Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 993,191
- Total 13F value
- $17,714,430
- Share change
- -156,533
- SEC-reported price per share
- $17.84
- Number of holders
- 22
- Value change
- -$2,667,780
- Number of buys
- 13
- Number of sells
- 9
Report period
Q3 2016
Institutions
22
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F
Highest disclosed value: $10,204,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $10.2M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$10.2M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$1.95M
Foundry Partners, LLC
$1.67M
Relative Value Partners Group, LLC
$1.43M
MENDON CAPITAL ADVISORS CORP
$942K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$10,204,000
604,510 shares
|
— | 30 Jun 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$1,949,000
115,332 shares
|
— | 30 Jun 2016 |
| Foundry Partners, LLC |
13F
Company
|
—
class O/S missing
|
$1,669,000
98,742 shares
|
— | 30 Jun 2016 |
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,432,000
86,816 shares
|
— | 30 Jun 2016 |
| MENDON CAPITAL ADVISORS CORP |
13F
Company
|
—
class O/S missing
|
$942,000
55,753 shares
|
— | 30 Jun 2016 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$659,000
38,965 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
22
Shares
993,191
Rows available
22
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
21
Q3 2016 holders
22
Holder diff
1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend