SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 19,709,660
- Share change
- -708,063
- Total reported value
- $3,601,474,112
- Put/Call ratio
- 106%
- Price per share
- $182.78
- Number of holders
- 379
- Value change
- -$122,443,333
- Number of buys
- 124
- Number of sells
- 169
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,308,704
|
$413,258,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,832,967
|
$328,100,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,398,636
|
$250,468,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,138,838
|
$203,852,000 | — | 30 Jun 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
937,441
|
$167,801,936 | — | 30 Jun 2016 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
932,365
|
$166,893,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
761,771
|
$136,357,000 | — | 30 Jun 2016 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
660,869
|
$118,296,000 | — | 30 Jun 2016 | |
| Horizon Investments, LLC |
13F
|
Company |
—
class O/S missing
|
657,293
|
$117,655,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
625,576
|
$111,978,000 | — | 30 Jun 2016 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
597,283
|
$106,914,000 | — | 30 Jun 2016 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
780,570
|
$101,606,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
460,036
|
$82,384,000 | — | 30 Jun 2016 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
458,280
|
$81,972,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
340,407
|
$60,933,000 | — | 30 Jun 2016 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
290,761
|
$52,063,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
289,119
|
$51,753,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
284,721
|
$50,959,000 | — | 30 Jun 2016 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
281,080
|
$50,313,388 | — | 30 Jun 2016 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
254,690
|
$45,590,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
230,619
|
$41,300,000 | — | 30 Jun 2016 | |
| Generale Societe |
13F
|
Individual |
—
class O/S missing
|
193,749
|
$34,681,000 | — | 30 Jun 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
193,749
|
$34,681,000 | — | 30 Jun 2016 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
180,349
|
$32,283,000 | — | 30 Jun 2016 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
163,454
|
$29,258,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
156,915
|
$28,088,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
140,392
|
$25,130,000 | — | 30 Jun 2016 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
140,000
|
$25,060,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
140,171
|
$24,975,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
137,009
|
$24,525,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
136,401
|
$24,416,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
135,653
|
$24,282,000 | — | 30 Jun 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
132,793
|
$23,780,000 | — | 30 Jun 2016 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
129,700
|
$23,221,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
126,646
|
$22,668,000 | — | 30 Jun 2016 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
118,727
|
$20,972,000 | — | 30 Jun 2016 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
115,011
|
$20,587,000 | — | 30 Jun 2016 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
101,920
|
$18,244,000 | — | 30 Jun 2016 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
101,224
|
$18,119,000 | — | 30 Jun 2016 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
81,257
|
$14,545,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
73,845
|
$13,218,000 | — | 30 Jun 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
72,612
|
$12,997,000 | — | 30 Jun 2016 | |
| Gunma Bank,Ltd. |
13F
|
Company |
—
class O/S missing
|
65,000
|
$11,640,000 | — | 30 Jun 2016 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
64,321
|
$11,499,000 | — | 30 Jun 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
62,541
|
$11,195,000 | — | 30 Jun 2016 | |
| Timber Hill LLC |
13F
|
Company |
—
class O/S missing
|
61,620
|
$11,030,000 | — | 30 Jun 2016 | |
| GFS Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
61,172
|
$10,950,000 | — | 30 Jun 2016 | |
| Mitsubishi UFJ Trust & Banking Corp |
13F
|
Company |
—
class O/S missing
|
59,700
|
$10,691,000 | — | 30 Jun 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
57,724
|
$10,337,000 | — | 30 Jun 2016 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
57,450
|
$10,283,000 | — | 30 Jun 2016 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2016
As of 30 Sep 2016,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
379 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,709,660 shares.
The largest 10 holders included
MORGAN STANLEY, GOLDMAN SACHS GROUP INC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, NOMURA HOLDINGS INC, BNP PARIBAS ARBITRAGE, SA, UBS Group AG, JONES FINANCIAL COMPANIES LLLP, NATIXIS, and CHURCHILL MANAGEMENT Corp.
This page lists
379
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
384
Q3 2016 holders
379
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.