What does CUSIP 85207H104 represent in this 13F holders report?

CUSIP 85207H104 is the security identifier for PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR used to aggregate holder disclosures.

How many institutions held PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in Q3 2014?

124 institutional investors reported PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR for Q3 2014. Use the holders table for investor-level position and value details.

Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)

CUSIP: 85207H104

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / PHYSICAL GOLD TR
Total 13F shares: 28,851,798
Share change: +3,742,965
Total reported value: $288,088,841
Price per share: $9.97
Number of holders: 124
Value change: +$36,743,417
Number of buys: 44
Number of sells: 46

Quarterly Holders Quick Answers

What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 85207H104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	2,786,898	$30,685,000	—	30 Jun 2014	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	2,520,215	$27,748,000	—	30 Jun 2014	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	2,478,168	$27,285,000	—	30 Jun 2014	13F
SPROTT INC.	13F	Company	— class O/S missing	2,303,943	$25,366,000	—	30 Jun 2014	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	1,210,492	$13,328,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	1,010,819	$11,129,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	929,237	$10,231,000	—	30 Jun 2014	13F
PORTOLA GROUP INC /CA	13F	Company	— class O/S missing	883,264	$9,725,000	—	30 Jun 2014	13F
Bluefin Trading, LLC	13F	Company	— class O/S missing	798,383	$8,800,000	—	30 Jun 2014	13F
LPL Financial LLC	13F	Company	— class O/S missing	778,872	$8,575,000	—	30 Jun 2014	13F
Virtu Financial LLC	13F	Company	— class O/S missing	683,310	$7,523,000	—	30 Jun 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	478,896	$5,273,000	—	30 Jun 2014	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	455,879	$5,019,000	—	30 Jun 2014	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	449,484	$4,943,000	—	30 Jun 2014	13F
Citizens Business Bank	13F	Company	— class O/S missing	432,786	$4,765,000	—	30 Jun 2014	13F
LAU ASSOCIATES LLC	13F	Company	— class O/S missing	417,570	$4,597,000	—	30 Jun 2014	13F
OTA LLC	13F	Company	— class O/S missing	412,797	$4,544,000	—	30 Jun 2014	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	354,455	$3,903,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	316,674	$3,487,000	—	30 Jun 2014	13F
Paloma Partners Management Co	13F	Company	— class O/S missing	275,000	$3,028,000	—	30 Jun 2014	13F
BAILARD, INC.	13F	Company	— class O/S missing	270,375	$2,977,000	—	30 Jun 2014	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	270,013	$2,969,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	269,102	$2,963,000	—	30 Jun 2014	13F
WFG Advisors, LP	13F	Company	— class O/S missing	260,884	$2,872,000	—	30 Jun 2014	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	237,852	$2,619,000	—	30 Jun 2014	13F
DIALECTIC CAPITAL MANAGEMENT, LP	13F	Company	— class O/S missing	210,000	$2,311,000	—	30 Jun 2014	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	205,046	$2,258,000	—	30 Jun 2014	13F
AMERICAN CENTURY COMPANIES INC	13F	Company	— class O/S missing	198,567	$2,186,000	—	30 Jun 2014	13F
Filament LLC	13F	Company	— class O/S missing	192,967	$2,125,000	—	30 Jun 2014	13F
JANUS HENDERSON GROUP PLC	13F	Company	— class O/S missing	171,658	$1,890,000	—	30 Jun 2014	13F
Baker Avenue Asset Management, LP	13F	Company	— class O/S missing	149,320	$1,644,000	—	30 Jun 2014	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	141,908	$1,563,000	—	30 Jun 2014	13F
Quantum Capital Management, LLC / NJ	13F	Company	— class O/S missing	141,616	$1,559,000	—	30 Jun 2014	13F
CROFT-LEOMINSTER INC	13F	Company	— class O/S missing	134,683	$1,483,000	—	30 Jun 2014	13F
MUFG Americas Holdings Corp	13F	Company	— class O/S missing	126,778	$1,396,000	—	30 Jun 2014	13F
Hudock, Inc.	13F	Company	— class O/S missing	125,494	$1,382,000	—	30 Jun 2014	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	— class O/S missing	115,166	$1,268,000	—	30 Jun 2014	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	113,935	$1,255,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	112,833	$1,243,000	—	30 Jun 2014	13F
FRONTIER INVESTMENT MGMT CO	13F	Company	— class O/S missing	98,476	$1,084,000	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	83,896	$923,000	—	30 Jun 2014	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	81,700	$900,000	—	30 Jun 2014	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	80,300	$884,000	—	30 Jun 2014	13F
ACCOUNT MANAGEMENT LLC	13F	Company	— class O/S missing	79,250	$872,543	—	30 Jun 2014	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	77,850	$856,000	—	30 Jun 2014	13F
Seamans Capital Management, LLC	13F	Company	— class O/S missing	75,840	$835,000	—	30 Jun 2014	13F
CITY NATIONAL BANK	13F	Company	— class O/S missing	73,625	$811,000	—	30 Jun 2014	13F
Robert W. Baird & Co. Inc	13F	Company	— class O/S missing	72,340	$796,000	—	30 Jun 2014	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	70,400	$775,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	70,396	$774,000	—	30 Jun 2014	13F

Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q3 2014

As of 30 Sep 2014, Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by 124 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,851,798 shares. The largest 10 holders included Polar Securities Inc., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, MORGAN STANLEY, Virtu Financial LLC, Sprott Inc., ROYAL BANK OF CANADA, EVERGREEN CAPITAL MANAGEMENT LLC, Commonwealth Equity Services, Inc, PORTOLA GROUP INC /CA, and LPL Financial LLC. This page lists 124 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

127

Q3 2014 holders

124

Holder diff

-3

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.