Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / COM NEW
-
Total 13F shares
-
967,771
-
Share change
-
-56,254
-
Total reported value
-
$19,942,000
-
Price per share
-
$20.60
-
Number of holders
-
20
-
Value change
-
-$948,161
-
Number of buys
-
12
-
Number of sells
-
12
Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q4 2016
As of 31 Dec 2016,
SARATOGA INVESTMENT CORP. - COM NEW (SAR) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
967,771 shares.
The largest 10 holders included
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., LADENBURG THALMANN FINANCIAL SERVICES INC., Relative Value Partners Group, LLC, CUE FINANCIAL GROUP, INC., MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE, FIRST REPUBLIC INVESTMENT MANAGEMENT, INC., Vivaldi Asset Management, LLC, WEBER ALAN W, MILLENNIUM MANAGEMENT LLC, and Legal & General Group Plc.
This page lists
20
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.