ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 15,898,840
- Share change
- +768,852
- Total reported value
- $179,680,978
- Price per share
- $11.30
- Number of holders
- 102
- Value change
- +$9,034,649
- Number of buys
- 45
- Number of sells
- 42
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
4.1%
|
2,167,208
|
$21,932,000 | — | 31 Dec 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
3.1%
|
1,608,558
|
$16,279,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.5%
|
1,297,578
|
$13,131,000 | — | 31 Dec 2020 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2%
|
1,026,153
|
$10,385,000 | — | 31 Dec 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.6%
|
859,984
|
$8,703,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
1.6%
|
835,547
|
$8,455,000 | — | 31 Dec 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.5%
|
781,646
|
$7,910,000 | — | 31 Dec 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1.1%
|
563,979
|
$5,707,000 | — | 31 Dec 2020 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.79%
|
417,867
|
$4,229,000 | — | 31 Dec 2020 | |
| Matisse Capital |
13F
|
Company |
0.79%
|
413,000
|
$4,179,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.71%
|
373,179
|
$3,777,000 | — | 31 Dec 2020 | |
| FCA CORP /TX |
13F
|
Company |
0.59%
|
308,499
|
$3,122,000 | — | 31 Dec 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.51%
|
267,968
|
$2,712,000 | — | 31 Dec 2020 | |
| Family Firm, Inc. |
13F
|
Company |
0.46%
|
242,240
|
$2,628,000 | — | 31 Dec 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.49%
|
254,984
|
$2,580,000 | — | 31 Dec 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.41%
|
216,290
|
$2,190,000 | — | 31 Dec 2020 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.39%
|
205,555
|
$2,080,000 | — | 31 Dec 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.35%
|
181,476
|
$1,837,000 | — | 31 Dec 2020 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.33%
|
172,351
|
$1,744,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.32%
|
169,231
|
$1,713,000 | — | 31 Dec 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.31%
|
164,099
|
$1,661,000 | — | 31 Dec 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.3%
|
159,190
|
$1,611,000 | — | 31 Dec 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.25%
|
131,709
|
$1,333,000 | — | 31 Dec 2020 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.25%
|
130,982
|
$1,326,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.25%
|
130,461
|
$1,321,000 | — | 31 Dec 2020 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.24%
|
127,275
|
$1,288,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
106,207
|
$1,075,000 | — | 31 Dec 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
102,298
|
$1,035,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.19%
|
102,147
|
$1,034,000 | — | 31 Dec 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.19%
|
100,980
|
$1,021,000 | — | 31 Dec 2020 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.16%
|
83,319
|
$841,000 | — | 31 Dec 2020 | |
| JONES ROAD CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
0.12%
|
65,000
|
$658,000 | — | 31 Dec 2020 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.12%
|
62,161
|
$629,000 | — | 31 Dec 2020 | |
| Walleye Capital LLC |
13F
|
Company |
0.12%
|
61,886
|
$626,000 | — | 31 Dec 2020 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.12%
|
61,137
|
$619,000 | — | 31 Dec 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.11%
|
58,479
|
$592,000 | — | 31 Dec 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.11%
|
55,609
|
$563,000 | — | 31 Dec 2020 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.1%
|
53,692
|
$543,000 | — | 31 Dec 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.1%
|
52,485
|
$531,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.1%
|
50,958
|
$516,000 | — | 31 Dec 2020 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.1%
|
50,922
|
$515,000 | — | 31 Dec 2020 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.08%
|
42,945
|
$435,000 | — | 31 Dec 2020 | |
| Harborview Advisors, LLC |
13F
|
Company |
0.08%
|
40,023
|
$405,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.07%
|
38,812
|
$393,000 | — | 31 Dec 2020 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.07%
|
37,893
|
$383,000 | — | 31 Dec 2020 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.07%
|
35,938
|
$364,000 | — | 31 Dec 2020 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.07%
|
35,665
|
$361,000 | — | 31 Dec 2020 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.07%
|
34,270
|
$347,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
32,852
|
$332,000 | — | 31 Dec 2020 | |
| Dakota Wealth Management |
13F
|
Company |
0.06%
|
31,870
|
$323,000 | — | 31 Dec 2020 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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