Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 25,255,989
- Share change
- -402,547
- Total reported value
- $66,675,000
- Price per share
- $2.64
- Number of holders
- 28
- Value change
- -$1,095,345
- Number of buys
- 11
- Number of sells
- 9
Report period
Q2 2019
Institutions
28
Top holders
10
SANW full security history
Newer quarter: Q3 2019
Previous quarter: Q1 2019
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
676%
|
15,945,017
|
$42,733,000 | — | 31 Mar 2019 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
179%
|
4,222,308
|
$11,315,000 | — | 31 Mar 2019 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
40%
|
948,053
|
$2,541,000 | — | 31 Mar 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
29%
|
677,897
|
$1,817,000 | — | 31 Mar 2019 | |
| Old West Investment Management, LLC |
13F
|
Company |
25%
|
581,609
|
$1,558,000 | — | 31 Mar 2019 | |
| Alta Fundamental Advisers LLC |
13F
|
Company |
22%
|
521,580
|
$1,398,000 | — | 31 Mar 2019 | |
| Teton Advisors, Inc. |
13F
|
Company |
21%
|
495,000
|
$1,327,000 | — | 31 Mar 2019 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
17%
|
395,134
|
$1,059,000 | — | 31 Mar 2019 | |
| Fairpointe Capital LLC |
13F
|
Company |
15%
|
357,048
|
$957,000 | — | 31 Mar 2019 | |
| S. MUOIO & CO. LLC |
13F
|
Company |
8.7%
|
205,528
|
$551,000 | — | 31 Mar 2019 | |
| Birch Run Capital Advisors, LP |
13F
|
Company |
7.5%
|
177,374
|
$475,000 | — | 31 Mar 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
7.5%
|
176,124
|
$472,000 | — | 31 Mar 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
6.7%
|
157,608
|
$422,000 | — | 31 Mar 2019 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
5.1%
|
120,989
|
$324,000 | — | 31 Mar 2019 | |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
5%
|
118,551
|
$318,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5%
|
117,291
|
$314,000 | — | 31 Mar 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
4.2%
|
99,250
|
$266,000 | — | 31 Mar 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3.1%
|
73,099
|
$196,000 | — | 31 Mar 2019 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
2.9%
|
68,000
|
$182,000 | — | 31 Mar 2019 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
1.8%
|
42,000
|
$113,000 | — | 31 Mar 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
34,425
|
$92,000 | — | 31 Mar 2019 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.87%
|
20,549
|
$55,000 | — | 31 Mar 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.71%
|
16,638
|
$45,000 | — | 31 Mar 2019 | |
| Emancipation Management LLC |
13F
|
Company |
0.64%
|
15,000
|
$40,000 | — | 31 Mar 2019 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.59%
|
14,020
|
$38,000 | — | 31 Mar 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.57%
|
13,541
|
$36,000 | — | 31 Mar 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.52%
|
12,204
|
$33,000 | — | 31 Mar 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.48%
|
11,410
|
$31,000 | — | 31 Mar 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$21,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.3%
|
7,123
|
$19,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.15%
|
3,462
|
$9,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
2,254
|
$6,000 | — | 31 Mar 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0.03%
|
700
|
$2,000 | — | 31 Mar 2019 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q2 2019
As of 30 Jun 2019,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,255,989 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, Old West Investment Management, LLC, Alta Fundamental Advisers LLC, Teton Advisors, Inc., Fairpointe Capital LLC, S. MUOIO & CO. LLC, and DIMENSIONAL FUND ADVISORS LP.
This page lists
28
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
33
Q2 2019 holders
28
Holder diff
-5
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.