SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 23,732,221
- Share change
- +4,233,438
- Total reported value
- $4,684,903,427
- Put/Call ratio
- 111%
- Price per share
- $197.51
- Number of holders
- 436
- Value change
- +$840,539,714
- Number of buys
- 194
- Number of sells
- 134
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,571,984
|
$470,107,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,356,968
|
$430,806,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,600,135
|
$292,471,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,255,511
|
$229,482,000 | — | 30 Sep 2016 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
686,583
|
$125,643,000 | — | 30 Sep 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
673,211
|
$123,049,508 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
643,230
|
$117,569,000 | — | 30 Sep 2016 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
602,796
|
$110,180,000 | — | 30 Sep 2016 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
466,229
|
$84,497,000 | — | 30 Sep 2016 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
383,367
|
$70,072,000 | — | 30 Sep 2016 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
340,365
|
$62,212,000 | — | 30 Sep 2016 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
332,844
|
$60,852,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
329,669
|
$60,256,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
290,897
|
$53,171,000 | — | 30 Sep 2016 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
273,607
|
$50,009,920 | — | 30 Sep 2016 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
270,000
|
$49,351,000 | — | 30 Sep 2016 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
256,231
|
$46,834,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
240,469
|
$43,642,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
221,445
|
$40,476,000 | — | 30 Sep 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
207,036
|
$37,842,000 | — | 30 Sep 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
206,934
|
$37,823,000 | — | 30 Sep 2016 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
206,800
|
$37,798,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
194,858
|
$35,616,000 | — | 30 Sep 2016 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
171,622
|
$31,369,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
165,498
|
$30,248,000 | — | 30 Sep 2016 | |
| CADINHA & CO LLC |
13F
|
Company |
—
class O/S missing
|
161,070
|
$29,440,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
156,180
|
$28,547,000 | — | 30 Sep 2016 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
140,833
|
$25,741,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
139,386
|
$25,477,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
134,578
|
$24,598,000 | — | 30 Sep 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
125,430
|
$22,926,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
125,330
|
$22,907,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
122,018
|
$22,303,000 | — | 30 Sep 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
112,000
|
$20,471,000 | — | 30 Sep 2016 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
100,222
|
$18,319,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
95,678
|
$17,488,000 | — | 30 Sep 2016 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
93,208
|
$17,037,000 | — | 30 Sep 2016 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
76,975
|
$14,069,000 | — | 30 Sep 2016 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
75,245
|
$13,754,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
69,537
|
$12,710,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
65,068
|
$11,893,000 | — | 30 Sep 2016 | |
| Gunma Bank,Ltd. |
13F
|
Company |
—
class O/S missing
|
65,000
|
$11,881,000 | — | 30 Sep 2016 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
64,451
|
$11,780,000 | — | 30 Sep 2016 | |
| GFS Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
62,773
|
$11,474,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
62,298
|
$11,387,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
61,581
|
$11,256,000 | — | 30 Sep 2016 | |
| Mitsubishi UFJ Trust & Banking Corp |
13F
|
Company |
—
class O/S missing
|
59,700
|
$10,912,000 | — | 30 Sep 2016 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
57,379
|
$10,487,000 | — | 30 Sep 2016 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
57,453
|
$10,412,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
56,196
|
$10,272,000 | — | 30 Sep 2016 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q4 2016
As of 31 Dec 2016,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
436 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,732,221 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, GOLDMAN SACHS GROUP INC, WELLS FARGO & COMPANY/MN, CHURCHILL MANAGEMENT Corp, Mizuho Bank, Ltd., UBS Group AG, JONES FINANCIAL COMPANIES LLLP, NATIXIS, and SG Americas Securities, LLC.
This page lists
436
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
379
Q4 2016 holders
436
Holder diff
57
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.