S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q3 2020 13F Holders as of 30 Sep 2020

Holder snapshot 6 signals
Share change
+241,429
SEC-reported price per share
$2.48
Number of holders
27
Value change
+$613,385
Number of buys
14
Number of sells
8
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
2,359,114

Security key

785135104

Report period

Q3 2020

Institutions

27

Top holders

10

Ownership snapshot

Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Michael F. Price
Disclosed value leader
Michael F. Price
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F Lead comparable stake: 677% Showing 1-6 of 15 holder rows.

Quick read

Michael F. Price leads the comparable SEC ownership view at 677%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Michael F. Price's linked filing trail.
Comparable ownership Top 5
Michael F. Price 677%
WYNNEFIELD CAPITAL INC 190%
Cutter & CO Brokerage, Inc. 51%
VANGUARD GROUP INC 30%
Teton Advisors, Inc. 21%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Michael F. Price
13F
Individual
13F
677%
$36,429,000
15,977,491 shares
30 Jun 2020
WYNNEFIELD CAPITAL INC
13F
Company
13F
190%
$10,244,000
4,493,198 shares
30 Jun 2020
Cutter & CO Brokerage, Inc.
13F
Company
13F
51%
$2,722,000
1,193,682 shares
30 Jun 2020
VANGUARD GROUP INC
13F
Company
13F
30%
$1,617,000
709,136 shares
30 Jun 2020
Teton Advisors, Inc.
13F
Company
13F
21%
$1,117,000
490,000 shares
30 Jun 2020
Old West Investment Management, LLC
13F
Company
13F
18%
$982,000
430,759 shares
30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
27
Shares
25,350,455
Rows available
27
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
23
Q3 2020 holders
27
Holder diff
4
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %
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