SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 26,966,812
- Share change
- -3,246,221
- Total reported value
- $9,126,885,511
- Put/Call ratio
- 318%
- Price per share
- $338.29
- Number of holders
- 880
- Value change
- -$1,105,866,326
- Number of buys
- 357
- Number of sells
- 301
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
6,403,766
|
$2,208,978,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,720,663
|
$1,283,443,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,355,181
|
$467,470,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,208,184
|
$416,763,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,115,101
|
$384,654,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
975,828
|
$336,612,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
630,291
|
$217,346,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
622,286
|
$214,658,000 | — | 30 Jun 2021 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
622,064
|
$214,581,000 | — | 30 Jun 2021 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
542,777
|
$187,231,000 | — | 30 Jun 2021 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
450,000
|
$155,228,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
396,996
|
$136,944,000 | — | 30 Jun 2021 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
350,000
|
$120,733,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
313,300
|
$108,073,000 | — | 30 Jun 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
312,630
|
$107,245,000 | — | 30 Jun 2021 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
298,082
|
$102,823,386 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
287,000
|
$99,001,000 | — | 30 Jun 2021 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
277,789
|
$95,823,000 | — | 30 Jun 2021 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
258,406
|
$89,027,000 | — | 30 Jun 2021 | |
| IMC-Chicago, LLC |
13F
|
Company |
—
class O/S missing
|
251,249
|
$86,668,000 | — | 30 Jun 2021 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
243,408
|
$83,964,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
226,701
|
$78,203,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
223,784
|
$77,207,000 | — | 30 Jun 2021 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
220,926
|
$76,208,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
216,623
|
$74,723,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
215,590
|
$74,368,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
211,640
|
$73,005,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
207,038
|
$71,424,000 | — | 30 Jun 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
169,917
|
$58,613,000 | — | 30 Jun 2021 | |
| Long Pond Capital, LP |
13F
|
Company |
—
class O/S missing
|
146,830
|
$50,649,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
144,729
|
$49,924,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
139,787
|
$48,220,000 | — | 30 Jun 2021 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
115,448
|
$39,824,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
113,297
|
$39,061,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
107,274
|
$37,003,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
105,734
|
$36,472,000 | — | 30 Jun 2021 | |
| Atria Investments, Inc |
13F
|
Company |
—
class O/S missing
|
104,663
|
$36,104,000 | — | 30 Jun 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
100,156
|
$34,548,000 | — | 30 Jun 2021 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
97,924
|
$33,778,911 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
93,438
|
$32,231,000 | — | 30 Jun 2021 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
91,500
|
$31,566,000 | — | 30 Jun 2021 | |
| Williams Jones Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
90,930
|
$31,366,000 | — | 30 Jun 2021 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
90,250
|
$31,132,000 | — | 30 Jun 2021 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
89,685
|
$30,937,000 | — | 30 Jun 2021 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
86,893
|
$29,974,000 | — | 30 Jun 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
84,780
|
$29,245,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
80,703
|
$27,838,000 | — | 30 Jun 2021 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
79,476
|
$27,376,000 | — | 30 Jun 2021 | |
| Intercontinental Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
78,713
|
$27,152,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
78,254
|
$26,994,000 | — | 30 Jun 2021 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2021
As of 30 Sep 2021,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
880 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,966,812 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, CITIGROUP INC, WELLS FARGO & COMPANY/MN, LPL Financial LLC, ROYAL BANK OF CANADA, UBS Group AG, Mizuho Bank, Ltd., AMERIPRISE FINANCIAL INC, and CHURCHILL MANAGEMENT Corp.
This page lists
883
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
883
Q3 2021 holders
880
Holder diff
-3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.