Q4 2016 13F Holders as of 31 Dec 2016
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Type / Class
-
Equity / COM NEW
-
Number of holders
-
20
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Total 13F shares, excl. options
-
968K
-
Shares change
-
-56.3K
-
Total reported value, excl. options
-
$19.9M
-
Value change
-
-$948K
-
Number of buys
-
12
-
Number of sells
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-12
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Price
-
$20.60
Significant Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q4 2016
27 filings reported holding SAR - SARATOGA INVESTMENT CORP. - COM NEW as of Q4 2016.
SARATOGA INVESTMENT CORP. - COM NEW (SAR) has 20 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 968K shares
.
Largest 10 shareholders include BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. (643K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (71.3K shares), Relative Value Partners Group, LLC (54.3K shares), CUE FINANCIAL GROUP, INC. (40.9K shares), MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE (27.4K shares), FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (26.2K shares), Vivaldi Asset Management, LLC (25.6K shares), WEBER ALAN W (17.3K shares), MILLENNIUM MANAGEMENT LLC (14.2K shares), and Legal & General Group Plc (12.5K shares).
This table shows the top 20 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.