SmartKem, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (SMTK) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2024 to Q3 2025

Type / Class
Equity / COMMON STOCK, $0.001 PAR VALUE PER SHARE
Symbol
SMTK on Nasdaq
Shares outstanding
6,123,390
Price per share
$1.45
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
786,549
Total reported value
$1,327,883
% of total 13F portfolios
0%
Share change
-266,677
Value change
-$265,875
Number of holders
10
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SmartKem, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (SMTK) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Lizzio Joseph Christopher 7.6% $310,060 419,000 Lizzio Joseph Christopher 04 Sep 2025
HIRSCHMAN ORIN 9.9% $856,170 362,784 Orin Hirschman 31 Dec 2024
Five Narrow Lane LP 4.7% -40% $416,421 -$178,924 287,187 -30% Five Narrow Lane LP 31 Dec 2025
Bleichroeder LP 4.1% -19% $389,199 231,666 0% Bleichroeder LP 30 Sep 2025
LYTTON LAURENCE W 4.9% -50% $525,622 -$261,044 222,721 -33% Lytton, Laurence W. 31 Mar 2025
MYDA Advisors LLC 4.9% -50% $247,525 -$132,475 217,127 -35% MYDA Advisors LLC 30 Jun 2025
Octopus Investments Ltd. 4.8% -20% $504,101 213,602 0% Octopus Investments Ltd. 08 May 2025

As of 30 Sep 2025, 10 institutional investors reported holding 786,549 shares of SmartKem, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (SMTK). This represents 13% of the company’s total 6,123,390 outstanding shares.

Top 12 Institutional Shareholders

The largest institutional shareholders of SmartKem, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (SMTK) together control 13% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
AIGH Capital Management LLC 6.9% 425,277 -3.1% 0.25% $714,465
Rossby Financial, LCC 1.8% 108,000 0.06% $187,920
MYDA Advisors LLC 1.2% 75,000 -58% 0.04% $126,000
Bleichroeder LP 1.1% 65,000 0% 0.02% $109,200
PFG Investments, LLC 0.7% 43,120 0% $72,442
CITADEL ADVISORS LLC 0.38% 23,470 -60% 0% $39,430
Corient Private Wealth LLC 0.31% 19,284 -9.2% 0% $32,397
Portfolio Strategies, Inc. 0.25% 15,054 0% 0% $25,291
Sightline Wealth Advisors, LLC 0.2% 12,000 0.01% $20,160
UBS Group AG 0.01% 344 -98% 0% $578
HRT FINANCIAL LP 0% 0 -100% $0
Walleye Capital LLC 0% 0 -100% $0

Institutional Holders of SmartKem, Inc. - COMMON STOCK, $0.001 PAR VALUE PER SHARE (SMTK) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q3 786,549 $1,327,883 -$265,875 $1.68 10
2025 Q2 1,053,226 $1,052,601 +$124,776 $1.01 9
2025 Q1 923,166 $2,756,016 +$388,080 $3.01 6
2024 Q4 791,483 $2,301,409 +$1,563,024 $2.90 7
2024 Q3 252,555 $1,075,886 -$16,038 $4.26 4
2024 Q2 256,186 $1,474,795 +$1,474,795 $5.74 4