Security key
80349A869
- Security type / class
- Equity / Preferred
- Total 13F shares
- 315,605
- Total 13F value
- $7,994,275
- Share change
- +315,605
- SEC-reported price per share
- $25.33
- Number of holders
- 1
- Value change
- +$7,994,275
- Number of buys
- 1
Report period
Q4 2025
Institutions
1
Top holders
0
SAZ full security history
Ownership snapshot
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A869
Recent filing periods:
Ownership snapshot
Top reported holders of SAZ - SARATOGA INVESTMENT CORP. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Lido Advisors, LLC
Disclosed value leader
Lido Advisors, LLC
Comparable rows
0/15
Latest evidence
30 Sep 2025
13F
Highest disclosed value: $4,826,122
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Lido Advisors, LLC has the largest disclosed position value at $4.83M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Lido Advisors, LLC's linked filing trail.
Disclosed position value
Top 5
Lido Advisors, LLC
$4.83M
Hennion & Walsh Asset Management,...
$4.39M
Private Advisor Group, LLC
$3.86M
Advisors Asset Management, Inc.
$2.82M
TWO SIGMA INVESTMENTS, LP
$2.81M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Lido Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$4,826,122
197,873 shares
|
— | 30 Sep 2025 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,391,737
180,063 shares
|
— | 30 Sep 2025 |
| Private Advisor Group, LLC |
13F
Company
|
—
class O/S missing
|
$3,860,600
158,286 shares
|
— | 30 Sep 2025 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,820,484
115,641 shares
|
— | 30 Sep 2025 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$2,805,704
115,035 shares
|
— | 30 Sep 2025 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$2,651,909
108,729 shares
|
— | 30 Sep 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Archived quarter
Historical 13F summary for Q4 2025
This older quarter remains available as an indexed ownership summary. Detailed holder rows are no longer kept in the hot table for this period.