Security key
85207H104
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 28,851,798
- Share change
- +3,742,965
- Total reported value
- $288,088,841
- Price per share
- $9.97
- Number of holders
- 124
- Value change
- +$36,743,417
- Number of buys
- 44
- Number of sells
- 46
Report period
Q3 2014
Institutions
124
Top holders
10
PHYS full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
Sprott Physical Gold Trust SEC filings
Sprott Physical Gold Trust company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207H104
Recent filing periods:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,786,898
|
$30,685,000 | — | 30 Jun 2014 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
2,520,215
|
$27,748,000 | — | 30 Jun 2014 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
2,478,168
|
$27,285,000 | — | 30 Jun 2014 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
2,303,943
|
$25,366,000 | — | 30 Jun 2014 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,210,492
|
$13,328,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
1,010,819
|
$11,129,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
929,237
|
$10,231,000 | — | 30 Jun 2014 | |
| PORTOLA GROUP INC /CA |
13F
|
Company |
—
class O/S missing
|
883,264
|
$9,725,000 | — | 30 Jun 2014 | |
| Bluefin Trading, LLC |
13F
|
Company |
—
class O/S missing
|
798,383
|
$8,800,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
778,872
|
$8,575,000 | — | 30 Jun 2014 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
683,310
|
$7,523,000 | — | 30 Jun 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
478,896
|
$5,273,000 | — | 30 Jun 2014 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
455,879
|
$5,019,000 | — | 30 Jun 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
449,484
|
$4,943,000 | — | 30 Jun 2014 | |
| Citizens Business Bank |
13F
|
Company |
—
class O/S missing
|
432,786
|
$4,765,000 | — | 30 Jun 2014 | |
| LAU ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
417,570
|
$4,597,000 | — | 30 Jun 2014 | |
| OTA LLC |
13F
|
Company |
—
class O/S missing
|
412,797
|
$4,544,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
354,455
|
$3,903,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
316,674
|
$3,487,000 | — | 30 Jun 2014 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
275,000
|
$3,028,000 | — | 30 Jun 2014 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
270,375
|
$2,977,000 | — | 30 Jun 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
270,013
|
$2,969,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
269,102
|
$2,963,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
260,884
|
$2,872,000 | — | 30 Jun 2014 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
237,852
|
$2,619,000 | — | 30 Jun 2014 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
210,000
|
$2,311,000 | — | 30 Jun 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
205,046
|
$2,258,000 | — | 30 Jun 2014 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
198,567
|
$2,186,000 | — | 30 Jun 2014 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
192,967
|
$2,125,000 | — | 30 Jun 2014 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
171,658
|
$1,890,000 | — | 30 Jun 2014 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
149,320
|
$1,644,000 | — | 30 Jun 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
141,908
|
$1,563,000 | — | 30 Jun 2014 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
141,616
|
$1,559,000 | — | 30 Jun 2014 | |
| CROFT-LEOMINSTER INC |
13F
|
Company |
—
class O/S missing
|
134,683
|
$1,483,000 | — | 30 Jun 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
—
class O/S missing
|
126,778
|
$1,396,000 | — | 30 Jun 2014 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
125,494
|
$1,382,000 | — | 30 Jun 2014 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
115,166
|
$1,268,000 | — | 30 Jun 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
113,935
|
$1,255,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
112,833
|
$1,243,000 | — | 30 Jun 2014 | |
| FRONTIER INVESTMENT MGMT CO |
13F
|
Company |
—
class O/S missing
|
98,476
|
$1,084,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
83,896
|
$923,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
81,700
|
$900,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
80,300
|
$884,000 | — | 30 Jun 2014 | |
| ACCOUNT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
79,250
|
$872,543 | — | 30 Jun 2014 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
77,850
|
$856,000 | — | 30 Jun 2014 | |
| Seamans Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
75,840
|
$835,000 | — | 30 Jun 2014 | |
| CITY NATIONAL BANK |
13F
|
Company |
—
class O/S missing
|
73,625
|
$811,000 | — | 30 Jun 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
—
class O/S missing
|
72,340
|
$796,000 | — | 30 Jun 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
70,400
|
$775,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
70,396
|
$774,000 | — | 30 Jun 2014 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q3 2014
As of 30 Sep 2014,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
124 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
28,851,798 shares.
The largest 10 holders included
Polar Securities Inc., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, MORGAN STANLEY, Virtu Financial LLC, Sprott Inc., ROYAL BANK OF CANADA, EVERGREEN CAPITAL MANAGEMENT LLC, Commonwealth Equity Services, Inc, PORTOLA GROUP INC /CA, and LPL Financial LLC.
This page lists
124
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
127
Q3 2014 holders
124
Holder diff
-3
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.