Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM NEW
-
Number of holders
-
22
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Total 13F shares, excl. options
-
993K
-
Shares change
-
-157K
-
Total reported value, excl. options
-
$17.7M
-
Value change
-
-$2.67M
-
Number of buys
-
13
-
Number of sells
-
-9
-
Price
-
$17.84
Significant Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q3 2016
26 filings reported holding SAR - SARATOGA INVESTMENT CORP. - COM NEW as of Q3 2016.
SARATOGA INVESTMENT CORP. - COM NEW (SAR) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 993K shares
.
Largest 10 shareholders include BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. (621K shares), Relative Value Partners Group, LLC (96K shares), WEBER ALAN W (52.3K shares), Foundry Partners, LLC (43.9K shares), CUE FINANCIAL GROUP, INC. (39K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (29.8K shares), MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE (25.3K shares), FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (23.2K shares), LADENBURG THALMANN FINANCIAL SERVICES INC (17.4K shares), and Legal & General Group Plc (12.2K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.