SMARTFINANCIAL INC. - Common Stock (SMBK)

CUSIP: 83190L208

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / Common Stock
Shares outstanding
17,164,483
Total 13F shares
5,672,686
Share change
+28,998
Total reported value
$118,163,252
Price per share
$20.83
Number of holders
72
Value change
+$403,047
Number of buys
32
Number of sells
21

Security key

83190L208

Report period

Q3 2019

Institutions

72

Top holders

10

Ownership snapshot

Top shareholders of SMBK - SMARTFINANCIAL INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
BlackRock Finance, Inc.
13D/G signal
Evidence rows
50
Latest as of
30 Jun 2019
13F Lead comparable stake: 4.2% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock Finance, Inc.
13F
Company
13F
4.2%
$15,801,000
728,522 shares
30 Jun 2019
VANGUARD GROUP INC
13F
Company
13F
3.2%
$11,804,000
544,238 shares
30 Jun 2019
BANC FUNDS CO LLC
13F
Company
13F
2.9%
$10,801,000
497,956 shares
30 Jun 2019
Private Capital Management, LLC
13F
Company
13F
2.8%
$10,478,000
483,099 shares
30 Jun 2019
EJF Capital LP
13F
Company
13F
2.5%
$9,363,000
431,659 shares
30 Jun 2019
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
1.5%
$5,651,000
260,568 shares
30 Jun 2019
WASATCH ADVISORS LP
13F
Company
13F
1.3%
$4,892,000
225,556 shares
30 Jun 2019
Stieven Capital Advisors, L.P.
13F
Company
13F
1.3%
$4,764,000
219,658 shares
30 Jun 2019
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
Forest Hill Capital, LLC
13F
Company
13F
1.3%
$4,757,000
219,337 shares
30 Jun 2019
STATE STREET CORP
13F
Company
13F
1.1%
$4,208,000
194,010 shares
30 Jun 2019
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.87%
$3,257,000
150,184 shares
30 Jun 2019
BHZ CAPITAL MANAGEMENT, LP
13F
Company
13F
0.84%
$3,114,000
143,557 shares
30 Jun 2019
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.8%
$2,968,000
136,865 shares
30 Jun 2019
Penn Capital Management Company, LLC
13F
Company
13F
0.76%
$2,817,000
129,881 shares
30 Jun 2019
NORTHERN TRUST CORP
13F
Company
13F
0.73%
$2,712,000
125,067 shares
30 Jun 2019
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
13F
0.53%
$1,959,000
90,311 shares
30 Jun 2019
VICTORY CAPITAL MANAGEMENT INC
13F
Company
13F
0.43%
$1,618,000
74,600 shares
30 Jun 2019
REGIONS FINANCIAL CORP
13F
Company
13F
0.41%
$1,517,000
69,934 shares
30 Jun 2019
Bank of New York Mellon Corp
13F
Company
13F
0.35%
$1,302,000
60,009 shares
30 Jun 2019
Michael Salzhauer
13F
Individual
13F
0.31%
$1,164,000
53,671 shares
30 Jun 2019
STIFEL FINANCIAL CORP
13F
Company
13F
0.29%
$1,085,000
50,000 shares
30 Jun 2019
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.
13F
Company
13F
0.28%
$1,030,000
47,497 shares
30 Jun 2019
Nuveen Asset Management, LLC
13F
Company
13F
0.26%
$974,000
44,887 shares
30 Jun 2019
LBMC INVESTMENT ADVISORS, LLC
13F
Company
13F
0.26%
$961,000
44,298 shares
30 Jun 2019
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.24%
$880,000
40,594 shares
30 Jun 2019
Ascent Wealth Partners, LLC
13F
Company
13F
0.21%
$765,000
35,280 shares
30 Jun 2019
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.2%
$726,000
33,480 shares
30 Jun 2019
EQUITABLE TRUST CO
13F
Company
13F
0.18%
$675,000
31,124 shares
30 Jun 2019
Municipal Employees' Retirement System of Michigan
13F
Company
13F
0.18%
$663,000
30,550 shares
30 Jun 2019
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
0.17%
$633,000
29,145 shares
30 Jun 2019
FIRST TRUST ADVISORS LP
13F
Company
13F
0.16%
$606,000
27,924 shares
30 Jun 2019
KENNEDY CAPITAL MANAGEMENT LLC
13F
Company
13F
0.15%
$572,000
26,389 shares
30 Jun 2019
MACKAY SHIELDS LLC
13F
Company
13F
0.15%
$559,000
25,765 shares
30 Jun 2019
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.13%
$472,000
21,751 shares
30 Jun 2019
SUNTRUST BANKS INC
13F
Company
13F
0.12%
$438,000
20,170 shares
30 Jun 2019
DEUTSCHE BANK AG\
13F
Company
13F
0.12%
$429,000
19,797 shares
30 Jun 2019
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
13F
Company
13F
0.11%
$425,000
19,596 shares
30 Jun 2019
UBS Group AG
13F
Company
13F
0.11%
$419,000
19,327 shares
30 Jun 2019
RHUMBLINE ADVISERS
13F
Company
13F
0.1%
$369,000
17,005 shares
30 Jun 2019
OXFORD ASSET MANAGEMENT LLP
13F
Company
13F
0.1%
$367,000
16,926 shares
30 Jun 2019
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.1%
$362,000
16,669 shares
30 Jun 2019
Aptus Capital Advisors, LLC
13F
Company
13F
0.09%
$325,000
15,002 shares
30 Jun 2019
Tennessee Valley Asset Management Partners
13F
Company
13F
0.08%
$315,000
14,525 shares
30 Jun 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0.08%
$292,000
13,445 shares
30 Jun 2019
ACADIAN ASSET MANAGEMENT LLC
13F
Company
13F
0.08%
$288,000
13,287 shares
30 Jun 2019
Invesco Ltd.
13F
Company
13F
0.08%
$283,000
13,039 shares
30 Jun 2019
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
0.07%
$275,000
12,700 shares
30 Jun 2019
Evergreen Advisors, LLC
13F
Company
13F
0.06%
$239,000
11,021 shares
30 Jun 2019
Barnett & Company, Inc.
13F
Company
13F
0.06%
$239,000
11,000 shares
30 Jun 2019
MORGAN STANLEY
13F
Company
13F
0.06%
$217,000
10,012 shares
30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
72
Shares
5,672,686
Rows loaded
72
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
69
Q3 2019 holders
72
Holder diff
3
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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