Security key
78467X109
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 19,384,236
- Share change
- +1,938,418
- Total reported value
- $3,153,624,571
- Put/Call ratio
- 156%
- Price per share
- $162.62
- Number of holders
- 346
- Value change
- +$292,588,019
- Number of buys
- 139
- Number of sells
- 149
Report period
Q3 2015
Institutions
346
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 78467X109
Recent filing periods:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,018,925
|
$354,968,000 | — | 30 Jun 2015 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
1,387,814
|
$244,005,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,320,059
|
$232,092,000 | — | 30 Jun 2015 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
1,177,365
|
$207,004,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,070,285
|
$188,177,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
740,711
|
$130,231,000 | — | 30 Jun 2015 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
552,859
|
$97,203,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
484,234
|
$85,138,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
441,126
|
$77,559,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
405,944
|
$71,373,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
331,371
|
$58,262,000 | — | 30 Jun 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
301,656
|
$53,037,000 | — | 30 Jun 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
297,825
|
$52,364,000 | — | 30 Jun 2015 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
292,588
|
$51,443,000 | — | 30 Jun 2015 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
251,175
|
$44,161,590 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
242,214
|
$42,792,000 | — | 30 Jun 2015 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
236,799
|
$41,634,000 | — | 30 Jun 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
212,478
|
$37,358,000 | — | 30 Jun 2015 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
208,913
|
$36,733,000 | — | 30 Jun 2015 | |
| Hexavest Inc. |
13F
|
Company |
—
class O/S missing
|
192,838
|
$33,905,000 | — | 30 Jun 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
191,756
|
$33,714,000 | — | 30 Jun 2015 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
160,000
|
$28,131,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
158,500
|
$27,867,000 | — | 30 Jun 2015 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
156,685
|
$27,504,000 | — | 30 Jun 2015 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
147,741
|
$25,976,000 | — | 30 Jun 2015 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
142,205
|
$25,002,000 | — | 30 Jun 2015 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
138,357
|
$24,326,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
134,770
|
$23,712,000 | — | 30 Jun 2015 | |
| Timber Hill LLC |
13F
|
Company |
—
class O/S missing
|
131,834
|
$23,179,000 | — | 30 Jun 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
129,216
|
$22,719,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
129,173
|
$22,712,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
122,468
|
$21,532,000 | — | 30 Jun 2015 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
107,994
|
$18,987,000 | — | 30 Jun 2015 | |
| Select Asset Management & Trust |
13F
|
Company |
—
class O/S missing
|
104,716
|
$18,411,000 | — | 30 Jun 2015 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
102,304
|
$17,987,000 | — | 30 Jun 2015 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
100,883
|
$17,737,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
76,666
|
$13,479,000 | — | 30 Jun 2015 | |
| Stelac Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
76,750
|
$12,781,000 | — | 30 Jun 2015 | |
| CURIAN CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
71,788
|
$12,622,000 | — | 30 Jun 2015 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
70,782
|
$12,445,000 | — | 30 Jun 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
69,664
|
$12,371,000 | — | 30 Jun 2015 | |
| GFS Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
60,672
|
$10,667,000 | — | 30 Jun 2015 | |
| Mitsubishi UFJ Trust & Banking Corp |
13F
|
Company |
—
class O/S missing
|
59,700
|
$10,496,000 | — | 30 Jun 2015 | |
| Analyst IMS Investment Management Services Ltd. |
13F
|
Company |
—
class O/S missing
|
59,562
|
$10,472,000 | — | 30 Jun 2015 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
58,162
|
$10,226,000 | — | 30 Jun 2015 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
57,026
|
$10,025,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
56,139
|
$9,870,000 | — | 30 Jun 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
52,753
|
$9,275,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
50,497
|
$8,879,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
50,190
|
$8,819,000 | — | 30 Jun 2015 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2015
As of 30 Sep 2015,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
346 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,384,236 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, UBS Group AG, National Mutual Insurance Federation of Agricultural Cooperatives, BNP PARIBAS ARBITRAGE, SA, GOLDMAN SACHS GROUP INC, CITIGROUP INC, CREDIT SUISSE AG/, WELLS FARGO & COMPANY/MN, and JONES FINANCIAL COMPANIES LLLP.
This page lists
346
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
347
Q3 2015 holders
346
Holder diff
-1
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.