S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 25,109,026
- Share change
- -279,506
- Total reported value
- $57,247,000
- Price per share
- $2.28
- Number of holders
- 23
- Value change
- -$611,018
- Number of buys
- 6
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
677%
|
15,977,491
|
$32,754,000 | — | 31 Mar 2020 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
181%
|
4,271,710
|
$8,757,000 | — | 31 Mar 2020 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
52%
|
1,223,525
|
$2,508,000 | — | 31 Mar 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
30%
|
709,136
|
$1,453,000 | — | 31 Mar 2020 | |
| Teton Advisors, Inc. |
13F
|
Company |
22%
|
510,000
|
$1,046,000 | — | 31 Mar 2020 | |
| Alta Fundamental Advisers LLC |
13F
|
Company |
21%
|
489,180
|
$1,003,000 | — | 31 Mar 2020 | |
| Old West Investment Management, LLC |
13F
|
Company |
18%
|
431,572
|
$871,000 | — | 31 Mar 2020 | |
| Fairpointe Capital LLC |
13F
|
Company |
18%
|
418,405
|
$858,000 | — | 31 Mar 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
9.8%
|
231,828
|
$468,000 | — | 31 Mar 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
8.3%
|
196,667
|
$397,000 | — | 31 Mar 2020 | |
| S. MUOIO & CO. LLC |
13F
|
Company |
8.2%
|
193,655
|
$397,000 | — | 31 Mar 2020 | |
| Birch Run Capital Advisors, LP |
13F
|
Company |
7.5%
|
177,374
|
$364,000 | — | 31 Mar 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
6.1%
|
143,642
|
$290,000 | — | 31 Mar 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
4%
|
95,350
|
$195,000 | — | 31 Mar 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3%
|
70,122
|
$143,000 | — | 31 Mar 2020 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
2.9%
|
68,000
|
$139,000 | — | 31 Mar 2020 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
2.5%
|
58,500
|
$120,000 | — | 31 Mar 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.1%
|
50,491
|
$104,000 | — | 31 Mar 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
34,425
|
$71,000 | — | 31 Mar 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.48%
|
11,410
|
$23,000 | — | 31 Mar 2020 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.43%
|
10,136
|
$20,000 | — | 31 Mar 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$16,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
5,258
|
$11,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
2,200
|
$5,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
455
|
$1,000 | — | 31 Mar 2020 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2020
As of 30 Jun 2020,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,109,026 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, Teton Advisors, Inc., Old West Investment Management, LLC, Fairpointe Capital LLC, Koshinski Asset Management, Inc., DIMENSIONAL FUND ADVISORS LP, and S. MUOIO & CO. LLC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
25
Q2 2020 holders
23
Holder diff
-2
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.