SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 27,804,812
- Share change
- -560,831
- Total reported value
- $6,484,836,441
- Put/Call ratio
- 102%
- Price per share
- $233.20
- Number of holders
- 626
- Value change
- -$167,526,452
- Number of buys
- 220
- Number of sells
- 255
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,484,768
|
$1,185,773,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,618,999
|
$956,863,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
439,357
|
$683,281,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,017,477
|
$533,420,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,219,893
|
$322,540,000 | — | 30 Sep 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
1,013,259
|
$267,906,000 | — | 30 Sep 2018 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
882,345
|
$233,254,000 | — | 30 Sep 2018 | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
340,000
|
$215,356,000 | — | 30 Sep 2018 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
773,342
|
$205,974,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
583,903
|
$154,384,000 | — | 30 Sep 2018 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
502,836
|
$132,950,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
490,080
|
$129,576,000 | — | 30 Sep 2018 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
486,745
|
$128,695,378 | — | 30 Sep 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
484,865
|
$128,199,000 | — | 30 Sep 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
432,735
|
$114,415,000 | — | 30 Sep 2018 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
400,000
|
$105,760,000 | — | 30 Sep 2018 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
353,628
|
$93,486,000 | — | 30 Sep 2018 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
334,713
|
$88,498,000 | — | 30 Sep 2018 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
277,296
|
$73,317,000 | — | 30 Sep 2018 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
257,720
|
$68,141,000 | — | 30 Sep 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
254,973
|
$67,413,000 | — | 30 Sep 2018 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
254,190
|
$67,208,000 | — | 30 Sep 2018 | |
| CTC LLC |
13F
|
Company |
—
class O/S missing
|
236,715
|
$62,587,000 | — | 30 Sep 2018 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
236,389
|
$62,501,346 | — | 30 Sep 2018 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
235,860
|
$62,361,000 | — | 30 Sep 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
220,392
|
$58,272,000 | — | 30 Sep 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
211,507
|
$55,922,000 | — | 30 Sep 2018 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
203,442
|
$53,790,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
200,447
|
$52,998,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
193,899
|
$51,271,000 | — | 30 Sep 2018 | |
| Long Pond Capital, LP |
13F
|
Company |
—
class O/S missing
|
184,550
|
$48,795,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
181,857
|
$48,084,000 | — | 30 Sep 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
178,406
|
$47,170,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
163,604
|
$43,257,000 | — | 30 Sep 2018 | |
| TAIYO LIFE INSURANCE CO |
13F
|
Company |
—
class O/S missing
|
160,000
|
$42,304,000 | — | 30 Sep 2018 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
157,165
|
$41,554,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
137,094
|
$36,247,000 | — | 30 Sep 2018 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
134,237
|
$35,492,000 | — | 30 Sep 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
133,992
|
$35,428,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
131,991
|
$34,898,000 | — | 30 Sep 2018 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
126,123
|
$33,347,000 | — | 30 Sep 2018 | |
| Banco de Sabadell, S.A |
13F
|
Company |
—
class O/S missing
|
122,760
|
$32,449,000 | — | 30 Sep 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
122,494
|
$32,388,000 | — | 30 Sep 2018 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
119,050
|
$31,477,000 | — | 30 Sep 2018 | |
| Heck Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
115,229
|
$30,466,588 | — | 30 Sep 2018 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
114,244
|
$30,206,000 | — | 30 Sep 2018 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
109,069
|
$28,838,000 | — | 30 Sep 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
101,878
|
$26,937,000 | — | 30 Sep 2018 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
101,324
|
$26,792,000 | — | 30 Sep 2018 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
101,163
|
$26,747,000 | — | 30 Sep 2018 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q4 2018
As of 31 Dec 2018,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
626 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
27,804,812 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF MONTREAL /CAN/, UBS Group AG, ROYAL BANK OF CANADA, MANUFACTURERS LIFE INSURANCE COMPANY, THE, LPL Financial LLC, AMERIPRISE FINANCIAL INC, and CITADEL ADVISORS LLC.
This page lists
626
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
605
Q4 2018 holders
626
Holder diff
21
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.