Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 967,771
- Total 13F value
- $19,942,000
- Share change
- -56,254
- SEC-reported price per share
- $20.60
- Number of holders
- 20
- Value change
- -$948,161
- Number of buys
- 12
- Number of sells
- 12
Report period
Q4 2016
Institutions
20
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $11,074,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $11.07M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BDCM CT, L.L.C.'s linked filing trail.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$11.07M
Relative Value Partners Group, LLC
$1.71M
Alan W. Weber
$933.4K
Foundry Partners, LLC
$783K
CUE ADVISORY SERVICES, INC.
$696K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$11,074,000
621,064 shares
|
— | 30 Sep 2016 |
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,713,000
95,981 shares
|
— | 30 Sep 2016 |
| Alan W. Weber |
13F
Individual
|
—
class O/S missing
|
$933,430
52,293 shares
|
— | 30 Sep 2016 |
| Foundry Partners, LLC |
13F
Company
|
—
class O/S missing
|
$783,000
43,853 shares
|
— | 30 Sep 2016 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$696,000
38,965 shares
|
— | 30 Sep 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$532,000
29,787 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
20
Shares
967,771
Rows available
20
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
22
Q4 2016 holders
20
Holder diff
-2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend