What does CUSIP 80349A208 represent in this 13F holders report?

CUSIP 80349A208 is the security identifier for SAR - SARATOGA INVESTMENT CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held SAR - SARATOGA INVESTMENT CORP. - COM NEW in Q3 2014?

15 institutional investors reported SAR - SARATOGA INVESTMENT CORP. - COM NEW for Q3 2014. Use the holders table for investor-level position and value details.

SARATOGA INVESTMENT CORP. - COM NEW (SAR)

CUSIP: 80349A208

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / COM NEW
Total 13F shares: 1,185,224
Share change: -16,254
Total reported value: $17,803,997
Price per share: $16.02
Number of holders: 15
Value change: -$249,434
Number of buys: 6
Number of sells: 10

Security key

80349A208

Report period

Q3 2014

Institutions

Top holders

SAR full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2014 Previous quarter: Q2 2014 SARATOGA INVESTMENT CORP. SEC filings SARATOGA INVESTMENT CORP. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 80349A208

Newer quarter: Q4 2014 Previous quarter: Q2 2014

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BDCM CT, L.L.C.

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2014

13F Highest disclosed value: $7,958,000 Showing first 8 of 15 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BDCM CT, L.L.C.	13F Company 13F	— class O/S missing	$7,958,000 505,935 shares	—	30 Jun 2014
Raging Capital Management, LLC	13F Company 13F	— class O/S missing	$5,004,000 318,077 shares	—	30 Jun 2014
BANK OF AMERICA CORP /DE/	13F Company 13F	— class O/S missing	$2,999,000 190,662 shares	—	30 Jun 2014
DIALECTIC CAPITAL MANAGEMENT, LP	13F Company 13F	— class O/S missing	$518,000 32,957 shares	—	30 Jun 2014
MORGAN STANLEY	13F Company 13F	— class O/S missing	$479,000 30,440 shares	—	30 Jun 2014
Ativo Capital Management LLC	13F Company 13F	— class O/S missing	$400,000 25,457 shares	—	30 Jun 2014
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F Company 13F	— class O/S missing	$235,000 14,936 shares	—	30 Jun 2014
Legal & General Group Plc	13F Company 13F	— class O/S missing	$81,000 5,125 shares	—	30 Jun 2014

Show 7 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
UBS AG	13F Company 13F	— class O/S missing	$22,000 1,377 shares	—	30 Jun 2014
Tower Research Capital LLC (TRC)	13F Company 13F	— class O/S missing	$15,000 966 shares	—	30 Jun 2014
BB&T SECURITIES, LLC	13F Company 13F	— class O/S missing	$12,609 80,162 shares	—	30 Jun 2014
Ground Swell Capital, LLC	13F Company 13F	— class O/S missing	$4,000 278 shares	—	30 Jun 2014
DENALI ADVISORS LLC	13F Company 13F	— class O/S missing	$4,000 254 shares	—	30 Jun 2014
B. Riley Wealth Advisors, Inc.	13F Company 13F	— class O/S missing	$1,573 100 shares	—	30 Jun 2014
BNP PARIBAS FINANCIAL MARKETS	13F Company 13F	— class O/S missing	$661 42 shares	—	30 Jun 2014

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,185,224

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 value	Q3 2014 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend