S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q1 2020 13F Holders as of 31 Mar 2020

Holder snapshot 6 signals
Share change
+60,765
SEC-reported price per share
$2.05
Number of holders
25
Value change
+$123,547
Number of buys
7
Number of sells
12
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
2,359,114

Security key

785135104

Report period

Q1 2020

Institutions

25

Top holders

10

Ownership snapshot

Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Michael F. Price
Disclosed value leader
Michael F. Price
Comparable rows
0/15
Latest evidence
31 Dec 2019
13F Highest disclosed value: $33,485,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Michael F. Price has the largest disclosed position value at $33.48M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Michael F. Price's linked filing trail.
Disclosed position value Top 5
Michael F. Price $33.48M
WYNNEFIELD CAPITAL INC $8.87M
Cutter & CO Brokerage, Inc. $2.62M
VANGUARD GROUP INC $1.49M
Teton Advisors, Inc. $1.07M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Michael F. Price
13F
Individual
13F
—
denominator unverified
$33,485,000
15,945,017 shares
— 31 Dec 2019
WYNNEFIELD CAPITAL INC
13F
Company
13F
—
denominator unverified
$8,867,000
4,222,308 shares
— 31 Dec 2019
Cutter & CO Brokerage, Inc.
13F
Company
13F
—
denominator unverified
$2,618,000
1,246,709 shares
— 31 Dec 2019
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$1,489,000
709,186 shares
— 31 Dec 2019
Teton Advisors, Inc.
13F
Company
13F
—
denominator unverified
$1,071,000
510,000 shares
— 31 Dec 2019
Alta Fundamental Advisers LLC
13F
Company
13F
—
denominator unverified
$1,028,000
489,580 shares
— 31 Dec 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
25
Shares
25,388,532
Rows available
25
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2020 vs Q1 2020 Across Filers

Q1 2020 holders
25
Q1 2020 holders
25
Holder diff
0
Investor Q1 2020 Shares Q1 2020 Shares Share Diff Share Chg % Q1 2020 value Q1 2020 value Value change Value Chg %
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