What does CUSIP 785135104 represent in this 13F holders report?

CUSIP 785135104 is the security identifier for SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 used to aggregate holder disclosures.

How many institutions held SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in Q1 2014?

27 institutional investors reported SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 for Q1 2014. Use the holders table for investor-level position and value details.

S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q1 2014 13F Holders as of 31 Mar 2014

Security type / class: Equity / Common Stock, Par Value $0.001
Shares outstanding: 2,359,114
Total 13F shares: 5,247,171
Share change: +593,900
Total reported value: $38,881,565
Reported price per share: $7.41
Number of holders: 27
Value change: +$4,530,493
Number of buys: 15
Number of sells: 8

Security key

785135104

Report period

Q1 2014

Institutions

Top holders

SANW full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2014 Previous quarter: Q4 2013 S&W Seed Co SEC filings S&W Seed Co company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 785135104

Newer quarter: Q2 2014 Previous quarter: Q4 2013

Recent filing periods:

Q4 2024 Q3 2024 Q2 2024 Q1 2024 Q4 2023 Q3 2023 Q2 2023 Q1 2023

Ownership snapshot

Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

PUTNAM INVESTMENTS LLC

13D/G signal

—

Evidence rows

Latest as of

31 Dec 2013

13F Lead comparable stake: 47% Showing 1-6 of 15 holder rows.

Rank 1 holder

PUTNAM INVESTMENTS LLC

13F

Ownership: 47%
Position: $7.75M

13F

Rank 2 holder

Curi Capital, LLC

13F

Ownership: 39%
Position: $6.4M

13F

Rank 3 holder

WELLINGTON MANAGEMENT GROUP LLP

13F

Ownership: 37%
Position: $6.14M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
PUTNAM INVESTMENTS LLC	13F Company 13F	47%	$7,746,000 1,114,463 shares	—	31 Dec 2013
Curi Capital, LLC	13F Company 13F	39%	$6,405,000 921,585 shares	—	31 Dec 2013
WELLINGTON MANAGEMENT GROUP LLP	13F Company 13F	37%	$6,140,000 883,500 shares	—	31 Dec 2013
BARD ASSOCIATES INC	13F Company 13F	13%	$2,189,000 316,475 shares	—	31 Dec 2013
VANGUARD GROUP INC	13F Company 13F	12%	$1,895,000 272,713 shares	—	31 Dec 2013
ACK Asset Management LLC	13F Company 13F	11%	$1,748,000 251,537 shares	—	31 Dec 2013

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

5,247,171

Rows available

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 value	Q1 2014 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend