONTIER INVESTMENT MGMT CO |
13F
|
Company |
—
class O/S missing
|
117,125
|
$1,186,000 | — | 30 Jun 2017 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
117,000
|
$1,185,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
114,877
|
$1,165,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
114,315
|
$1,158,000 | — | 30 Jun 2017 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
113,834
|
$1,153,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
110,366
|
$1,118,000 | — | 30 Jun 2017 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
—
class O/S missing
|
100,749
|
$1,021,000 | — | 30 Jun 2017 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
99,494
|
$1,007,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
94,558
|
$957,000 | — | 30 Jun 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
94,090
|
$953,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
94,026
|
$952,000 | — | 30 Jun 2017 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
92,084
|
$933,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
91,594
|
$927,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
89,114
|
$903,000 | — | 30 Jun 2017 | |
| Private Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
87,000
|
$881,000 | — | 30 Jun 2017 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q3 2017
As of 30 Sep 2017,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
170 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
41,976,878 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, Evanson Asset Management, LLC, Federation des caisses Desjardins du Quebec, MORGAN STANLEY, Forest Hill Capital, LLC, WELLS FARGO & COMPANY/MN, Commonwealth Equity Services, Inc, ROYAL BANK OF CANADA, and JOHNSON INVESTMENT COUNSEL INC.
This page lists
170
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
167
Q3 2017 holders
170
Holder diff
3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.