Security key
780915104
ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 14,391,969
- Share change
- -601,838
- Total reported value
- $151,358,686
- Price per share
- $10.52
- Number of holders
- 86
- Value change
- -$7,472,771
- Number of buys
- 37
- Number of sells
- 37
Report period
Q1 2022
Institutions
86
Top holders
10
RMT full security history
Newer quarter: Q2 2022
Previous quarter: Q4 2021
ROYCE MICRO-CAP TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 780915104
Recent filing periods:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
4.1%
|
2,155,075
|
$24,891,000 | — | 31 Dec 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.1%
|
1,105,425
|
$12,768,000 | — | 31 Dec 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.8%
|
939,219
|
$10,848,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
1.6%
|
844,008
|
$9,748,000 | — | 31 Dec 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.6%
|
836,317
|
$9,659,000 | — | 31 Dec 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
1.6%
|
833,421
|
$9,626,000 | — | 31 Dec 2021 | |
| Karpus Management, Inc. |
13F
|
Company |
1.4%
|
742,336
|
$8,574,000 | — | 31 Dec 2021 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
1.2%
|
641,011
|
$7,403,000 | — | 31 Dec 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1.1%
|
601,315
|
$6,945,000 | — | 31 Dec 2021 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.89%
|
468,862
|
$5,415,000 | — | 31 Dec 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.78%
|
410,078
|
$4,736,000 | — | 31 Dec 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.63%
|
330,462
|
$3,816,000 | — | 31 Dec 2021 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.62%
|
327,467
|
$3,782,000 | — | 31 Dec 2021 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.58%
|
302,492
|
$3,555,000 | — | 31 Dec 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.55%
|
286,936
|
$3,314,000 | — | 31 Dec 2021 | |
| FCA CORP /TX |
13F
|
Company |
0.51%
|
270,542
|
$3,125,000 | — | 31 Dec 2021 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.48%
|
253,151
|
$2,924,000 | — | 31 Dec 2021 | |
| Family Firm, Inc. |
13F
|
Company |
0.46%
|
243,169
|
$2,809,000 | — | 31 Dec 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.46%
|
241,824
|
$2,793,000 | — | 31 Dec 2021 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.41%
|
213,270
|
$2,463,000 | — | 31 Dec 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.3%
|
159,196
|
$1,839,000 | — | 31 Dec 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.27%
|
143,583
|
$1,659,000 | — | 31 Dec 2021 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.23%
|
122,841
|
$1,419,000 | — | 31 Dec 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.23%
|
121,930
|
$1,408,000 | — | 31 Dec 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.22%
|
117,836
|
$1,360,000 | — | 31 Dec 2021 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.21%
|
108,569
|
$1,254,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.2%
|
106,966
|
$1,235,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.2%
|
103,749
|
$1,198,000 | — | 31 Dec 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.17%
|
91,721
|
$1,059,000 | — | 31 Dec 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.17%
|
91,420
|
$1,055,000 | — | 31 Dec 2021 | |
| Walleye Capital LLC |
13F
|
Company |
0.17%
|
91,212
|
$1,053,000 | — | 31 Dec 2021 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.17%
|
87,854
|
$1,015,000 | — | 31 Dec 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.17%
|
87,511
|
$1,011,000 | — | 31 Dec 2021 | |
| Insight Folios Inc |
13F
|
Company |
0.09%
|
47,535
|
$988,000 | — | 31 Dec 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.13%
|
68,707
|
$794,000 | — | 31 Dec 2021 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.13%
|
66,161
|
$764,000 | — | 31 Dec 2021 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.12%
|
65,520
|
$757,000 | — | 31 Dec 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.12%
|
62,838
|
$725,000 | — | 31 Dec 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.12%
|
61,277
|
$708,000 | — | 31 Dec 2021 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.11%
|
56,530
|
$653,000 | — | 31 Dec 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.11%
|
56,520
|
$653,000 | — | 31 Dec 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.1%
|
54,385
|
$628,000 | — | 31 Dec 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.1%
|
54,084
|
$625,000 | — | 31 Dec 2021 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.09%
|
48,270
|
$558,000 | — | 31 Dec 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.09%
|
47,309
|
$546,000 | — | 31 Dec 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.08%
|
43,298
|
$500,000 | — | 31 Dec 2021 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.08%
|
43,010
|
$497,000 | — | 31 Dec 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
42,226
|
$488,000 | — | 31 Dec 2021 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.08%
|
41,365
|
$478,000 | — | 31 Dec 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
40,612
|
$469,000 | — | 31 Dec 2021 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2022
As of 31 Mar 2022,
ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by
86 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,391,969 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., UBS Group AG, WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, 1607 Capital Partners, LLC, Allspring Global Investments Holdings, LLC, Karpus Management, Inc., Shaker Financial Services, LLC, and PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC..
This page lists
86
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
93
Q1 2022 holders
86
Holder diff
-7
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.