SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 17,624,388
- Share change
- -4,646,669
- Total reported value
- $3,098,366,699
- Put/Call ratio
- 224%
- Price per share
- $175.82
- Number of holders
- 347
- Value change
- -$817,586,743
- Number of buys
- 100
- Number of sells
- 184
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
3,275,450
|
$581,655,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,710,084
|
$303,677,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,641,275
|
$291,457,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,241,476
|
$220,462,000 | — | 31 Mar 2015 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
1,177,365
|
$209,076,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
985,899
|
$175,076,000 | — | 31 Mar 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
984,896
|
$174,898,000 | — | 31 Mar 2015 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
705,452
|
$125,201,000 | — | 31 Mar 2015 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
—
class O/S missing
|
537,582
|
$95,464,000 | — | 31 Mar 2015 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
530,140
|
$94,142,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
512,177
|
$90,952,000 | — | 31 Mar 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
499,984
|
$88,787,000 | — | 31 Mar 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
368,574
|
$65,452,000 | — | 31 Mar 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
354,661
|
$62,981,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
341,277
|
$60,605,000 | — | 31 Mar 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
314,395
|
$55,853,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
267,961
|
$47,359,000 | — | 31 Mar 2015 | |
| Hexavest Inc. |
13F
|
Company |
—
class O/S missing
|
259,361
|
$46,057,000 | — | 31 Mar 2015 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
248,675
|
$44,159,708 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
237,345
|
$42,147,000 | — | 31 Mar 2015 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
232,384
|
$41,267,000 | — | 31 Mar 2015 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
226,088
|
$40,149,000 | — | 31 Mar 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
193,149
|
$34,299,000 | — | 31 Mar 2015 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
160,000
|
$28,413,000 | — | 31 Mar 2015 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
156,137
|
$27,727,000 | — | 31 Mar 2015 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
154,425
|
$27,281,000 | — | 31 Mar 2015 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
151,482
|
$26,900,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
141,314
|
$25,128,000 | — | 31 Mar 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
132,158
|
$23,469,000 | — | 31 Mar 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
118,278
|
$21,004,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
114,870
|
$20,399,000 | — | 31 Mar 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
111,380
|
$19,779,000 | — | 31 Mar 2015 | |
| Select Asset Management & Trust |
13F
|
Company |
—
class O/S missing
|
107,951
|
$19,170,000 | — | 31 Mar 2015 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
107,666
|
$19,120,000 | — | 31 Mar 2015 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
102,566
|
$18,214,000 | — | 31 Mar 2015 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
99,301
|
$17,634,000 | — | 31 Mar 2015 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
96,198
|
$17,083,000 | — | 31 Mar 2015 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
80,253
|
$14,251,000 | — | 31 Mar 2015 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
75,747
|
$13,406,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
75,355
|
$13,381,430 | — | 31 Mar 2015 | |
| CURIAN CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
73,881
|
$13,120,000 | — | 31 Mar 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
73,379
|
$13,075,000 | — | 31 Mar 2015 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
70,782
|
$12,569,000 | — | 31 Mar 2015 | |
| Vantage Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
70,156
|
$12,458,000 | — | 31 Mar 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
69,664
|
$12,371,000 | — | 31 Mar 2015 | |
| Stelac Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
69,180
|
$12,053,000 | — | 31 Mar 2015 | |
| Analyst IMS Investment Management Services Ltd. |
13F
|
Company |
—
class O/S missing
|
67,637
|
$12,011,000 | — | 31 Mar 2015 | |
| Commonwealth Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
65,744
|
$11,675,000 | — | 31 Mar 2015 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
64,085
|
$11,380,000 | — | 31 Mar 2015 | |
| GFS Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
63,125
|
$11,210,000 | — | 31 Mar 2015 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q2 2015
As of 30 Jun 2015,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
347 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,624,388 shares.
The largest 10 holders included
MORGAN STANLEY, MIZUHO SECURITIES USA INC., BANK OF AMERICA CORP /DE/, National Mutual Insurance Federation of Agricultural Cooperatives, UBS Group AG, ROYAL BANK OF CANADA, JONES FINANCIAL COMPANIES LLLP, WELLS FARGO & COMPANY/MN, CITIGROUP INC, and GOLDMAN SACHS GROUP INC.
This page lists
347
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
351
Q2 2015 holders
347
Holder diff
-4
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.