ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 11,526,486
- Share change
- +239,796
- Total reported value
- $64,169,000
- Price per share
- $5.56
- Number of holders
- 81
- Value change
- +$1,105,877
- Number of buys
- 41
- Number of sells
- 35
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.6%
|
1,344,625
|
$11,483,000 | — | 31 Dec 2019 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
2.4%
|
1,279,959
|
$10,931,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.5%
|
800,255
|
$6,834,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
1.5%
|
782,660
|
$6,684,000 | — | 31 Dec 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
661,495
|
$5,649,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
582,269
|
$4,972,000 | — | 31 Dec 2019 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1%
|
526,195
|
$4,494,000 | — | 31 Dec 2019 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.9%
|
470,628
|
$4,019,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.83%
|
434,847
|
$3,748,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.72%
|
376,425
|
$3,215,000 | — | 31 Dec 2019 | |
| FCA CORP /TX |
13F
|
Company |
0.64%
|
336,067
|
$2,870,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.61%
|
322,142
|
$2,751,000 | — | 31 Dec 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.55%
|
291,081
|
$2,486,000 | — | 31 Dec 2019 | |
| Family Firm, Inc. |
13F
|
Company |
0.5%
|
263,814
|
$2,253,000 | — | 31 Dec 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.43%
|
228,475
|
$1,951,000 | — | 31 Dec 2019 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.37%
|
192,801
|
$1,647,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.27%
|
143,641
|
$1,227,000 | — | 31 Dec 2019 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.27%
|
140,864
|
$1,203,000 | — | 31 Dec 2019 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.23%
|
123,102
|
$1,051,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.22%
|
113,446
|
$969,000 | — | 31 Dec 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.21%
|
109,133
|
$932,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
95,751
|
$817,000 | — | 31 Dec 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.17%
|
89,159
|
$761,000 | — | 31 Dec 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.15%
|
79,458
|
$678,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.14%
|
71,631
|
$612,000 | — | 31 Dec 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
68,845
|
$588,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
61,273
|
$523,000 | — | 31 Dec 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.12%
|
61,124
|
$522,000 | — | 31 Dec 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.11%
|
59,043
|
$504,000 | — | 31 Dec 2019 | |
| Lido Advisors, LLC |
13F
|
Company |
0.11%
|
56,052
|
$479,000 | — | 31 Dec 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.1%
|
54,951
|
$469,000 | — | 31 Dec 2019 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.1%
|
54,550
|
$466,000 | — | 31 Dec 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.1%
|
51,400
|
$439,000 | — | 31 Dec 2019 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.09%
|
49,533
|
$422,000 | — | 31 Dec 2019 | |
| PECAUT & CO. |
13F
|
Company |
0.09%
|
45,073
|
$385,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.08%
|
43,257
|
$369,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
41,548
|
$352,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
41,223
|
$352,000 | — | 31 Dec 2019 | |
| Walleye Capital LLC |
13F
|
Company |
0.08%
|
40,201
|
$343,000 | — | 31 Dec 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.08%
|
39,801
|
$340,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
37,667
|
$321,000 | — | 31 Dec 2019 | |
| Harborview Advisors, LLC |
13F
|
Company |
0.07%
|
37,025
|
$316,000 | — | 31 Dec 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.07%
|
35,140
|
$300,000 | — | 31 Dec 2019 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.07%
|
34,270
|
$293,000 | — | 31 Dec 2019 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
32,240
|
$275,000 | — | 31 Dec 2019 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.06%
|
31,600
|
$270,000 | — | 31 Dec 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.06%
|
30,978
|
$265,000 | — | 31 Dec 2019 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.06%
|
30,657
|
$261,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
30,116
|
$257,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.06%
|
29,589
|
$252,000 | — | 31 Dec 2019 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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