Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,268,604
- Total 13F value
- $32,108,265
- Share change
- -244,303
- SEC-reported price per share
- $25.31
- Number of holders
- 47
- Value change
- -$5,964,126
- Number of buys
- 22
- Number of sells
- 20
Report period
Q1 2021
Institutions
47
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Callodine Capital Managem...
Disclosed value leader
Callodine Capital Managem...
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $4,620,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Callodine Capital Management, LP has the largest disclosed position value at $4.62M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Callodine Capital Management, LP's linked filing trail.
Disclosed position value
Top 5
Callodine Capital Management, LP
$4.62M
PUTNAM INVESTMENTS LLC
$2.58M
Advisors Asset Management, Inc.
$2.24M
ARES MANAGEMENT LLC
$1.92M
Legal & General Group Plc
$1.69M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Callodine Capital Management, LP |
13F
Company
|
—
class O/S missing
|
$4,620,000
221,599 shares
|
— | 31 Dec 2020 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,580,000
123,709 shares
|
— | 31 Dec 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,242,000
107,525 shares
|
— | 31 Dec 2020 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$1,920,000
92,071 shares
|
— | 31 Dec 2020 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$1,688,000
80,934 shares
|
— | 31 Dec 2020 |
| Cerity Partners LLC |
13F
Company
|
—
class O/S missing
|
$1,324,000
63,515 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
47
Shares
1,268,604
Rows available
47
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
42
Q1 2021 holders
47
Holder diff
5
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend