Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 967,771
- Share change
- -56,254
- Total reported value
- $19,942,000
- Reported price per share
- $20.60
- Number of holders
- 20
- Value change
- -$948,161
- Number of buys
- 12
- Number of sells
- 12
Security identity
Holder snapshot
Report period
Q4 2016
Institutions
20
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
23
Latest as of
30 Sep 2016
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $11.07M
Rank 2 holder
Relative Value Partners Group, LLC
13F
- Ownership
- —
- Position
- $1.71M
Rank 3 holder
Alan W. Weber
13F
- Ownership
- —
- Position
- $933.4K
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$11,074,000
621,064 shares
|
— | 30 Sep 2016 |
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,713,000
95,981 shares
|
— | 30 Sep 2016 |
| Alan W. Weber |
13F
Individual
|
—
class O/S missing
|
$933,430
52,293 shares
|
— | 30 Sep 2016 |
| Foundry Partners, LLC |
13F
Company
|
—
class O/S missing
|
$783,000
43,853 shares
|
— | 30 Sep 2016 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$696,000
38,965 shares
|
— | 30 Sep 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$532,000
29,787 shares
|
— | 30 Sep 2016 |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$452,000
25,340 shares
|
— | 30 Sep 2016 |
| J.P. Morgan Private Wealth Advisors LLC |
13F
Company
|
—
class O/S missing
|
$414,000
23,200 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
20
Shares
967,771
Rows loaded
20
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
22
Q4 2016 holders
20
Holder diff
-2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend