ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
15,898,840
Share change
+768,852
Total reported value
$179,680,978
Price per share
$11.30
Number of holders
102
Value change
+$9,034,649
Number of buys
45
Number of sells
42

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
4.1%
2,167,208
$21,932,000 31 Dec 2020
13F
Karpus Management, Inc.
13F
Company
3.1%
1,608,558
$16,279,000 31 Dec 2020
13F
WELLS FARGO & COMPANY/MN
13F
Company
2.5%
1,297,578
$13,131,000 31 Dec 2020
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
2%
1,026,153
$10,385,000 31 Dec 2020
13F
Advisors Asset Management, Inc.
13F
Company
1.6%
859,984
$8,703,000 31 Dec 2020
13F
UBS Group AG
13F
Company
1.6%
835,547
$8,455,000 31 Dec 2020
13F
1607 Capital Partners, LLC
13F
Company
1.5%
781,646
$7,910,000 31 Dec 2020
13F
Cornerstone Advisors, LLC
13F
Company
1.1%
563,979
$5,707,000 31 Dec 2020
13F
HORIZON KINETICS ASSET MANAGEMENT LLC
13F
Company
0.79%
417,867
$4,229,000 31 Dec 2020
13F
Matisse Capital
13F
Company
0.79%
413,000
$4,179,000 31 Dec 2020
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.71%
373,179
$3,777,000 31 Dec 2020
13F
FCA CORP /TX
13F
Company
0.59%
308,499
$3,122,000 31 Dec 2020
13F
FLAGSHIP HARBOR ADVISORS, LLC
13F
Company
0.51%
267,968
$2,712,000 31 Dec 2020
13F
Family Firm, Inc.
13F
Company
0.46%
242,240
$2,628,000 31 Dec 2020
13F
Shaker Financial Services, LLC
13F
Company
0.49%
254,984
$2,580,000 31 Dec 2020
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.41%
216,290
$2,190,000 31 Dec 2020
13F
Quantedge Capital Pte Ltd
13F
Company
0.39%
205,555
$2,080,000 31 Dec 2020
13F
AQR Arbitrage LLC
13F
Company
0.35%
181,476
$1,837,000 31 Dec 2020
13F
BARD ASSOCIATES INC
13F
Company
0.33%
172,351
$1,744,000 31 Dec 2020
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.32%
169,231
$1,713,000 31 Dec 2020
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
0.31%
164,099
$1,661,000 31 Dec 2020
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
0.3%
159,190
$1,611,000 31 Dec 2020
13F
Curi Capital, LLC
13F
Company
0.25%
131,709
$1,333,000 31 Dec 2020
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.25%
130,982
$1,326,000 31 Dec 2020
13F
ROYAL BANK OF CANADA
13F
Company
0.25%
130,461
$1,321,000 31 Dec 2020
13F
Frontier Wealth Management LLC
13F
Company
0.24%
127,275
$1,288,000 31 Dec 2020
13F
LPL Financial LLC
13F
Company
0.2%
106,207
$1,075,000 31 Dec 2020
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.19%
102,298
$1,035,000 31 Dec 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
0.19%
102,147
$1,034,000 31 Dec 2020
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.19%
100,980
$1,021,000 31 Dec 2020
13F
Moors & Cabot, Inc.
13F
Company
0.16%
83,319
$841,000 31 Dec 2020
13F
JONES ROAD CAPITAL MANAGEMENT, L.P.
13F
Company
0.12%
65,000
$658,000 31 Dec 2020
13F
TWIN FOCUS CAPITAL PARTNERS, LLC
13F
Company
0.12%
62,161
$629,000 31 Dec 2020
13F
Walleye Capital LLC
13F
Company
0.12%
61,886
$626,000 31 Dec 2020
13F
Financial Advocates Investment Management
13F
Company
0.12%
61,137
$619,000 31 Dec 2020
13F
D.A. DAVIDSON & CO.
13F
Company
0.11%
58,479
$592,000 31 Dec 2020
13F
GUGGENHEIM CAPITAL LLC
13F
Company
0.11%
55,609
$563,000 31 Dec 2020
13F
Point View Wealth Management, Inc.
13F
Company
0.1%
53,692
$543,000 31 Dec 2020
13F
FIRST TRUST ADVISORS LP
13F
Company
0.1%
52,485
$531,000 31 Dec 2020
13F
Invesco Ltd.
13F
Company
0.1%
50,958
$516,000 31 Dec 2020
13F
Advisory Alpha, LLC
13F
Company
0.1%
50,922
$515,000 31 Dec 2020
13F
BROWN ADVISORY INC
13F
Company
0.08%
42,945
$435,000 31 Dec 2020
13F
Harborview Advisors, LLC
13F
Company
0.08%
40,023
$405,000 31 Dec 2020
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.07%
38,812
$393,000 31 Dec 2020
13F
ROBERTS GLORE & CO INC /IL/
13F
Company
0.07%
37,893
$383,000 31 Dec 2020
13F
Graves Light Lenhart Wealth, Inc.
13F
Company
0.07%
35,938
$364,000 31 Dec 2020
13F
DAVENPORT & Co LLC
13F
Company
0.07%
35,665
$361,000 31 Dec 2020
13F
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
0.07%
34,270
$347,000 31 Dec 2020
13F
CITIGROUP INC
13F
Company
0.06%
32,852
$332,000 31 Dec 2020
13F
Dakota Wealth Management
13F
Company
0.06%
31,870
$323,000 31 Dec 2020
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2021

As of 31 Mar 2021, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 102 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 15,898,840 shares. The largest 10 holders included MORGAN STANLEY, Karpus Management, Inc., WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., 1607 Capital Partners, LLC, UBS Group AG, Parametric Portfolio Associates LLC, Cornerstone Advisors, LLC, and Matisse Capital. This page lists 102 institutional shareholders reporting positions in this security for the Q1 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders
97
Q1 2021 holders
102
Holder diff
5
Investor Q4 2020 Shares Q1 2021 Shares Share Diff Share Chg % Q4 2020 Value $ Q1 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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