Q2 2017 13F Holders as of 30 Jun 2017
-
Type / Class
-
Equity / COM NEW
-
Number of holders
-
20
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Total 13F shares, excl. options
-
1.02M
-
Shares change
-
+48.6K
-
Total reported value, excl. options
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$21.2M
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Value change
-
+$993K
-
Number of buys
-
12
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Number of sells
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-7
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Price
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$20.88
Significant Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q2 2017
25 filings reported holding SAR - SARATOGA INVESTMENT CORP. - COM NEW as of Q2 2017.
SARATOGA INVESTMENT CORP. - COM NEW (SAR) has 20 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.02M shares
.
Largest 10 shareholders include BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. (684K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (86.7K shares), MILLENNIUM MANAGEMENT LLC (44K shares), CUE FINANCIAL GROUP, INC. (40K shares), MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE (28.4K shares), FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (27.5K shares), Nuveen Fund Advisors, LLC (20.6K shares), WEBER ALAN W (17.3K shares), Legal & General Group Plc (15.1K shares), and Dynamic Technology Lab Private Ltd (10.7K shares).
This table shows the top 20 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.