What does CUSIP 80349A208 represent in this 13F holders report?

CUSIP 80349A208 is the security identifier for SAR - SARATOGA INVESTMENT CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held SAR - SARATOGA INVESTMENT CORP. - COM NEW in Q3 2017?

19 institutional investors reported SAR - SARATOGA INVESTMENT CORP. - COM NEW for Q3 2017. Use the holders table for investor-level position and value details.

SARATOGA INVESTMENT CORP. - COM NEW (SAR)

CUSIP: 80349A208

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / COM NEW
Total 13F shares: 1,041,748
Share change: -13,311
Total reported value: $22,418,000
Price per share: $21.52
Number of holders: 19
Value change: -$243,769
Number of buys: 10
Number of sells: 11

Security key

80349A208

Report period

Q3 2017

Institutions

Top holders

SAR full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2017 Previous quarter: Q2 2017 SARATOGA INVESTMENT CORP. SEC filings SARATOGA INVESTMENT CORP. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 80349A208

Newer quarter: Q4 2017 Previous quarter: Q2 2017

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BDCM CT, L.L.C.

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2017

13F Highest disclosed value: $14,286,000 Showing first 8 of 20 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BDCM CT, L.L.C.	13F Company 13F	— class O/S missing	$14,286,000 683,855 shares	—	30 Jun 2017
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	— class O/S missing	$1,811,000 86,719 shares	—	30 Jun 2017
MILLENNIUM MANAGEMENT LLC	13F Company 13F	— class O/S missing	$919,000 43,980 shares	—	30 Jun 2017
CUE ADVISORY SERVICES, INC.	13F Company 13F	— class O/S missing	$835,000 39,969 shares	—	30 Jun 2017
MCKINLEY CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$594,000 28,423 shares	—	30 Jun 2017
J.P. Morgan Private Wealth Advisors LLC	13F Company 13F	— class O/S missing	$574,000 27,500 shares	—	30 Jun 2017
Nuveen Fund Advisors, LLC	13F Company 13F	— class O/S missing	$446,000 20,591 shares	—	30 Jun 2017
Alan W. Weber	13F Individual 13F	— class O/S missing	$361,000 17,293 shares	—	30 Jun 2017

Show 12 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Legal & General Group Plc	13F Company 13F	— class O/S missing	$314,000 15,098 shares	—	30 Jun 2017
Dynamic Technology Lab Private Ltd	13F Company 13F	— class O/S missing	$223,000 10,705 shares	—	30 Jun 2017
GSA CAPITAL PARTNERS LLP	13F Company 13F	— class O/S missing	$215,000 10,300 shares	—	30 Jun 2017
NORTHERN TRUST CORP	13F Company 13F	— class O/S missing	$213,000 10,213 shares	—	30 Jun 2017
UBS Group AG	13F Company 13F	— class O/S missing	$154,000 7,381 shares	—	30 Jun 2017
MORGAN STANLEY	13F Company 13F	— class O/S missing	$124,000 5,909 shares	—	30 Jun 2017
WELLS FARGO & COMPANY/MN	13F Company 13F	— class O/S missing	$93,000 4,453 shares	—	30 Jun 2017
ADVANTAGE INVESTMENT MANAGEMENT, LLC	13F Company 13F	— class O/S missing	$48,000 2,278 shares	—	30 Jun 2017
Advisor Group, Inc.	13F Company 13F	— class O/S missing	$13,000 639 shares	—	30 Jun 2017
SeaBridge Investment Advisors LLC	13F Company 13F	— class O/S missing	$9,000 430 shares	—	30 Jun 2017
Geneos Wealth Management Inc.	13F Company 13F	— class O/S missing	$7,000 381 shares	—	30 Jun 2017
BANK OF AMERICA CORP /DE/	13F Company 13F	— class O/S missing	$2,000 100 shares	—	30 Jun 2017

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,041,748

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

-1

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 value	Q3 2017 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend