SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 26,692,530
- Share change
- -912,961
- Total reported value
- $9,697,185,270
- Put/Call ratio
- 356%
- Price per share
- $363.32
- Number of holders
- 955
- Value change
- -$290,902,403
- Number of buys
- 388
- Number of sells
- 300
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,235,596
|
$1,094,570,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
3,085,258
|
$1,043,712,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,308,647
|
$442,702,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,263,060
|
$427,281,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,045,422
|
$353,656,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
943,672
|
$319,238,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
936,150
|
$316,690,000 | — | 30 Sep 2021 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
750,000
|
$253,718,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
612,582
|
$207,217,000 | — | 30 Sep 2021 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
545,593
|
$184,569,000 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
521,324
|
$176,359,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
516,787
|
$174,824,000 | — | 30 Sep 2021 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
479,311
|
$162,146,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
390,946
|
$132,253,000 | — | 30 Sep 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
372,000
|
$125,844,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
314,452
|
$106,376,000 | — | 30 Sep 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
294,245
|
$101,408,000 | — | 30 Sep 2021 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
279,622
|
$94,593,000 | — | 30 Sep 2021 | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
260,000
|
$87,955,000 | — | 30 Sep 2021 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
256,875
|
$86,899,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
229,899
|
$77,772,000 | — | 30 Sep 2021 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
224,214
|
$75,849,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
219,393
|
$74,244,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
213,501
|
$72,225,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
212,809
|
$71,997,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
179,666
|
$60,781,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
167,472
|
$56,655,000 | — | 30 Sep 2021 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
159,345
|
$53,904,820 | — | 30 Sep 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
155,783
|
$52,700,000 | — | 30 Sep 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
143,945
|
$48,695,000 | — | 30 Sep 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
140,700
|
$47,597,000 | — | 30 Sep 2021 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
121,179
|
$40,994,000 | — | 30 Sep 2021 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
119,841
|
$40,541,000 | — | 30 Sep 2021 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
118,139
|
$39,978,000 | — | 30 Sep 2021 | |
| Atria Investments, Inc |
13F
|
Company |
—
class O/S missing
|
111,193
|
$37,616,000 | — | 30 Sep 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
111,140
|
$37,581,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
109,684
|
$37,106,000 | — | 30 Sep 2021 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
96,425
|
$32,619,571 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
96,122
|
$32,517,000 | — | 30 Sep 2021 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
95,868
|
$32,431,000 | — | 30 Sep 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
92,284
|
$31,218,000 | — | 30 Sep 2021 | |
| Williams Jones Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
90,607
|
$30,651,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
88,476
|
$29,931,000 | — | 30 Sep 2021 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
86,354
|
$29,213,000 | — | 30 Sep 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
84,865
|
$28,709,000 | — | 30 Sep 2021 | |
| IMC-Chicago, LLC |
13F
|
Company |
—
class O/S missing
|
84,549
|
$28,602,000 | — | 30 Sep 2021 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
84,225
|
$28,492,000 | — | 30 Sep 2021 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
78,296
|
$27,224,000 | — | 30 Sep 2021 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
77,179
|
$26,109,000 | — | 30 Sep 2021 | |
| Campbell Wealth Management |
13F
|
Company |
—
class O/S missing
|
72,900
|
$24,661,000 | — | 30 Sep 2021 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q4 2021
As of 31 Dec 2021,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
955 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,692,530 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, LPL Financial LLC, CITIGROUP INC, UBS Group AG, WOLVERINE TRADING, LLC, AMERIPRISE FINANCIAL INC, ROYAL BANK OF CANADA, and CHURCHILL MANAGEMENT Corp.
This page lists
958
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
880
Q4 2021 holders
955
Holder diff
75
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.