What does CUSIP 78503N107 represent in this 13F holders report?

CUSIP 78503N107 is the security identifier for SWS - SWS GROUP INC - COM used to aggregate holder disclosures.

How many institutions held SWS - SWS GROUP INC - COM in Q3 2014?

107 institutional investors reported SWS - SWS GROUP INC - COM for Q3 2014. Use the holders table for investor-level position and value details.

SWS GROUP INC - COM (SWS)

CUSIP: 78503N107

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / COM
Total 13F shares: 28,584,996
Share change: +7,298,637
Total reported value: $196,948,557
Price per share: $6.89
Number of holders: 107
Value change: +$50,187,280
Number of buys: 31
Number of sells: 59

Quarterly Holders Quick Answers

What is CUSIP 78503N107?
CUSIP 78503N107 identifies SWS - SWS GROUP INC - COM in SEC institutional holdings data.

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Related Filing Research

Latest 13F filings for newly reported positions.
Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 78503N107:

Q1 2015 Q4 2014 Q3 2014 Q2 2014 Q1 2014 Q4 2013 Q3 2013 Q2 2013

Institutional Holders of SWS GROUP INC - COM (SWS) as of Q3 2014

As of 30 Sep 2014, SWS GROUP INC - COM (SWS) was held by 107 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,584,996 shares. The largest 10 holders included OAK HILL CAPITAL MANAGEMENT, LLC, HIGHLAND CAPITAL MANAGEMENT LP, Ancora Advisors, LLC, Hilltop Holdings Inc., BlackRock Fund Advisors, VANGUARD GROUP INC, BlackRock Institutional Trust Company, N.A., DIMENSIONAL FUND ADVISORS LP, GABELLI FUNDS LLC, and PERRITT CAPITAL MANAGEMENT INC. This page lists 107 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.