Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,206,768
- Share change
- +29,913
- Total reported value
- $17,733,843
- Reported price per share
- $15.73
- Number of holders
- 15
- Value change
- +$473,594
- Number of buys
- 5
- Number of sells
- 2
Security identity
Holder snapshot
Report period
Q2 2014
Institutions
15
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2014
Previous quarter: Q1 2014
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
13
Latest as of
31 Mar 2014
13F
Highest disclosed value: $7,761,000
Showing 1-8 of 13 holder rows.
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $7.76M
Rank 2 holder
Raging Capital Management, LLC
13F
- Ownership
- —
- Position
- $4.88M
Rank 3 holder
BANK OF AMERICA CORP /DE/
13F
- Ownership
- —
- Position
- $2.92M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$7,761,000
505,935 shares
|
— | 31 Mar 2014 |
| Raging Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$4,879,000
318,077 shares
|
— | 31 Mar 2014 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$2,925,000
190,662 shares
|
— | 31 Mar 2014 |
| Ativo Capital Management LLC |
13F
Company
|
—
class O/S missing
|
$391,000
25,457 shares
|
— | 31 Mar 2014 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$382,000
24,881 shares
|
— | 31 Mar 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$230,000
14,936 shares
|
— | 31 Mar 2014 |
| BlackRock Fund Advisors |
13F
Company
|
—
class O/S missing
|
$149,000
9,702 shares
|
— | 31 Mar 2014 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$56,000
3,647 shares
|
— | 31 Mar 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
15
Shares
1,206,768
Rows loaded
15
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
13
Q2 2014 holders
15
Holder diff
2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 value | Q2 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend