ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
11,526,486
Share change
+239,796
Total reported value
$64,169,000
Price per share
$5.56
Number of holders
81
Value change
+$1,105,877
Number of buys
41
Number of sells
35

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
2.6%
1,344,625
$11,483,000 31 Dec 2019
13F
HORIZON KINETICS ASSET MANAGEMENT LLC
13F
Company
2.4%
1,279,959
$10,931,000 31 Dec 2019
13F
Advisors Asset Management, Inc.
13F
Company
1.5%
800,255
$6,834,000 31 Dec 2019
13F
UBS Group AG
13F
Company
1.5%
782,660
$6,684,000 31 Dec 2019
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
1.3%
661,495
$5,649,000 31 Dec 2019
13F
MORGAN STANLEY
13F
Company
1.1%
582,269
$4,972,000 31 Dec 2019
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
1%
526,195
$4,494,000 31 Dec 2019
13F
Cornerstone Advisors, LLC
13F
Company
0.9%
470,628
$4,019,000 31 Dec 2019
13F
First Allied Advisory Services, Inc.
13F
Company
0.83%
434,847
$3,748,000 31 Dec 2019
13F
ROYAL BANK OF CANADA
13F
Company
0.72%
376,425
$3,215,000 31 Dec 2019
13F
FCA CORP /TX
13F
Company
0.64%
336,067
$2,870,000 31 Dec 2019
13F
Shaker Financial Services, LLC
13F
Company
0.61%
322,142
$2,751,000 31 Dec 2019
13F
FLAGSHIP HARBOR ADVISORS, LLC
13F
Company
0.55%
291,081
$2,486,000 31 Dec 2019
13F
Family Firm, Inc.
13F
Company
0.5%
263,814
$2,253,000 31 Dec 2019
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.43%
228,475
$1,951,000 31 Dec 2019
13F
BARD ASSOCIATES INC
13F
Company
0.37%
192,801
$1,647,000 31 Dec 2019
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
0.27%
143,641
$1,227,000 31 Dec 2019
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.27%
140,864
$1,203,000 31 Dec 2019
13F
Financial Advocates Investment Management
13F
Company
0.23%
123,102
$1,051,000 31 Dec 2019
13F
LPL Financial LLC
13F
Company
0.22%
113,446
$969,000 31 Dec 2019
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.21%
109,133
$932,000 31 Dec 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.18%
95,751
$817,000 31 Dec 2019
13F
FIRST FOUNDATION ADVISORS
13F
Company
0.17%
89,159
$761,000 31 Dec 2019
13F
BROWN ADVISORY INC
13F
Company
0.15%
79,458
$678,000 31 Dec 2019
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.14%
71,631
$612,000 31 Dec 2019
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.13%
68,845
$588,000 31 Dec 2019
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.12%
61,273
$523,000 31 Dec 2019
13F
FIRST TRUST ADVISORS LP
13F
Company
0.12%
61,124
$522,000 31 Dec 2019
13F
Point View Wealth Management, Inc.
13F
Company
0.11%
59,043
$504,000 31 Dec 2019
13F
Lido Advisors, LLC
13F
Company
0.11%
56,052
$479,000 31 Dec 2019
13F
D.A. DAVIDSON & CO.
13F
Company
0.1%
54,951
$469,000 31 Dec 2019
13F
Graves Light Lenhart Wealth, Inc.
13F
Company
0.1%
54,550
$466,000 31 Dec 2019
13F
TWIN FOCUS CAPITAL PARTNERS, LLC
13F
Company
0.1%
51,400
$439,000 31 Dec 2019
13F
AVANTAX ADVISORY SERVICES, INC.
13F
Company
0.09%
49,533
$422,000 31 Dec 2019
13F
PECAUT & CO.
13F
Company
0.09%
45,073
$385,000 31 Dec 2019
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.08%
43,257
$369,000 31 Dec 2019
13F
STIFEL FINANCIAL CORP
13F
Company
0.08%
41,548
$352,000 31 Dec 2019
13F
Advisor Group, Inc.
13F
Company
0.08%
41,223
$352,000 31 Dec 2019
13F
Walleye Capital LLC
13F
Company
0.08%
40,201
$343,000 31 Dec 2019
13F
TRUIST FINANCIAL CORP
13F
Company
0.08%
39,801
$340,000 31 Dec 2019
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.07%
37,667
$321,000 31 Dec 2019
13F
Harborview Advisors, LLC
13F
Company
0.07%
37,025
$316,000 31 Dec 2019
13F
Private Advisor Group, LLC
13F
Company
0.07%
35,140
$300,000 31 Dec 2019
13F
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
0.07%
34,270
$293,000 31 Dec 2019
13F
M&T BANK CORP
13F
Company
0.06%
32,240
$275,000 31 Dec 2019
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
0.06%
31,600
$270,000 31 Dec 2019
13F
DAVENPORT & Co LLC
13F
Company
0.06%
30,978
$265,000 31 Dec 2019
13F
ROBERTS GLORE & CO INC /IL/
13F
Company
0.06%
30,657
$261,000 31 Dec 2019
13F
CITIGROUP INC
13F
Company
0.06%
30,116
$257,000 31 Dec 2019
13F
Cetera Advisor Networks LLC
13F
Company
0.06%
29,589
$252,000 31 Dec 2019
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2020

As of 31 Mar 2020, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 81 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,526,486 shares. The largest 10 holders included HORIZON KINETICS ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., UBS Group AG, RiverNorth Capital Management, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., MORGAN STANLEY, ROYAL BANK OF CANADA, First Allied Advisory Services, Inc., and Shaker Financial Services, LLC. This page lists 81 institutional shareholders reporting positions in this security for the Q1 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders
79
Q1 2020 holders
81
Holder diff
2
Investor Q4 2019 Shares Q1 2020 Shares Share Diff Share Chg % Q4 2019 Value $ Q1 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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